HARDY SCOTT R (Chief Operating Officer) received a stock award from VIVINT SMART HOME, INC.
Compensation award — not an open‑market transaction. Less informative as a directional signal.
A · 1 award
Filed: 1/22/2020ACC: 0000899243-20-001708
Officer· Chief Operating Officer
Since Jan 2020
+491.66K
Net shares
Net buyer
$0.00
Total acquired
0
Open market trades
0B · 0S
4
Total transactions
491.66K acquired
Non-Derivative Transactions1
Class A Common Stock
Direct
Shares
+34.28K
Price / share
—
Trade value
—
% of position
New position
1/17/2020
0.00→34.28K
Total
Net shares
+34.28K
Net value
$0.00
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Class A Common Stock Direct | 1/17/2020 | A · Award | +34.28K | — | — | New position | 0.00 | 34.28K |
| Total | +34.28K | $0.00 | ||||||
Derivative Transactions3
Earnout Rights
Direct
Converts to
Class A Common Stock
131.16K shares
Shares
+131.16K
Strike price
Held after
131.16K
Exercisable
—
1/17/2020
Stock Appreciation Rights
Direct
Converts to
Class A Common Stock
216.04K shares
Shares
+216.04K
Strike price
20.41
Held after
216.04K
Exercisable
—
1/17/2020
Stock Appreciation Rights
Direct
Converts to
Class A Common Stock
110.18K shares
Shares
+110.18K
Strike price
14.28
Held after
110.18K
Exercisable
—
1/17/2020
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| Earnout Rights Direct | Class A Common Stock131.16K shares | 1/17/2020 | A · Award | +131.16K | — | 131.16K | |
| Stock Appreciation Rights Direct | Class A Common Stock216.04K shares | 1/17/2020 | A · Award | +216.04K | 20.41 | — | 216.04K |
| Stock Appreciation Rights Direct | Class A Common Stock110.18K shares | 1/17/2020 | A · Award | +110.18K | 14.28 | — | 110.18K |