HARARY JOSEPH M (President and CEO) reported 2 transactions at RESEARCH FRONTIERS INC
Review the transaction codes below to understand the nature of each event.
Filed: 6/2/2020ACC: 0001493152-20-010388
DirectorOfficer· President and CEO
Since Nov 2018
-68.32K
Net shares
Net seller
$124.8K
Total acquired
0
Open market trades
0B · 0S
4
Total transactions
41.68K acquired · 110K disposed
Non-Derivative Transactions2
Common Stock
Direct
Shares
+22.09K
Price / share
$2.89
Trade value
$63.84K
% of position
4.8%
5/29/2020
456.87K→478.96K
Common Stock
Direct
Shares
+19.59K
Price / share
$3.11
Trade value
$60.91K
% of position
4.1%
5/29/2020
478.96K→498.55K
Total
Net shares
+41.68K
Net value
$124.76K
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Common Stock Direct | 5/29/2020 | F · Tax Withholding | +22.09K | $2.89 | $63.84K | 4.8% | 456.87K | 478.96K |
| Common Stock Direct | 5/29/2020 | F · Tax Withholding | +19.59K | $3.11 | $60.91K | 4.1% | 478.96K | 498.55K |
| Total | +41.68K | $124.76K | ||||||
Derivative Transactions2
Stock Option (right to buy)
Direct
Converts to
Common Stock
55K shares
Shares
−55K
Strike price
2.89
Held after
234.10K
Exercisable
—
5/29/2020
Stock Option (right to buy)
Direct
Converts to
Common Stock
55K shares
Shares
−55K
Strike price
3.11
Held after
179.10K
Exercisable
—
5/29/2020
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| Stock Option (right to buy) Direct | Common Stock55K shares | 5/29/2020 | M · Option Exercise | −55K | 2.89 | — | 234.10K |
| Stock Option (right to buy) Direct | Common Stock55K shares | 5/29/2020 | M · Option Exercise | −55K | 3.11 | — | 179.10K |