Filed: 4/28/2026ACC: 0001695959-26-000002
📋 What this filing means
HAPANOWICZ & ASSOCIATES FINANCIAL SERVICES, INC filed this quarterly 13F‑HR report disclosing 31 equity positions with a total reported market value of $251.42M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
31
Positions
$251.42M
Total AUM (reported)
3.04M
Total Shares
Allocation by class
VNG RUS1000GRW$57.91M23.0%
VNG RUS1000VAL$57.72M23.0%
TR UNIT$38.25M15.2%
INT-TRM U.S TRES$34.80M13.8%
DIV APP ETF$19.07M7.6%
MCAP GR IDXVIP$7.85M3.1%
COM$7.01M2.8%
Portfolio Concentration
Top 3$153.88M61.2%
4–10$80.86M32.2%
11–25$14.93M5.9%
Rest$1.75M0.7%
Top 3 weight
61.2%
Top 10 weight
93.4%
Voting Authority Distribution
Total shares with voting rights: 3.04M
Sole
Full voting authority
118.78K
shares
% of voting shares3.9%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
2.92M
shares
% of voting shares96.1%
Investment Discretion (by position count)
Sole31
Shared0
Other0
Dominant voting typeNone · 96.1% of voting shares
Institutional Holdings31
Rows:
VANGUARD SCOTTSDALE FDS
SOLEShares527.96K
TypeSH
Market value$57.91M
23.03%
Sole
14.80K
Shared
0.00
None
513.16K
VANGUARD SCOTTSDALE FDS
SOLEShares615.77K
TypeSH
Market value$57.72M
22.96%
Sole
17.67K
Shared
0.00
None
598.10K
STATE STR SPDR S&P 500 ETF T
SOLEShares58.81K
TypeSH
Market value$38.25M
15.21%
Sole
964.00
Shared
0.00
None
57.85K
SCHWAB STRATEGIC TR
SOLEShares1.40M
TypeSH
Market value$34.80M
13.84%
Sole
32.51K
Shared
0.00
None
1.36M
VANGUARD SPECIALIZED FUNDS
SOLEShares88.67K
TypeSH
Market value$19.07M
7.58%
Sole
1.49K
Shared
0.00
None
87.18K
VANGUARD INDEX FDS
SOLEShares30.51K
TypeSH
Market value$7.85M
3.12%
Sole
65.00
Shared
0.00
None
30.45K
VANGUARD SCOTTSDALE FDS
SOLEShares22.07K
TypeSH
Market value$6.51M
2.59%
Sole
0.00
Shared
0.00
None
22.07K
FIRST TR EXCHANGE-TRADED ALP
SOLEShares42.48K
TypeSH
Market value$5.07M
2.02%
Sole
5.02K
Shared
0.00
None
37.46K
ISHARES TR
SOLEShares63.30K
TypeSH
Market value$4.33M
1.72%
Sole
0.00
Shared
0.00
None
63.30K
ISHARES TR
SOLEShares22.05K
TypeSH
Market value$3.21M
1.28%
Sole
2.49K
Shared
0.00
None
19.56K
NEW YORK LIFE INVTS ACTIVE E
SOLEShares96.58K
TypeSH
Market value$2.33M
0.93%
Sole
40.80K
Shared
0.00
None
55.78K
ISHARES TR
SOLEShares14.77K
TypeSH
Market value$1.44M
0.57%
Sole
0.00
Shared
0.00
None
14.77K
STATE STR SPDR DOW JONES IND
SOLEShares3.03K
TypeSH
Market value$1.40M
0.56%
Sole
0.00
Shared
0.00
None
3.03K
AMAZON COM INC
SOLEShares6.72K
TypeSH
Market value$1.40M
0.56%
Sole
204.00
Shared
0.00
None
6.52K
ALPHABET INC
SOLEShares4.59K
TypeSH
Market value$1.32M
0.52%
Sole
439.00
Shared
0.00
None
4.15K
APPLE INC
SOLEShares4.13K
TypeSH
Market value$1.05M
0.42%
Sole
363.00
Shared
0.00
None
3.77K
NVIDIA CORPORATION
SOLEShares4.94K
TypeSH
Market value$862.1K
0.34%
Sole
694.00
Shared
0.00
None
4.25K
ALPHABET INC
SOLEShares2.97K
TypeSH
Market value$853.5K
0.34%
Sole
0.00
Shared
0.00
None
2.97K
LOCKHEED MARTIN CORP
SOLEShares1.22K
TypeSH
Market value$735.5K
0.29%
Sole
0.00
Shared
0.00
None
1.22K
SPDR GOLD TR
SOLEShares1.70K
TypeSH
Market value$729.3K
0.29%
Sole
0.00
Shared
0.00
None
1.70K
BERKSHIRE HATHAWAY INC DEL
SOLEShares1.38K
TypeSH
Market value$660.8K
0.26%
Sole
0.00
Shared
0.00
None
1.38K
PNC FINL SVCS GROUP INC
SOLEShares2.95K
TypeSH
Market value$613.7K
0.24%
Sole
463.00
Shared
0.00
None
2.49K
TESLA INC
SOLEShares1.46K
TypeSH
Market value$541.3K
0.22%
Sole
312.00
Shared
0.00
None
1.14K
APPLIED MATLS INC
SOLEShares1.58K
TypeSH
Market value$539.0K
0.21%
Sole
184.00
Shared
0.00
None
1.39K
META PLATFORMS INC
SOLEShares801.00
TypeSH
Market value$458.3K
0.18%
Sole
100.00
Shared
0.00
None
701.00
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
VANGUARD SCOTTSDALE FDSSOLE | VNG RUS1000GRW | 527.96K | SH | $57.91M 23.03% | 14.80K | 0.00 | 513.16K |
VANGUARD SCOTTSDALE FDSSOLE | VNG RUS1000VAL | 615.77K | SH | $57.72M 22.96% | 17.67K | 0.00 | 598.10K |
STATE STR SPDR S&P 500 ETF TSOLE | TR UNIT | 58.81K | SH | $38.25M 15.21% | 964.00 | 0.00 | 57.85K |
SCHWAB STRATEGIC TRSOLE | INT-TRM U.S TRES | 1.40M | SH | $34.80M 13.84% | 32.51K | 0.00 | 1.36M |
VANGUARD SPECIALIZED FUNDSSOLE | DIV APP ETF | 88.67K | SH | $19.07M 7.58% | 1.49K | 0.00 | 87.18K |
VANGUARD INDEX FDSSOLE | MCAP GR IDXVIP | 30.51K | SH | $7.85M 3.12% | 65.00 | 0.00 | 30.45K |
VANGUARD SCOTTSDALE FDSSOLE | VNG RUS1000IDX | 22.07K | SH | $6.51M 2.59% | 0.00 | 0.00 | 22.07K |
FIRST TR EXCHANGE-TRADED ALPSOLE | COM SHS | 42.48K | SH | $5.07M 2.02% | 5.02K | 0.00 | 37.46K |
ISHARES TRSOLE | MSCI ACWI EX US | 63.30K | SH | $4.33M 1.72% | 0.00 | 0.00 | 63.30K |
ISHARES TRSOLE | RUS MDCP VAL ETF | 22.05K | SH | $3.21M 1.28% | 2.49K | 0.00 | 19.56K |
NEW YORK LIFE INVTS ACTIVE ESOLE | NYLI MACKAY MUN | 96.58K | SH | $2.33M 0.93% | 40.80K | 0.00 | 55.78K |
ISHARES TRSOLE | RUS MID CAP ETF | 14.77K | SH | $1.44M 0.57% | 0.00 | 0.00 | 14.77K |
STATE STR SPDR DOW JONES INDSOLE | UT SER 1 | 3.03K | SH | $1.40M 0.56% | 0.00 | 0.00 | 3.03K |
AMAZON COM INCSOLE | COM | 6.72K | SH | $1.40M 0.56% | 204.00 | 0.00 | 6.52K |
ALPHABET INCSOLE | CAP STK CL C | 4.59K | SH | $1.32M 0.52% | 439.00 | 0.00 | 4.15K |
APPLE INCSOLE | COM | 4.13K | SH | $1.05M 0.42% | 363.00 | 0.00 | 3.77K |
NVIDIA CORPORATIONSOLE | COM | 4.94K | SH | $862.1K 0.34% | 694.00 | 0.00 | 4.25K |
ALPHABET INCSOLE | CAP STK CL A | 2.97K | SH | $853.5K 0.34% | 0.00 | 0.00 | 2.97K |
LOCKHEED MARTIN CORPSOLE | COM | 1.22K | SH | $735.5K 0.29% | 0.00 | 0.00 | 1.22K |
SPDR GOLD TRSOLE | GOLD SHS | 1.70K | SH | $729.3K 0.29% | 0.00 | 0.00 | 1.70K |
BERKSHIRE HATHAWAY INC DELSOLE | CL B NEW | 1.38K | SH | $660.8K 0.26% | 0.00 | 0.00 | 1.38K |
PNC FINL SVCS GROUP INCSOLE | COM | 2.95K | SH | $613.7K 0.24% | 463.00 | 0.00 | 2.49K |
TESLA INCSOLE | COM | 1.46K | SH | $541.3K 0.22% | 312.00 | 0.00 | 1.14K |
APPLIED MATLS INCSOLE | COM | 1.58K | SH | $539.0K 0.21% | 184.00 | 0.00 | 1.39K |
META PLATFORMS INCSOLE | CL A | 801.00 | SH | $458.3K 0.18% | 100.00 | 0.00 | 701.00 |
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