Filed: 10/26/2023ACC: 0001085146-23-003933
📋 What this filing means
HAPANOWICZ & ASSOCIATES FINANCIAL SERVICES, INC filed this quarterly 13F‑HR report disclosing 29 equity positions with a total reported market value of $140.73M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
29
Positions
$140.73M
Total AUM (reported)
2.04M
Total Shares
Allocation by class
VNG RUS1000GRW$30.56M21.7%
VNG RUS1000VAL$29.42M20.9%
COM SHS$17.89M12.7%
RUS MDCP VAL ETF$16.97M12.1%
DIV APP ETF$11.22M8.0%
PRTFLO S&P500 HI$10.39M7.4%
MCAP GR IDXVIP$7.17M5.1%
Portfolio Concentration
Top 3$77.87M55.3%
4–10$53.94M38.3%
11–25$8.22M5.8%
Rest$703.0K0.5%
Top 3 weight
55.3%
Top 10 weight
93.7%
Voting Authority Distribution
Total shares with voting rights: 2.04M
Sole
Full voting authority
48.88K
shares
% of voting shares2.4%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
1.99M
shares
% of voting shares97.6%
Investment Discretion (by position count)
Sole29
Shared0
Other0
Dominant voting typeNone · 97.6% of voting shares
Institutional Holdings29
Rows:
VANGUARD SCOTTSDALE FDS
SOLEShares446.50K
TypeSH
Market value$30.56M
21.71%
Sole
13.87K
Shared
0.00
None
432.64K
VANGUARD SCOTTSDALE FDS
SOLEShares441.38K
TypeSH
Market value$29.42M
20.91%
Sole
14.73K
Shared
0.00
None
426.66K
FIRST TR SML CP CORE ALPHA F
SOLEShares221.84K
TypeSH
Market value$17.89M
12.71%
Sole
9.34K
Shared
0.00
None
212.50K
ISHARES TR
SOLEShares162.60K
TypeSH
Market value$16.97M
12.06%
Sole
4.84K
Shared
0.00
None
157.76K
VANGUARD SPECIALIZED FUNDS
SOLEShares72.24K
TypeSH
Market value$11.22M
7.98%
Sole
922.00
Shared
0.00
None
71.32K
SPDR SER TR
SOLEShares296.16K
TypeSH
Market value$10.39M
7.38%
Sole
3.64K
Shared
0.00
None
292.52K
VANGUARD INDEX FDS
SOLEShares36.81K
TypeSH
Market value$7.17M
5.09%
Sole
162.00
Shared
0.00
None
36.65K
VANGUARD SCOTTSDALE FDS
SOLEShares16.82K
TypeSH
Market value$3.27M
2.33%
Sole
0.00
Shared
0.00
None
16.82K
ISHARES TR
SOLEShares64.92K
TypeSH
Market value$3.05M
2.17%
Sole
0.00
Shared
0.00
None
64.92K
AVIDXCHANGE HOLDINGS INC
SOLEShares196.91K
TypeSH
Market value$1.87M
1.33%
Sole
0.00
Shared
0.00
None
196.91K
ISHARES TR
SOLEShares21.45K
TypeSH
Market value$1.49M
1.06%
Sole
0.00
Shared
0.00
None
21.45K
VANGUARD BD INDEX FDS
SOLEShares12.13K
TypeSH
Market value$911.8K
0.65%
Sole
0.00
Shared
0.00
None
12.13K
UNITED PARCEL SERVICE INC
SOLEShares4.96K
TypeSH
Market value$773.7K
0.55%
Sole
0.00
Shared
0.00
None
4.96K
PEPSICO INC
SOLEShares3.71K
TypeSH
Market value$628.5K
0.45%
Sole
0.00
Shared
0.00
None
3.71K
ALPHABET INC
SOLEShares4.08K
TypeSH
Market value$537.6K
0.38%
Sole
216.00
Shared
0.00
None
3.86K
PNC FINL SVCS GROUP INC
SOLEShares4.27K
TypeSH
Market value$524.2K
0.37%
Sole
0.00
Shared
0.00
None
4.27K
ALPHABET INC
SOLEShares3.82K
TypeSH
Market value$499.8K
0.36%
Sole
0.00
Shared
0.00
None
3.82K
LOCKHEED MARTIN CORP
SOLEShares1.21K
TypeSH
Market value$493.2K
0.35%
Sole
0.00
Shared
0.00
None
1.21K
BERKSHIRE HATHAWAY INC DEL
SOLEShares1.41K
TypeSH
Market value$492.9K
0.35%
Sole
0.00
Shared
0.00
None
1.41K
AMAZON COM INC
SOLEShares3.25K
TypeSH
Market value$412.9K
0.29%
Sole
204.00
Shared
0.00
None
3.04K
APPLE INC
SOLEShares2.36K
TypeSH
Market value$404.2K
0.29%
Sole
149.00
Shared
0.00
None
2.21K
JPMORGAN CHASE & CO
SOLEShares2.26K
TypeSH
Market value$327.6K
0.23%
Sole
0.00
Shared
0.00
None
2.26K
MICROSOFT CORP
SOLEShares776.00
TypeSH
Market value$245.0K
0.17%
Sole
84.00
Shared
0.00
None
692.00
HERSHEY CO
SOLEShares1.20K
TypeSH
Market value$240.1K
0.17%
Sole
0.00
Shared
0.00
None
1.20K
ADVANCED MICRO DEVICES INC
SOLEShares2.33K
TypeSH
Market value$239.8K
0.17%
Sole
565.00
Shared
0.00
None
1.77K
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
VANGUARD SCOTTSDALE FDSSOLE | VNG RUS1000GRW | 446.50K | SH | $30.56M 21.71% | 13.87K | 0.00 | 432.64K |
VANGUARD SCOTTSDALE FDSSOLE | VNG RUS1000VAL | 441.38K | SH | $29.42M 20.91% | 14.73K | 0.00 | 426.66K |
FIRST TR SML CP CORE ALPHA FSOLE | COM SHS | 221.84K | SH | $17.89M 12.71% | 9.34K | 0.00 | 212.50K |
ISHARES TRSOLE | RUS MDCP VAL ETF | 162.60K | SH | $16.97M 12.06% | 4.84K | 0.00 | 157.76K |
VANGUARD SPECIALIZED FUNDSSOLE | DIV APP ETF | 72.24K | SH | $11.22M 7.98% | 922.00 | 0.00 | 71.32K |
SPDR SER TRSOLE | PRTFLO S&P500 HI | 296.16K | SH | $10.39M 7.38% | 3.64K | 0.00 | 292.52K |
VANGUARD INDEX FDSSOLE | MCAP GR IDXVIP | 36.81K | SH | $7.17M 5.09% | 162.00 | 0.00 | 36.65K |
VANGUARD SCOTTSDALE FDSSOLE | VNG RUS1000IDX | 16.82K | SH | $3.27M 2.33% | 0.00 | 0.00 | 16.82K |
ISHARES TRSOLE | MSCI ACWI EX US | 64.92K | SH | $3.05M 2.17% | 0.00 | 0.00 | 64.92K |
AVIDXCHANGE HOLDINGS INCSOLE | COM | 196.91K | SH | $1.87M 1.33% | 0.00 | 0.00 | 196.91K |
ISHARES TRSOLE | RUS MID CAP ETF | 21.45K | SH | $1.49M 1.06% | 0.00 | 0.00 | 21.45K |
VANGUARD BD INDEX FDSSOLE | SHORT TRM BOND | 12.13K | SH | $911.8K 0.65% | 0.00 | 0.00 | 12.13K |
UNITED PARCEL SERVICE INCSOLE | CL B | 4.96K | SH | $773.7K 0.55% | 0.00 | 0.00 | 4.96K |
PEPSICO INCSOLE | COM | 3.71K | SH | $628.5K 0.45% | 0.00 | 0.00 | 3.71K |
ALPHABET INCSOLE | CAP STK CL C | 4.08K | SH | $537.6K 0.38% | 216.00 | 0.00 | 3.86K |
PNC FINL SVCS GROUP INCSOLE | COM | 4.27K | SH | $524.2K 0.37% | 0.00 | 0.00 | 4.27K |
ALPHABET INCSOLE | CAP STK CL A | 3.82K | SH | $499.8K 0.36% | 0.00 | 0.00 | 3.82K |
LOCKHEED MARTIN CORPSOLE | COM | 1.21K | SH | $493.2K 0.35% | 0.00 | 0.00 | 1.21K |
BERKSHIRE HATHAWAY INC DELSOLE | CL B NEW | 1.41K | SH | $492.9K 0.35% | 0.00 | 0.00 | 1.41K |
AMAZON COM INCSOLE | COM | 3.25K | SH | $412.9K 0.29% | 204.00 | 0.00 | 3.04K |
APPLE INCSOLE | COM | 2.36K | SH | $404.2K 0.29% | 149.00 | 0.00 | 2.21K |
JPMORGAN CHASE & COSOLE | COM | 2.26K | SH | $327.6K 0.23% | 0.00 | 0.00 | 2.26K |
MICROSOFT CORPSOLE | COM | 776.00 | SH | $245.0K 0.17% | 84.00 | 0.00 | 692.00 |
HERSHEY COSOLE | COM | 1.20K | SH | $240.1K 0.17% | 0.00 | 0.00 | 1.20K |
ADVANCED MICRO DEVICES INCSOLE | COM | 2.33K | SH | $239.8K 0.17% | 565.00 | 0.00 | 1.77K |
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