HANSON DANIEL P (SVP and CIO) reported 2 transactions at WADDELL & REED FINANCIAL INC
Review the transaction codes below to understand the nature of each event.
Filed: 4/30/2021ACC: 0001104659-21-059201
Officer· SVP and CIO
Since Jun 2019
-442.20K
Net shares
Net seller
$0.00
Total acquired
0
Open market trades
0B · 0S
3
Total transactions
442.20K disposed
Non-Derivative Transactions2
Class A Common
Direct
Shares
−360.41K
Price / share
—
Trade value
—
% of position
New position
4/30/2021
360.41K→0.00
Class A Common
Indirect
Shares
−19.18K
Price / share
—
Trade value
—
% of position
New position
4/30/2021
19.18K→0.00
Total
Net shares
−379.60K
Net value
$0.00
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Class A Common Direct | 4/30/2021 | D · Disposition | −360.41K | — | — | New position | 360.41K | 0.00 |
| Class A Common Indirect | 4/30/2021 | D · Disposition | −19.18K | — | — | New position | 19.18K | 0.00 |
| Total | −379.60K | $0.00 | ||||||
Derivative Transactions1
Restricted Stock Units
Direct
Converts to
Class A Common
62.60K shares
Shares
−62.60K
Strike price
Held after
0.00
Exercisable
—
4/30/2021
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| Restricted Stock Units Direct | Class A Common62.60K shares | 4/30/2021 | D · Disposition | −62.60K | — | 0.00 |