HANSEN CARRIE E.

PrivateCIK: 1782584
Location

CONCORD, CA

HANSEN CARRIE E. (EVP, Chief Operating Officer) reported 2 transactions at ASSETMARK FINANCIAL HOLDINGS, INC.

Review the transaction codes below to understand the nature of each event.

InsiderHANSEN CARRIE E.CIK 1782584
Officer· EVP, Chief Operating Officer
Since Jul 2019
-432.79K
Net shares
Net seller
$4.74M
Total sold
0
Open market trades
0B · 0S
6
Total transactions
432.79K disposed
Non-Derivative Transactions2

Common Stock

Direct
D · Disposition

Shares

91.53K

Price / share

$35.25

Trade value

$3.23M

% of position

New position
9/5/2024
91.53K0.00

Common Stock

Indirect
D · Disposition

Shares

42.91K

Price / share

$35.25

Trade value

$1.51M

% of position

New position
9/5/2024
42.91K0.00
Total

Net shares

134.44K

Net value

-$4.74M

Derivative Transactions4

Employee Stock Option (right to buy)

Direct
D · Disposition
Converts to

Common Stock

62.09K shares

Shares

62.09K

Strike price

Held after

0.00

Exercisable

9/5/2024

Stock Appreciation Right

Direct
D · Disposition
Converts to

Common Stock

80.38K shares

Shares

80.38K

Strike price

Held after

0.00

Exercisable

9/5/2024

Stock Appreciation Right

Direct
D · Disposition
Converts to

Common Stock

73.17K shares

Shares

73.17K

Strike price

Held after

0.00

Exercisable

9/5/2024

Stock Appreciation Right

Direct
D · Disposition
Converts to

Common Stock

82.70K shares

Shares

82.70K

Strike price

Held after

0.00

Exercisable

9/5/2024
HANSEN CARRIE E. — Insider Transaction (Form 4) Filed Sep 6, 2024 | Finecho