HANK ALBERT W. (Chief Operating Officer) exercised options at BBQ HOLDINGS, INC.

Option exercise — a mechanical event triggered by vesting or expiry. Not a discretionary conviction trade.

M · 4 exercises

HANK ALBERT W.

Filed: 9/7/2021ACC: 0001209191-21-055050

InsiderHANK ALBERT W.CIK 1840604

→

IssuerBBQ HOLDINGS, INC.CIK 1021270

Officer· Chief Operating Officer

Since Jan 2021

-15.04K

Net shares

Net seller

$211.5K

Total sold

Open market trades

0B · 0S

Total transactions

29.57K acquired · 44.60K disposed

Non-Derivative Transactions6

Common Stock

Direct

M · Option Exercise

+5.82K

Price / share

$5.34

Trade value

$31.10K

% of position

214.4%

9/2/2021

2.72K→8.54K

Common Stock

Direct

M · Option Exercise

+5.41K

Price / share

$3.96

Trade value

$21.42K

% of position

63.3%

9/2/2021

8.54K→13.95K

Common Stock

Direct

M · Option Exercise

+10K

Price / share

$3.27

Trade value

$32.70K

% of position

71.7%

9/2/2021

13.95K→23.95K

Common Stock

Direct

F · Tax Withholding

−11.83K

Price / share

$14.09

Trade value

$166.71K

% of position

49.3%

9/2/2021

24.01K→12.18K

Common Stock

Direct

M · Option Exercise

+8.33K

Price / share

—

Trade value

—

% of position

68.8%

9/2/2021

12.12K→20.45K

Common Stock

Direct

F · Tax Withholding

−3.21K

Price / share

$13.96

Trade value

$44.76K

% of position

15.7%

9/2/2021

20.45K→17.24K

Total

Net shares

+14.53K

Net value

-$126.25K

Security	Date	Type	Shares	Price / Share	Trade Value	% of Position	Held Before	Held After
Common Stock Direct	9/2/2021	M · Option Exercise	+5.82K	$5.34	$31.10K	214.4%	2.72K	8.54K
Common Stock Direct	9/2/2021	M · Option Exercise	+5.41K	$3.96	$21.42K	63.3%	8.54K	13.95K
Common Stock Direct	9/2/2021	M · Option Exercise	+10K	$3.27	$32.70K	71.7%	13.95K	23.95K
Common Stock Direct	9/2/2021	F · Tax Withholding	−11.83K	$14.09	$166.71K	49.3%	24.01K	12.18K
Common Stock Direct	9/2/2021	M · Option Exercise	+8.33K	—	—	68.8%	12.12K	20.45K
Common Stock Direct	9/2/2021	F · Tax Withholding	−3.21K	$13.96	$44.76K	15.7%	20.45K	17.24K
Total			+14.53K		-$126.25K

Derivative Transactions4

Stock Option

Direct

M · Option Exercise

Converts to

Common Stock

5.82K shares

−5.82K

Strike price

5.34

Held after

4.18K

Exercisable

—

9/2/2021

Stock Option

Direct

M · Option Exercise

Converts to

Common Stock

5.41K shares

−5.41K

Strike price

3.96

Held after

4.59K

Exercisable

—

9/2/2021

Stock Options

Direct

M · Option Exercise

Converts to

Common Stock

10K shares

−10K

Strike price

3.27

Held after

10K

Exercisable

—

9/2/2021

Restricted Stock Unit

Direct

M · Option Exercise

Converts to

Common Stock

8.33K shares

−8.33K

Strike price

0.00

Held after

16.67K

Exercisable

—

9/2/2021

Security	Converts To	Date	Type	Shares	Strike Price	Exercisable	Held After
Stock Option Direct	Common Stock5.82K shares	9/2/2021	M · Option Exercise	−5.82K	5.34	—	4.18K
Stock Option Direct	Common Stock5.41K shares	9/2/2021	M · Option Exercise	−5.41K	3.96	—	4.59K
Stock Options Direct	Common Stock10K shares	9/2/2021	M · Option Exercise	−10K	3.27	—	10K
Restricted Stock Unit Direct	Common Stock8.33K shares	9/2/2021	M · Option Exercise	−8.33K	0.00	—	16.67K