HAND ANN enters SUPER LEAGUE ENTERPRISE, INC. with 73.37K shares plus derivative instruments
Holding both equity and derivatives at entry signals strong long-term conviction in the company.
Direct Derivatives
Filed: 3/7/2019ACC: 0001415889-19-000292
DirectorOfficer· CEO and President
Since Feb 2019
73.37K
Baseline shares
100% direct
73.37K
Direct ownership
1 position
600K
Derivative underlying
5 instruments
1
Security positions
All direct
Non-Derivative Holdings1
Common Stock
DirectShares owned73.37K
Total
73.37K direct73.37K
| Security Title | Shares Owned | Ownership Type |
|---|---|---|
| Common Stock | 73.37K | Direct |
| Total | 73.37K | 73.37K direct |
Derivative Holdings5
Common Stock Purchase Warrant
DirectUnderlying security
Common Stock
Underlying shares
166.67K
Shares owned
N/A
Exercise price
9
Expiration
—
Exercise window
—
Common Stock Purchase Warrant
DirectUnderlying security
Common Stock
Underlying shares
250K
Shares owned
N/A
Exercise price
10.80
Expiration
—
Exercise window
—
Common Stock Purchase Warrant
DirectUnderlying security
Common Stock
Underlying shares
100K
Shares owned
N/A
Exercise price
10.80
Expiration
—
Exercise window
—
Stock Option
DirectUnderlying security
Common Stock
Underlying shares
32K
Shares owned
N/A
Exercise price
10.80
Expiration
—
Exercise window
—
Stock Option
DirectUnderlying security
Common Stock
Underlying shares
51.33K
Shares owned
N/A
Exercise price
9
Expiration
—
Exercise window
—
Total
Underlying
600K
Owned
0.00
| Security | Underlying | Exercise Price | Exercise Window | Expiration | Underlying Shares | Shares Owned |
|---|---|---|---|---|---|---|
| Common Stock Purchase Warrant Direct | Common Stock | 9 | — | — | 166.67K | N/A |
| Common Stock Purchase Warrant Direct | Common Stock | 10.80 | — | — | 250K | N/A |
| Common Stock Purchase Warrant Direct | Common Stock | 10.80 | — | — | 100K | N/A |
| Stock Option Direct | Common Stock | 10.80 | — | — | 32K | N/A |
| Stock Option Direct | Common Stock | 9 | — | — | 51.33K | N/A |
| Total | 600K | 0.00 | ||||