HANCOCK ELLEN M reported 3 transactions at AETNA INC /PA/
Review the transaction codes below to understand the nature of each event.
Filed: 11/28/2018ACC: 0001122304-18-000173
-155.66K
Net shares
Net seller
$0.00
Total acquired
0
Open market trades
0B · 0S
7
Total transactions
155.66K disposed
Non-Derivative Transactions3
Common Stock
Direct
Shares
−29.42K
Price / share
—
Trade value
—
% of position
63.1%
11/7/2018
46.63K→17.21K
Common Stock
Direct
Shares
−17K
Price / share
—
Trade value
—
% of position
98.8%
11/8/2018
17.21K→210.00
Common Stock
Direct
Shares
−210.00
Price / share
—
Trade value
—
% of position
New position
11/28/2018
210.00→0.00
Total
Net shares
−46.63K
Net value
$0.00
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Common Stock Direct | 11/7/2018 | G · Gift | −29.42K | — | — | 63.1% | 46.63K | 17.21K |
| Common Stock Direct | 11/8/2018 | G · Gift | −17K | — | — | 98.8% | 17.21K | 210.00 |
| Common Stock Direct | 11/28/2018 | D · Disposition | −210.00 | — | — | New position | 210.00 | 0.00 |
| Total | −46.63K | $0.00 | ||||||
Derivative Transactions4
Phantom Stock Units
Direct
Converts to
Common Stock
61.88K shares
Shares
−61.88K
Strike price
Held after
0.00
Exercisable
—
11/28/2018
Phantom Stock Units
Direct
Converts to
Common Stock
38.05K shares
Shares
−38.05K
Strike price
Held after
0.00
Exercisable
—
11/28/2018
Restricted Stock Units
Direct
Converts to
Common Stock
990.00 shares
Shares
−990.00
Strike price
Held after
0.00
Exercisable
—
11/28/2018
Deferred Restricted Stock Units
Direct
Converts to
Common Stock
8.10K shares
Shares
−8.10K
Strike price
Held after
0.00
Exercisable
—
11/28/2018
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| Phantom Stock Units Direct | Common Stock61.88K shares | 11/28/2018 | D · Disposition | −61.88K | — | 0.00 | |
| Phantom Stock Units Direct | Common Stock38.05K shares | 11/28/2018 | D · Disposition | −38.05K | — | 0.00 | |
| Restricted Stock Units Direct | Common Stock990.00 shares | 11/28/2018 | D · Disposition | −990.00 | — | 0.00 | |
| Deferred Restricted Stock Units Direct | Common Stock8.10K shares | 11/28/2018 | D · Disposition | −8.10K | — | 0.00 |