HANAKA MARTIN E reported 1 transaction at KASPIEN HOLDINGS INC.
Review the transaction codes below to understand the nature of each event.
Filed: 7/1/2019ACC: 0001179110-19-008250
0.00
Net shares
Net seller
$3.6K
Total acquired
0
Open market trades
0B · 0S
2
Total transactions
13.77K acquired · 13.77K disposed
Non-Derivative Transactions1
Common Stock, par value $.01 per share
Direct
Shares
+13.77K
Price / share
$0.26
Trade value
$3.58K
% of position
New position
6/27/2019
0.00→13.77K
Total
Net shares
+13.77K
Net value
$3.58K
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $.01 per share Direct | 6/27/2019 | C · Conversion | +13.77K | $0.26 | $3.58K | New position | 0.00 | 13.77K |
| Total | +13.77K | $3.58K | ||||||
Derivative Transactions1
Deferred Shares
Direct
Converts to
Common Stock, par value $0.01 per share
13.77K shares
Shares
−13.77K
Strike price
4.77
Held after
0.00
Exercisable
—
6/27/2019
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| Deferred Shares Direct | Common Stock, par value $0.01 per share13.77K shares | 6/27/2019 | C · Conversion | −13.77K | 4.77 | — | 0.00 |
Non-Derivative Holdings (Post-Transaction)0
No non-derivative holdings reported
Derivative Holdings (Post-Transaction)1
Director Stock Option (Right to Buy)
DirectUnderlying security
Common Stock par value $0.01 per share
Underlying shares
15K
Shares owned
15K
Exercise price
4.77
Expiration
—
Exercise window
—
Total
Underlying
15K
Owned
15K
| Security | Underlying | Exercise Price | Exercise Window | Expiration | Underlying Shares | Shares Owned |
|---|---|---|---|---|---|---|
| Director Stock Option (Right to Buy) Direct | Common Stock par value $0.01 per share | 4.77 | — | — | 15K | 15K |
| Total | 15K | 15K | ||||