HAN LIQUN (SVP of Operations) reported 3 transactions at CEPTON, INC.
Review the transaction codes below to understand the nature of each event.
Filed: 1/7/2025ACC: 0001498233-25-000017
-495.85K
Net shares
Net seller
$795.4K
Total sold
0
Open market trades
0B · 0S
5
Total transactions
495.85K disposed
Non-Derivative Transactions3
Common Stock
Direct
Shares
−66.20K
Price / share
$3.17
Trade value
$209.85K
% of position
New position
1/7/2025
66.20K→0.00
Common Stock
Direct
Shares
−135.74K
Price / share
$3.17
Trade value
$430.31K
% of position
New position
1/7/2025
135.74K→0.00
Common Stock
Indirect
Shares
−48.98K
Price / share
$3.17
Trade value
$155.28K
% of position
New position
1/7/2025
48.98K→0.00
Total
Net shares
−250.93K
Net value
-$795.44K
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Common Stock Direct | 1/7/2025 | D · Disposition | −66.20K | $3.17 | $209.85K | New position | 66.20K | 0.00 |
| Common Stock Direct | 1/7/2025 | D · Disposition | −135.74K | $3.17 | $430.31K | New position | 135.74K | 0.00 |
| Common Stock Indirect | 1/7/2025 | D · Disposition | −48.98K | $3.17 | $155.28K | New position | 48.98K | 0.00 |
| Total | −250.93K | -$795.44K | ||||||
Derivative Transactions2
Employee Stock Option (right to buy)
Direct
Converts to
Common Stock
195.94K shares
Shares
−195.94K
Strike price
1
Held after
0.00
Exercisable
—
1/7/2025
Employee Stock Option (right to buy)
Direct
Converts to
Common Stock
48.98K shares
Shares
−48.98K
Strike price
9.70
Held after
0.00
Exercisable
—
1/7/2025
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy) Direct | Common Stock195.94K shares | 1/7/2025 | D · Disposition | −195.94K | 1 | — | 0.00 |
| Employee Stock Option (right to buy) Direct | Common Stock48.98K shares | 1/7/2025 | D · Disposition | −48.98K | 9.70 | — | 0.00 |