HAMM G STEVE exercised options at IMAGEWARE SYSTEMS INC
Option exercise — a mechanical event triggered by vesting or expiry. Not a discretionary conviction trade.
M · 1 exercise
Filed: 1/8/2019ACC: 0001415889-19-000026
0.00
Net shares
Net seller
$1.0K
Total acquired
0
Open market trades
0B · 0S
2
Total transactions
5K acquired · 5K disposed
Non-Derivative Transactions1
Common Stock
Direct
Shares
+5K
Price / share
$0.20
Trade value
$1K
% of position
5.3%
1/7/2019
94.27K→99.27K
Total
Net shares
+5K
Net value
$1K
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Common Stock Direct | 1/7/2019 | M · Option Exercise | +5K | $0.20 | $1K | 5.3% | 94.27K | 99.27K |
| Total | +5K | $1K | ||||||
Derivative Transactions1
Stock Options
Direct
Converts to
Common Stock
5K shares
Shares
−5K
Strike price
0.20
Held after
0.00
Exercisable
—
1/7/2019
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| Stock Options Direct | Common Stock5K shares | 1/7/2019 | M · Option Exercise | −5K | 0.20 | — | 0.00 |
Non-Derivative Holdings (Post-Transaction)1
Common Stock
IndirectShares owned5K
Total
5K indirect5K
| Security Title | Shares Owned | Ownership Type |
|---|---|---|
| Common Stock | 5K | Indirect |
| Total | 5K | 5K indirect |
Derivative Holdings (Post-Transaction)0
No derivative holdings reported