HALPERN FINANCIAL, INC.

Filed: 1/19/2024ACC: 0001994335-24-000001

📋 What this filing means

HALPERN FINANCIAL, INC. filed this quarterly 13F‑HR report disclosing 253 equity positions with a total reported market value of $322.03M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.

253

Positions

$322.03M

Total AUM (reported)

3.69M

Total Shares

Allocation by class

ETF$302.75M94.0%

STOCK$18.35M5.7%

REIT$685.8K0.2%

ADR$237.3K0.1%

CEF$2.9K0.0%

Portfolio Concentration

Top 3$107.01M33.2%

4–10$110.35M34.3%

11–25$81.57M25.3%

Rest$23.10M7.2%

Top 3 weight

33.2%

Top 10 weight

67.5%

Voting Authority Distribution

Total shares with voting rights: 3.69M

Sole

Full voting authority

0.00

% of voting shares0.0%

Shared

Joint voting authority

0.00

% of voting shares0.0%

None

No voting authority

3.69M

% of voting shares100.0%

Investment Discretion (by position count)

Sole253

Shared0

Other0

Dominant voting typeNone · 100.0% of voting shares

Institutional Holdings253

Rows:

ISHARES S&P 500 VALUE ETF

SOLE

ETF

Shares266.41K

TypeSH

Market value$46.22M

14.35%

Sole

0.00

Shared

0.00

None

266.41K

ISHARES MSCI USA MIN VOL FACTOR ETF

SOLE

ETF

Shares394.59K

TypeSH

Market value$30.84M

9.58%

Sole

0.00

Shared

0.00

None

394.59K

ISHARES S&P 500 INDEX

SOLE

ETF

Shares63.58K

TypeSH

Market value$29.95M

9.30%

Sole

0.00

Shared

0.00

None

63.58K

SPDR PORTFOLIO DEVELOPED WORLD EX-US ETF

SOLE

ETF

Shares697.91K

TypeSH

Market value$23.30M

7.23%

Sole

0.00

Shared

0.00

None

697.91K

SCHWAB US DIVIDEND EQUITY ETF

SOLE

ETF

Shares280.20K

TypeSH

Market value$21.35M

6.63%

Sole

0.00

Shared

0.00

None

280.20K

ISHARES S&P 500 GROWTH ETF

SOLE

ETF

Shares255.99K

TypeSH

Market value$18.76M

5.83%

Sole

0.00

Shared

0.00

None

255.99K

FIDELITY MSCI INFORMATION TECHNOLOGY INDEX ETF

SOLE

ETF

Shares96K

TypeSH

Market value$13.26M

4.12%

Sole

0.00

Shared

0.00

None

96K

VANGUARD FTSE EMERGING MARKETS ETF

SOLE

ETF

Shares290.71K

TypeSH

Market value$11.77M

3.66%

Sole

0.00

Shared

0.00

None

290.71K

ISHARES CORE MSCI EAFE ETF

SOLE

ETF

Shares160.47K

TypeSH

Market value$11.07M

3.44%

Sole

0.00

Shared

0.00

None

160.47K

ISHARES S&P SMALLCAP 600 ETF

SOLE

ETF

Shares103.23K

TypeSH

Market value$10.82M

3.36%

Sole

0.00

Shared

0.00

None

103.23K

FIDELITY VALUE FACTOR ETF

SOLE

ETF

Shares181.63K

TypeSH

Market value$9.53M

2.96%

Sole

0.00

Shared

0.00

None

181.63K

JPMORGAN INFLATION MANAGED BOND ETF

SOLE

ETF

Shares196.88K

TypeSH

Market value$9.15M

2.84%

Sole

0.00

Shared

0.00

None

196.88K

VANGUARD SMALL CAP ETF

SOLE

ETF

Shares41.07K

TypeSH

Market value$8.49M

2.64%

Sole

0.00

Shared

0.00

None

41.07K

ISHARES RUSSELL 1000 GROWTH ETF

SOLE

ETF

Shares28.58K

TypeSH

Market value$8.45M

2.62%

Sole

0.00

Shared

0.00

None

28.58K

VANGUARD S&P 500 ETF

SOLE

ETF

Shares17.83K

TypeSH

Market value$7.68M

2.38%

Sole

0.00

Shared

0.00

None

17.83K

ISHARES CORE S&P MID CAP ETF

SOLE

ETF

Shares26.18K

TypeSH

Market value$7.07M

2.19%

Sole

0.00

Shared

0.00

None

26.18K

VANGUARD VALUE ETF

SOLE

ETF

Shares38.30K

TypeSH

Market value$5.72M

1.78%

Sole

0.00

Shared

0.00

None

38.30K

SPDR S&P 500 ETF TRUST

SOLE

ETF

Shares10.91K

TypeSH

Market value$5.11M

1.59%

Sole

0.00

Shared

0.00

None

10.91K

EXXON MOBIL CORP COM

SOLE

Stock

Shares41.61K

TypeSH

Market value$4.30M

1.33%

Sole

0.00

Shared

0.00

None

41.61K

ISHARES CORE MSCI EMERGING MKTS

SOLE

ETF

Shares74.70K

TypeSH

Market value$3.71M

1.15%

Sole

0.00

Shared

0.00

None

74.70K

FIDELITY MSCI HEALTH CARE INDEX ETF

SOLE

ETF

Shares50.98K

TypeSH

Market value$3.33M

1.04%

Sole

0.00

Shared

0.00

None

50.98K

SCHWAB U.S. MID-CAP ETF

SOLE

ETF

Shares34.42K

TypeSH

Market value$2.52M

0.78%

Sole

0.00

Shared

0.00

None

34.42K

VANGUARD GROWTH ETF

SOLE

ETF

Shares8.02K

TypeSH

Market value$2.42M

0.75%

Sole

0.00

Shared

0.00

None

8.02K

AMAZON.COM INC

SOLE

Stock

Shares15.97K

TypeSH

Market value$2.37M

0.74%

Sole

0.00

Shared

0.00

None

15.97K

ISHARES RUSSELL 1000 VALUE ETF

SOLE

ETF

Shares10.36K

TypeSH

Market value$1.70M

0.53%

Sole

0.00

Shared

0.00

None

10.36K

Issuer	Class	Shares	Type	Value / Portfolio %	None
ISHARES S&P 500 VALUE ETFSOLE	ETF	266.41K	SH	$46.22M 14.35%	266.41K
ISHARES MSCI USA MIN VOL FACTOR ETFSOLE	ETF	394.59K	SH	$30.84M 9.58%	394.59K
ISHARES S&P 500 INDEXSOLE	ETF	63.58K	SH	$29.95M 9.30%	63.58K
SPDR PORTFOLIO DEVELOPED WORLD EX-US ETFSOLE	ETF	697.91K	SH	$23.30M 7.23%	697.91K
SCHWAB US DIVIDEND EQUITY ETFSOLE	ETF	280.20K	SH	$21.35M 6.63%	280.20K
ISHARES S&P 500 GROWTH ETFSOLE	ETF	255.99K	SH	$18.76M 5.83%	255.99K
FIDELITY MSCI INFORMATION TECHNOLOGY INDEX ETFSOLE	ETF	96K	SH	$13.26M 4.12%	96K
VANGUARD FTSE EMERGING MARKETS ETFSOLE	ETF	290.71K	SH	$11.77M 3.66%	290.71K
ISHARES CORE MSCI EAFE ETFSOLE	ETF	160.47K	SH	$11.07M 3.44%	160.47K
ISHARES S&P SMALLCAP 600 ETFSOLE	ETF	103.23K	SH	$10.82M 3.36%	103.23K
FIDELITY VALUE FACTOR ETFSOLE	ETF	181.63K	SH	$9.53M 2.96%	181.63K
JPMORGAN INFLATION MANAGED BOND ETFSOLE	ETF	196.88K	SH	$9.15M 2.84%	196.88K
VANGUARD SMALL CAP ETFSOLE	ETF	41.07K	SH	$8.49M 2.64%	41.07K
ISHARES RUSSELL 1000 GROWTH ETFSOLE	ETF	28.58K	SH	$8.45M 2.62%	28.58K
VANGUARD S&P 500 ETFSOLE	ETF	17.83K	SH	$7.68M 2.38%	17.83K
ISHARES CORE S&P MID CAP ETFSOLE	ETF	26.18K	SH	$7.07M 2.19%	26.18K
VANGUARD VALUE ETFSOLE	ETF	38.30K	SH	$5.72M 1.78%	38.30K
SPDR S&P 500 ETF TRUSTSOLE	ETF	10.91K	SH	$5.11M 1.59%	10.91K
EXXON MOBIL CORP COMSOLE	Stock	41.61K	SH	$4.30M 1.33%	41.61K
ISHARES CORE MSCI EMERGING MKTSSOLE	ETF	74.70K	SH	$3.71M 1.15%	74.70K
FIDELITY MSCI HEALTH CARE INDEX ETFSOLE	ETF	50.98K	SH	$3.33M 1.04%	50.98K
SCHWAB U.S. MID-CAP ETFSOLE	ETF	34.42K	SH	$2.52M 0.78%	34.42K
VANGUARD GROWTH ETFSOLE	ETF	8.02K	SH	$2.42M 0.75%	8.02K
AMAZON.COM INCSOLE	Stock	15.97K	SH	$2.37M 0.74%	15.97K
ISHARES RUSSELL 1000 VALUE ETFSOLE	ETF	10.36K	SH	$1.70M 0.53%	10.36K

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