HALPERN FINANCIAL, INC.

Filed: 10/10/2023ACC: 0001994335-23-000016

📋 What this filing means

HALPERN FINANCIAL, INC. filed this quarterly 13F‑HR report disclosing 212 equity positions with a total reported market value of $289.69M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.

212

Positions

$289.69M

Total AUM (reported)

3.92M

Total Shares

Allocation by class

ETF$272.12M93.9%

STOCK$16.88M5.8%

REIT$549.6K0.2%

ADR$134.0K0.0%

CEF$10.1K0.0%

Portfolio Concentration

Top 3$101.53M35.0%

4–10$99.46M34.3%

11–25$69.16M23.9%

Rest$19.53M6.7%

Top 3 weight

35.0%

Top 10 weight

69.4%

Voting Authority Distribution

Total shares with voting rights: 3.92M

Sole

Full voting authority

0.00

% of voting shares0.0%

Shared

Joint voting authority

0.00

% of voting shares0.0%

None

No voting authority

3.92M

% of voting shares100.0%

Investment Discretion (by position count)

Sole212

Shared0

Other0

Dominant voting typeNone · 100.0% of voting shares

Institutional Holdings212

Rows:

ISHARES S&P 500 VALUE ETF

SOLE

ETF

Shares281.68K

TypeSH

Market value$43.33M

14.96%

Sole

0.00

Shared

0.00

None

281.68K

ISHARES MSCI USA MIN VOL FACTOR ETF

SOLE

ETF

Shares420.90K

TypeSH

Market value$30.46M

10.52%

Sole

0.00

Shared

0.00

None

420.90K

ISHARES S&P 500 INDEX

SOLE

ETF

Shares64.58K

TypeSH

Market value$27.73M

9.57%

Sole

0.00

Shared

0.00

None

64.58K

SCHWAB US DIVIDEND EQUITY ETF

SOLE

ETF

Shares269.09K

TypeSH

Market value$19.04M

6.57%

Sole

0.00

Shared

0.00

None

269.09K

ISHARES S&P 500 GROWTH ETF

SOLE

ETF

Shares268.19K

TypeSH

Market value$18.35M

6.33%

Sole

0.00

Shared

0.00

None

268.19K

ISHARES CORE MSCI EAFE ETF

SOLE

ETF

Shares250.02K

TypeSH

Market value$16.09M

5.55%

Sole

0.00

Shared

0.00

None

250.02K

ISHARES S&P SMALLCAP 600 ETF

SOLE

ETF

Shares133.19K

TypeSH

Market value$12.56M

4.34%

Sole

0.00

Shared

0.00

None

133.19K

SPDR PORTFOLIO DEVELOPED WORLD EX-US ETF

SOLE

ETF

Shares393.32K

TypeSH

Market value$12.20M

4.21%

Sole

0.00

Shared

0.00

None

393.32K

FIDELITY MSCI INFORMATION TECHNOLOGY INDEX ETF

SOLE

ETF

Shares97.53K

TypeSH

Market value$11.99M

4.14%

Sole

0.00

Shared

0.00

None

97.53K

FIDELITY VALUE FACTOR ETF

SOLE

ETF

Shares192.98K

TypeSH

Market value$9.23M

3.19%

Sole

0.00

Shared

0.00

None

192.98K

ISHARES CORE MSCI EMERGING MKTS

SOLE

ETF

Shares187.23K

TypeSH

Market value$8.91M

3.08%

Sole

0.00

Shared

0.00

None

187.23K

JPMORGAN INFLATION MANAGED BOND ETF

SOLE

ETF

Shares196.30K

TypeSH

Market value$8.87M

3.06%

Sole

0.00

Shared

0.00

None

196.30K

ISHARES CORE S&P MID CAP ETF

SOLE

ETF

Shares31.62K

TypeSH

Market value$7.89M

2.72%

Sole

0.00

Shared

0.00

None

31.62K

ISHARES RUSSELL 1000 GROWTH ETF

SOLE

ETF

Shares28.67K

TypeSH

Market value$7.63M

2.63%

Sole

0.00

Shared

0.00

None

28.67K

VANGUARD FTSE EMERGING MARKETS ETF

SOLE

ETF

Shares141.76K

TypeSH

Market value$5.56M

1.92%

Sole

0.00

Shared

0.00

None

141.76K

VANGUARD S&P 500 ETF

SOLE

ETF

Shares13.11K

TypeSH

Market value$5.15M

1.78%

Sole

0.00

Shared

0.00

None

13.11K

SPDR S&P 500 ETF TRUST

SOLE

ETF

Shares10.95K

TypeSH

Market value$4.68M

1.62%

Sole

0.00

Shared

0.00

None

10.95K

EXXON MOBIL CORP COM

SOLE

Stock

Shares38.93K

TypeSH

Market value$4.58M

1.58%

Sole

0.00

Shared

0.00

None

38.93K

FIDELITY MSCI HEALTH CARE INDEX ETF

SOLE

ETF

Shares64.08K

TypeSH

Market value$3.88M

1.34%

Sole

0.00

Shared

0.00

None

64.08K

VANGUARD SMALL CAP ETF

SOLE

ETF

Shares14.88K

TypeSH

Market value$2.81M

0.97%

Sole

0.00

Shared

0.00

None

14.88K

ISHARES RUSSELL 1000 VALUE ETF

SOLE

ETF

Shares13.85K

TypeSH

Market value$2.10M

0.73%

Sole

0.00

Shared

0.00

None

13.85K

AMAZON.COM INC

SOLE

Stock

Shares16.15K

TypeSH

Market value$2.05M

0.71%

Sole

0.00

Shared

0.00

None

16.15K

VANGUARD VALUE ETF

SOLE

ETF

Shares13.67K

TypeSH

Market value$1.89M

0.65%

Sole

0.00

Shared

0.00

None

13.67K

CROWDSTRIKE HLDGS INC CL A

SOLE

Stock

Shares10.50K

TypeSH

Market value$1.76M

0.61%

Sole

0.00

Shared

0.00

None

10.50K

VANGUARD GROWTH ETF

SOLE

ETF

Shares5.18K

TypeSH

Market value$1.41M

0.49%

Sole

0.00

Shared

0.00

None

5.18K

Issuer	Class	Shares	Type	Value / Portfolio %	None
ISHARES S&P 500 VALUE ETFSOLE	ETF	281.68K	SH	$43.33M 14.96%	281.68K
ISHARES MSCI USA MIN VOL FACTOR ETFSOLE	ETF	420.90K	SH	$30.46M 10.52%	420.90K
ISHARES S&P 500 INDEXSOLE	ETF	64.58K	SH	$27.73M 9.57%	64.58K
SCHWAB US DIVIDEND EQUITY ETFSOLE	ETF	269.09K	SH	$19.04M 6.57%	269.09K
ISHARES S&P 500 GROWTH ETFSOLE	ETF	268.19K	SH	$18.35M 6.33%	268.19K
ISHARES CORE MSCI EAFE ETFSOLE	ETF	250.02K	SH	$16.09M 5.55%	250.02K
ISHARES S&P SMALLCAP 600 ETFSOLE	ETF	133.19K	SH	$12.56M 4.34%	133.19K
SPDR PORTFOLIO DEVELOPED WORLD EX-US ETFSOLE	ETF	393.32K	SH	$12.20M 4.21%	393.32K
FIDELITY MSCI INFORMATION TECHNOLOGY INDEX ETFSOLE	ETF	97.53K	SH	$11.99M 4.14%	97.53K
FIDELITY VALUE FACTOR ETFSOLE	ETF	192.98K	SH	$9.23M 3.19%	192.98K
ISHARES CORE MSCI EMERGING MKTSSOLE	ETF	187.23K	SH	$8.91M 3.08%	187.23K
JPMORGAN INFLATION MANAGED BOND ETFSOLE	ETF	196.30K	SH	$8.87M 3.06%	196.30K
ISHARES CORE S&P MID CAP ETFSOLE	ETF	31.62K	SH	$7.89M 2.72%	31.62K
ISHARES RUSSELL 1000 GROWTH ETFSOLE	ETF	28.67K	SH	$7.63M 2.63%	28.67K
VANGUARD FTSE EMERGING MARKETS ETFSOLE	ETF	141.76K	SH	$5.56M 1.92%	141.76K
VANGUARD S&P 500 ETFSOLE	ETF	13.11K	SH	$5.15M 1.78%	13.11K
SPDR S&P 500 ETF TRUSTSOLE	ETF	10.95K	SH	$4.68M 1.62%	10.95K
EXXON MOBIL CORP COMSOLE	Stock	38.93K	SH	$4.58M 1.58%	38.93K
FIDELITY MSCI HEALTH CARE INDEX ETFSOLE	ETF	64.08K	SH	$3.88M 1.34%	64.08K
VANGUARD SMALL CAP ETFSOLE	ETF	14.88K	SH	$2.81M 0.97%	14.88K
ISHARES RUSSELL 1000 VALUE ETFSOLE	ETF	13.85K	SH	$2.10M 0.73%	13.85K
AMAZON.COM INCSOLE	Stock	16.15K	SH	$2.05M 0.71%	16.15K
VANGUARD VALUE ETFSOLE	ETF	13.67K	SH	$1.89M 0.65%	13.67K
CROWDSTRIKE HLDGS INC CL ASOLE	Stock	10.50K	SH	$1.76M 0.61%	10.50K
VANGUARD GROWTH ETFSOLE	ETF	5.18K	SH	$1.41M 0.49%	5.18K

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