HALPERN FINANCIAL, INC.

Filed: 9/21/2023ACC: 0001994335-23-000015

📋 What this filing means

HALPERN FINANCIAL, INC. filed this quarterly 13F‑HR report disclosing 258 equity positions with a total reported market value of $291.97M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.

258

Positions

$291.97M

Total AUM (reported)

4.05M

Total Shares

Allocation by class

ETF$274.31M94.0%

STOCK$17.07M5.8%

REIT$374.9K0.1%

ADR$157.4K0.1%

CEF$55.0K0.0%

Portfolio Concentration

Top 3$110.66M37.9%

4–10$100.19M34.3%

11–25$65.05M22.3%

Rest$16.07M5.5%

Top 3 weight

37.9%

Top 10 weight

72.2%

Voting Authority Distribution

Total shares with voting rights: 4.05M

Sole

Full voting authority

0.00

% of voting shares0.0%

Shared

Joint voting authority

0.00

% of voting shares0.0%

None

No voting authority

4.05M

% of voting shares100.0%

Investment Discretion (by position count)

Sole258

Shared0

Other0

Dominant voting typeNone · 100.0% of voting shares

Institutional Holdings258

Rows:

ISHARES S&P 500 VALUE ETF

SOLE

ETF

Shares282.50K

TypeSH

Market value$45.54M

15.60%

Sole

0.00

Shared

0.00

None

282.50K

ISHARES MSCI USA MIN VOL FACTOR ETF

SOLE

ETF

Shares488.42K

TypeSH

Market value$36.30M

12.43%

Sole

0.00

Shared

0.00

None

488.42K

ISHARES S&P 500 INDEX

SOLE

ETF

Shares64.66K

TypeSH

Market value$28.82M

9.87%

Sole

0.00

Shared

0.00

None

64.66K

ISHARES S&P 500 GROWTH ETF

SOLE

ETF

Shares268.56K

TypeSH

Market value$18.93M

6.48%

Sole

0.00

Shared

0.00

None

268.56K

SCHWAB US DIVIDEND EQUITY ETF

SOLE

ETF

Shares249.31K

TypeSH

Market value$18.10M

6.20%

Sole

0.00

Shared

0.00

None

249.31K

ISHARES CORE MSCI EAFE ETF

SOLE

ETF

Shares256.79K

TypeSH

Market value$17.33M

5.94%

Sole

0.00

Shared

0.00

None

256.79K

ISHARES S&P SMALLCAP 600 ETF

SOLE

ETF

Shares135.19K

TypeSH

Market value$13.47M

4.61%

Sole

0.00

Shared

0.00

None

135.19K

FIDELITY MSCI INFORMATION TECHNOLOGY INDEX ETF

SOLE

ETF

Shares98.68K

TypeSH

Market value$12.89M

4.42%

Sole

0.00

Shared

0.00

None

98.68K

SPDR PORTFOLIO DEVELOPED WORLD EX-US ETF

SOLE

ETF

Shares304.44K

TypeSH

Market value$9.91M

3.39%

Sole

0.00

Shared

0.00

None

304.44K

ISHARES CORE MSCI EMERGING MKTS

SOLE

ETF

Shares193.77K

TypeSH

Market value$9.55M

3.27%

Sole

0.00

Shared

0.00

None

193.77K

FIDELITY VALUE FACTOR ETF

SOLE

ETF

Shares193.59K

TypeSH

Market value$9.51M

3.26%

Sole

0.00

Shared

0.00

None

193.59K

JPMORGAN INFLATION MANAGED BOND ETF

SOLE

ETF

Shares182.91K

TypeSH

Market value$8.45M

2.89%

Sole

0.00

Shared

0.00

None

182.91K

ISHARES CORE S&P MID CAP ETF

SOLE

ETF

Shares31.92K

TypeSH

Market value$8.35M

2.86%

Sole

0.00

Shared

0.00

None

31.92K

ISHARES RUSSELL 1000 GROWTH ETF

SOLE

ETF

Shares27.73K

TypeSH

Market value$7.63M

2.61%

Sole

0.00

Shared

0.00

None

27.73K

FIDELITY MSCI HEALTH CARE INDEX ETF

SOLE

ETF

Shares81.78K

TypeSH

Market value$5.16M

1.77%

Sole

0.00

Shared

0.00

None

81.78K

SPDR S&P 500 ETF TRUST

SOLE

ETF

Shares10.95K

TypeSH

Market value$4.85M

1.66%

Sole

0.00

Shared

0.00

None

10.95K

VANGUARD FTSE EMERGING MARKETS ETF

SOLE

ETF

Shares112.99K

TypeSH

Market value$4.60M

1.57%

Sole

0.00

Shared

0.00

None

112.99K

EXXON MOBIL CORP COM

SOLE

Stock

Shares39.39K

TypeSH

Market value$4.22M

1.45%

Sole

0.00

Shared

0.00

None

39.39K

AMAZON.COM INC

SOLE

Stock

Shares17.78K

TypeSH

Market value$2.32M

0.79%

Sole

0.00

Shared

0.00

None

17.78K

ISHARES RUSSELL 1000 VALUE ETF

SOLE

ETF

Shares12.88K

TypeSH

Market value$2.03M

0.70%

Sole

0.00

Shared

0.00

None

12.88K

VANGUARD SMALL CAP ETF

SOLE

ETF

Shares10.14K

TypeSH

Market value$2.02M

0.69%

Sole

0.00

Shared

0.00

None

10.14K

CROWDSTRIKE HLDGS INC CL A

SOLE

Stock

Shares11K

TypeSH

Market value$1.62M

0.55%

Sole

0.00

Shared

0.00

None

11K

APPLE INC

SOLE

Stock

Shares8.03K

TypeSH

Market value$1.56M

0.53%

Sole

0.00

Shared

0.00

None

8.03K

ISHARES RUSSELL 2000 ETF

SOLE

ETF

Shares7.57K

TypeSH

Market value$1.42M

0.49%

Sole

0.00

Shared

0.00

None

7.57K

ISHARES TR RUSSELL MIDCAP INDEX FD

SOLE

ETF

Shares18.15K

TypeSH

Market value$1.33M

0.45%

Sole

0.00

Shared

0.00

None

18.15K

Issuer	Class	Shares	Type	Value / Portfolio %	None
ISHARES S&P 500 VALUE ETFSOLE	ETF	282.50K	SH	$45.54M 15.60%	282.50K
ISHARES MSCI USA MIN VOL FACTOR ETFSOLE	ETF	488.42K	SH	$36.30M 12.43%	488.42K
ISHARES S&P 500 INDEXSOLE	ETF	64.66K	SH	$28.82M 9.87%	64.66K
ISHARES S&P 500 GROWTH ETFSOLE	ETF	268.56K	SH	$18.93M 6.48%	268.56K
SCHWAB US DIVIDEND EQUITY ETFSOLE	ETF	249.31K	SH	$18.10M 6.20%	249.31K
ISHARES CORE MSCI EAFE ETFSOLE	ETF	256.79K	SH	$17.33M 5.94%	256.79K
ISHARES S&P SMALLCAP 600 ETFSOLE	ETF	135.19K	SH	$13.47M 4.61%	135.19K
FIDELITY MSCI INFORMATION TECHNOLOGY INDEX ETFSOLE	ETF	98.68K	SH	$12.89M 4.42%	98.68K
SPDR PORTFOLIO DEVELOPED WORLD EX-US ETFSOLE	ETF	304.44K	SH	$9.91M 3.39%	304.44K
ISHARES CORE MSCI EMERGING MKTSSOLE	ETF	193.77K	SH	$9.55M 3.27%	193.77K
FIDELITY VALUE FACTOR ETFSOLE	ETF	193.59K	SH	$9.51M 3.26%	193.59K
JPMORGAN INFLATION MANAGED BOND ETFSOLE	ETF	182.91K	SH	$8.45M 2.89%	182.91K
ISHARES CORE S&P MID CAP ETFSOLE	ETF	31.92K	SH	$8.35M 2.86%	31.92K
ISHARES RUSSELL 1000 GROWTH ETFSOLE	ETF	27.73K	SH	$7.63M 2.61%	27.73K
FIDELITY MSCI HEALTH CARE INDEX ETFSOLE	ETF	81.78K	SH	$5.16M 1.77%	81.78K
SPDR S&P 500 ETF TRUSTSOLE	ETF	10.95K	SH	$4.85M 1.66%	10.95K
VANGUARD FTSE EMERGING MARKETS ETFSOLE	ETF	112.99K	SH	$4.60M 1.57%	112.99K
EXXON MOBIL CORP COMSOLE	Stock	39.39K	SH	$4.22M 1.45%	39.39K
AMAZON.COM INCSOLE	Stock	17.78K	SH	$2.32M 0.79%	17.78K
ISHARES RUSSELL 1000 VALUE ETFSOLE	ETF	12.88K	SH	$2.03M 0.70%	12.88K
VANGUARD SMALL CAP ETFSOLE	ETF	10.14K	SH	$2.02M 0.69%	10.14K
CROWDSTRIKE HLDGS INC CL ASOLE	Stock	11K	SH	$1.62M 0.55%	11K
APPLE INCSOLE	Stock	8.03K	SH	$1.56M 0.53%	8.03K
ISHARES RUSSELL 2000 ETFSOLE	ETF	7.57K	SH	$1.42M 0.49%	7.57K
ISHARES TR RUSSELL MIDCAP INDEX FDSOLE	ETF	18.15K	SH	$1.33M 0.45%	18.15K

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