Filed: 9/21/2023ACC: 0001994335-23-000014
📋 What this filing means
HALPERN FINANCIAL, INC. filed this quarterly 13F‑HR report disclosing 180 equity positions with a total reported market value of $278.09M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
180
Positions
$278.09M
Total AUM (reported)
4.02M
Total Shares
Allocation by class
ETF$263.41M94.7%
STOCK$14.20M5.1%
REIT$322.7K0.1%
ADR$160.0K0.1%
Portfolio Concentration
Top 3$105.18M37.8%
4–10$96.57M34.7%
11–25$63.55M22.9%
Rest$12.80M4.6%
Top 3 weight
37.8%
Top 10 weight
72.5%
Voting Authority Distribution
Total shares with voting rights: 4.02M
Sole
Full voting authority
0.00
shares
% of voting shares0.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
4.02M
shares
% of voting shares100.0%
Investment Discretion (by position count)
Sole180
Shared0
Other0
Dominant voting typeNone · 100.0% of voting shares
Institutional Holdings180
Rows:
ISHARES S&P 500 VALUE ETF
SOLEShares272.74K
TypeSH
Market value$41.39M
14.88%
Sole
0.00
Shared
0.00
None
272.74K
ISHARES MSCI USA MIN VOL FACTOR ETF
SOLEShares519.10K
TypeSH
Market value$37.76M
13.58%
Sole
0.00
Shared
0.00
None
519.10K
ISHARES S&P 500 INDEX
SOLEShares63.32K
TypeSH
Market value$26.03M
9.36%
Sole
0.00
Shared
0.00
None
63.32K
SCHWAB US DIVIDEND EQUITY ETF
SOLEShares238.04K
TypeSH
Market value$17.42M
6.26%
Sole
0.00
Shared
0.00
None
238.04K
ISHARES S&P 500 GROWTH ETF
SOLEShares269.12K
TypeSH
Market value$17.19M
6.18%
Sole
0.00
Shared
0.00
None
269.12K
ISHARES S&P SMALLCAP 600 ETF
SOLEShares149.35K
TypeSH
Market value$14.44M
5.19%
Sole
0.00
Shared
0.00
None
149.35K
FIDELITY MSCI HEALTH CARE INDEX ETF
SOLEShares216.34K
TypeSH
Market value$13.30M
4.78%
Sole
0.00
Shared
0.00
None
216.34K
ISHARES CORE MSCI EAFE ETF
SOLEShares181.86K
TypeSH
Market value$12.16M
4.37%
Sole
0.00
Shared
0.00
None
181.86K
FIDELITY MSCI INFORMATION TECHNOLOGY INDEX ETF
SOLEShares98.19K
TypeSH
Market value$11.19M
4.02%
Sole
0.00
Shared
0.00
None
98.19K
ISHARES CORE S&P MID CAP ETF
SOLEShares43.45K
TypeSH
Market value$10.87M
3.91%
Sole
0.00
Shared
0.00
None
43.45K
FIDELITY VALUE FACTOR ETF
SOLEShares197.03K
TypeSH
Market value$9.02M
3.24%
Sole
0.00
Shared
0.00
None
197.03K
JPMORGAN INFLATION MANAGED BOND ETF
SOLEShares179.13K
TypeSH
Market value$8.51M
3.06%
Sole
0.00
Shared
0.00
None
179.13K
SPDR PORTFOLIO DEVELOPED WORLD EX-US ETF
SOLEShares254.53K
TypeSH
Market value$8.18M
2.94%
Sole
0.00
Shared
0.00
None
254.53K
ISHARES RUSSELL 1000 GROWTH ETF
SOLEShares27.84K
TypeSH
Market value$6.80M
2.45%
Sole
0.00
Shared
0.00
None
27.84K
VANGUARD FTSE EMERGING MARKETS ETF
SOLEShares155.57K
TypeSH
Market value$6.29M
2.26%
Sole
0.00
Shared
0.00
None
155.57K
ISHARES CORE MSCI EMERGING MKTS
SOLEShares102.28K
TypeSH
Market value$4.99M
1.79%
Sole
0.00
Shared
0.00
None
102.28K
SPDR S&P 500 ETF TRUST
SOLEShares10.95K
TypeSH
Market value$4.48M
1.61%
Sole
0.00
Shared
0.00
None
10.95K
EXXON MOBIL CORP COM
SOLEShares39.39K
TypeSH
Market value$4.32M
1.55%
Sole
0.00
Shared
0.00
None
39.39K
ISHARES RUSSELL 1000 VALUE ETF
SOLEShares21.38K
TypeSH
Market value$3.26M
1.17%
Sole
0.00
Shared
0.00
None
21.38K
ISHARES RUSSELL 2000 ETF
SOLEShares9.57K
TypeSH
Market value$1.71M
0.61%
Sole
0.00
Shared
0.00
None
9.57K
CROWDSTRIKE HLDGS INC CL A
SOLEShares12.21K
TypeSH
Market value$1.68M
0.60%
Sole
0.00
Shared
0.00
None
12.21K
ISHARES TR RUSSELL MIDCAP INDEX FD
SOLEShares18.15K
TypeSH
Market value$1.27M
0.46%
Sole
0.00
Shared
0.00
None
18.15K
NASDAQ STK MKT INC
SOLEShares20.80K
TypeSH
Market value$1.14M
0.41%
Sole
0.00
Shared
0.00
None
20.80K
JOHN MARSHALL BANCORP INC COM
SOLEShares49.73K
TypeSH
Market value$1.07M
0.39%
Sole
0.00
Shared
0.00
None
49.73K
VANGUARD REIT INDEX ETF
SOLEShares10.30K
TypeSH
Market value$855.1K
0.31%
Sole
0.00
Shared
0.00
None
10.30K
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
ISHARES S&P 500 VALUE ETFSOLE | ETF | 272.74K | SH | $41.39M 14.88% | 0.00 | 0.00 | 272.74K |
ISHARES MSCI USA MIN VOL FACTOR ETFSOLE | ETF | 519.10K | SH | $37.76M 13.58% | 0.00 | 0.00 | 519.10K |
ISHARES S&P 500 INDEXSOLE | ETF | 63.32K | SH | $26.03M 9.36% | 0.00 | 0.00 | 63.32K |
SCHWAB US DIVIDEND EQUITY ETFSOLE | ETF | 238.04K | SH | $17.42M 6.26% | 0.00 | 0.00 | 238.04K |
ISHARES S&P 500 GROWTH ETFSOLE | ETF | 269.12K | SH | $17.19M 6.18% | 0.00 | 0.00 | 269.12K |
ISHARES S&P SMALLCAP 600 ETFSOLE | ETF | 149.35K | SH | $14.44M 5.19% | 0.00 | 0.00 | 149.35K |
FIDELITY MSCI HEALTH CARE INDEX ETFSOLE | ETF | 216.34K | SH | $13.30M 4.78% | 0.00 | 0.00 | 216.34K |
ISHARES CORE MSCI EAFE ETFSOLE | ETF | 181.86K | SH | $12.16M 4.37% | 0.00 | 0.00 | 181.86K |
FIDELITY MSCI INFORMATION TECHNOLOGY INDEX ETFSOLE | ETF | 98.19K | SH | $11.19M 4.02% | 0.00 | 0.00 | 98.19K |
ISHARES CORE S&P MID CAP ETFSOLE | ETF | 43.45K | SH | $10.87M 3.91% | 0.00 | 0.00 | 43.45K |
FIDELITY VALUE FACTOR ETFSOLE | ETF | 197.03K | SH | $9.02M 3.24% | 0.00 | 0.00 | 197.03K |
JPMORGAN INFLATION MANAGED BOND ETFSOLE | ETF | 179.13K | SH | $8.51M 3.06% | 0.00 | 0.00 | 179.13K |
SPDR PORTFOLIO DEVELOPED WORLD EX-US ETFSOLE | ETF | 254.53K | SH | $8.18M 2.94% | 0.00 | 0.00 | 254.53K |
ISHARES RUSSELL 1000 GROWTH ETFSOLE | ETF | 27.84K | SH | $6.80M 2.45% | 0.00 | 0.00 | 27.84K |
VANGUARD FTSE EMERGING MARKETS ETFSOLE | ETF | 155.57K | SH | $6.29M 2.26% | 0.00 | 0.00 | 155.57K |
ISHARES CORE MSCI EMERGING MKTSSOLE | ETF | 102.28K | SH | $4.99M 1.79% | 0.00 | 0.00 | 102.28K |
SPDR S&P 500 ETF TRUSTSOLE | ETF | 10.95K | SH | $4.48M 1.61% | 0.00 | 0.00 | 10.95K |
EXXON MOBIL CORP COMSOLE | Stock | 39.39K | SH | $4.32M 1.55% | 0.00 | 0.00 | 39.39K |
ISHARES RUSSELL 1000 VALUE ETFSOLE | ETF | 21.38K | SH | $3.26M 1.17% | 0.00 | 0.00 | 21.38K |
ISHARES RUSSELL 2000 ETFSOLE | ETF | 9.57K | SH | $1.71M 0.61% | 0.00 | 0.00 | 9.57K |
CROWDSTRIKE HLDGS INC CL ASOLE | Stock | 12.21K | SH | $1.68M 0.60% | 0.00 | 0.00 | 12.21K |
ISHARES TR RUSSELL MIDCAP INDEX FDSOLE | ETF | 18.15K | SH | $1.27M 0.46% | 0.00 | 0.00 | 18.15K |
NASDAQ STK MKT INCSOLE | Stock | 20.80K | SH | $1.14M 0.41% | 0.00 | 0.00 | 20.80K |
JOHN MARSHALL BANCORP INC COMSOLE | Stock | 49.73K | SH | $1.07M 0.39% | 0.00 | 0.00 | 49.73K |
VANGUARD REIT INDEX ETFSOLE | ETF | 10.30K | SH | $855.1K 0.31% | 0.00 | 0.00 | 10.30K |
Page 1 of 8
…