Filed: 9/21/2023ACC: 0001994335-23-000013
📋 What this filing means
HALPERN FINANCIAL, INC. filed this quarterly 13F‑HR report disclosing 197 equity positions with a total reported market value of $272.79M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
197
Positions
$272.79M
Total AUM (reported)
4.06M
Total Shares
Allocation by class
ETF$257.84M94.5%
STOCK$14.64M5.4%
ADR$171.0K0.1%
REIT$135.8K0.0%
Portfolio Concentration
Top 3$106.46M39.0%
4–10$92.27M33.8%
11–25$60.40M22.1%
Rest$13.66M5.0%
Top 3 weight
39.0%
Top 10 weight
72.8%
Voting Authority Distribution
Total shares with voting rights: 4.06M
Sole
Full voting authority
0.00
shares
% of voting shares0.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
4.06M
shares
% of voting shares100.0%
Investment Discretion (by position count)
Sole197
Shared0
Other0
Dominant voting typeNone · 100.0% of voting shares
Institutional Holdings197
Rows:
ISHARES MSCI USA MIN VOL FACTOR ETF
SOLEShares594.81K
TypeSH
Market value$42.89M
15.72%
Sole
0.00
Shared
0.00
None
594.81K
ISHARES S&P 500 VALUE ETF
SOLEShares274.70K
TypeSH
Market value$39.85M
14.61%
Sole
0.00
Shared
0.00
None
274.70K
ISHARES S&P 500 INDEX
SOLEShares61.74K
TypeSH
Market value$23.72M
8.70%
Sole
0.00
Shared
0.00
None
61.74K
SCHWAB US DIVIDEND EQUITY ETF
SOLEShares216.99K
TypeSH
Market value$16.39M
6.01%
Sole
0.00
Shared
0.00
None
216.99K
FIDELITY MSCI HEALTH CARE INDEX ETF
SOLEShares248.41K
TypeSH
Market value$15.89M
5.83%
Sole
0.00
Shared
0.00
None
248.41K
ISHARES S&P 500 GROWTH ETF
SOLEShares265.30K
TypeSH
Market value$15.52M
5.69%
Sole
0.00
Shared
0.00
None
265.30K
ISHARES S&P SMALLCAP 600 ETF
SOLEShares145.99K
TypeSH
Market value$13.82M
5.06%
Sole
0.00
Shared
0.00
None
145.99K
ISHARES CORE S&P MID CAP ETF
SOLEShares46.85K
TypeSH
Market value$11.33M
4.15%
Sole
0.00
Shared
0.00
None
46.85K
ISHARES CORE MSCI EAFE ETF
SOLEShares163.56K
TypeSH
Market value$10.08M
3.70%
Sole
0.00
Shared
0.00
None
163.56K
FIDELITY MSCI INFORMATION TECHNOLOGY INDEX ETF
SOLEShares97.67K
TypeSH
Market value$9.23M
3.38%
Sole
0.00
Shared
0.00
None
97.67K
FIDELITY VALUE FACTOR ETF
SOLEShares200.55K
TypeSH
Market value$8.79M
3.22%
Sole
0.00
Shared
0.00
None
200.55K
JPMORGAN INFLATION MANAGED BOND ETF
SOLEShares176.05K
TypeSH
Market value$8.07M
2.96%
Sole
0.00
Shared
0.00
None
176.05K
SPDR PORTFOLIO DEVELOPED WORLD EX-US ETF
SOLEShares226.03K
TypeSH
Market value$6.71M
2.46%
Sole
0.00
Shared
0.00
None
226.03K
ISHARES RUSSELL 1000 GROWTH ETF
SOLEShares28.82K
TypeSH
Market value$6.17M
2.26%
Sole
0.00
Shared
0.00
None
28.82K
VANGUARD FTSE EMERGING MARKETS ETF
SOLEShares155.68K
TypeSH
Market value$6.07M
2.22%
Sole
0.00
Shared
0.00
None
155.68K
EXXON MOBIL CORP COM
SOLEShares40.39K
TypeSH
Market value$4.46M
1.63%
Sole
0.00
Shared
0.00
None
40.39K
SPDR S&P 500 ETF TRUST
SOLEShares10.98K
TypeSH
Market value$4.20M
1.54%
Sole
0.00
Shared
0.00
None
10.98K
ISHARES CORE MSCI EMERGING MKTS
SOLEShares85.25K
TypeSH
Market value$3.98M
1.46%
Sole
0.00
Shared
0.00
None
85.25K
ISHARES RUSSELL 1000 VALUE ETF
SOLEShares22.19K
TypeSH
Market value$3.37M
1.23%
Sole
0.00
Shared
0.00
None
22.19K
ISHARES RUSSELL 2000 ETF
SOLEShares11.01K
TypeSH
Market value$1.92M
0.70%
Sole
0.00
Shared
0.00
None
11.01K
JOHN MARSHALL BANCORP INC COM
SOLEShares49.73K
TypeSH
Market value$1.43M
0.52%
Sole
0.00
Shared
0.00
None
49.73K
SPDR SER TR S&P DIVID ETF
SOLEShares11.30K
TypeSH
Market value$1.41M
0.52%
Sole
0.00
Shared
0.00
None
11.30K
NASDAQ STK MKT INC
SOLEShares21.30K
TypeSH
Market value$1.31M
0.48%
Sole
0.00
Shared
0.00
None
21.30K
CROWDSTRIKE HLDGS INC CL A
SOLEShares12.21K
TypeSH
Market value$1.29M
0.47%
Sole
0.00
Shared
0.00
None
12.21K
ISHARES TR RUSSELL MIDCAP INDEX FD
SOLEShares18.15K
TypeSH
Market value$1.22M
0.45%
Sole
0.00
Shared
0.00
None
18.15K
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
ISHARES MSCI USA MIN VOL FACTOR ETFSOLE | ETF | 594.81K | SH | $42.89M 15.72% | 0.00 | 0.00 | 594.81K |
ISHARES S&P 500 VALUE ETFSOLE | ETF | 274.70K | SH | $39.85M 14.61% | 0.00 | 0.00 | 274.70K |
ISHARES S&P 500 INDEXSOLE | ETF | 61.74K | SH | $23.72M 8.70% | 0.00 | 0.00 | 61.74K |
SCHWAB US DIVIDEND EQUITY ETFSOLE | ETF | 216.99K | SH | $16.39M 6.01% | 0.00 | 0.00 | 216.99K |
FIDELITY MSCI HEALTH CARE INDEX ETFSOLE | ETF | 248.41K | SH | $15.89M 5.83% | 0.00 | 0.00 | 248.41K |
ISHARES S&P 500 GROWTH ETFSOLE | ETF | 265.30K | SH | $15.52M 5.69% | 0.00 | 0.00 | 265.30K |
ISHARES S&P SMALLCAP 600 ETFSOLE | ETF | 145.99K | SH | $13.82M 5.06% | 0.00 | 0.00 | 145.99K |
ISHARES CORE S&P MID CAP ETFSOLE | ETF | 46.85K | SH | $11.33M 4.15% | 0.00 | 0.00 | 46.85K |
ISHARES CORE MSCI EAFE ETFSOLE | ETF | 163.56K | SH | $10.08M 3.70% | 0.00 | 0.00 | 163.56K |
FIDELITY MSCI INFORMATION TECHNOLOGY INDEX ETFSOLE | ETF | 97.67K | SH | $9.23M 3.38% | 0.00 | 0.00 | 97.67K |
FIDELITY VALUE FACTOR ETFSOLE | ETF | 200.55K | SH | $8.79M 3.22% | 0.00 | 0.00 | 200.55K |
JPMORGAN INFLATION MANAGED BOND ETFSOLE | ETF | 176.05K | SH | $8.07M 2.96% | 0.00 | 0.00 | 176.05K |
SPDR PORTFOLIO DEVELOPED WORLD EX-US ETFSOLE | ETF | 226.03K | SH | $6.71M 2.46% | 0.00 | 0.00 | 226.03K |
ISHARES RUSSELL 1000 GROWTH ETFSOLE | ETF | 28.82K | SH | $6.17M 2.26% | 0.00 | 0.00 | 28.82K |
VANGUARD FTSE EMERGING MARKETS ETFSOLE | ETF | 155.68K | SH | $6.07M 2.22% | 0.00 | 0.00 | 155.68K |
EXXON MOBIL CORP COMSOLE | Stock | 40.39K | SH | $4.46M 1.63% | 0.00 | 0.00 | 40.39K |
SPDR S&P 500 ETF TRUSTSOLE | ETF | 10.98K | SH | $4.20M 1.54% | 0.00 | 0.00 | 10.98K |
ISHARES CORE MSCI EMERGING MKTSSOLE | ETF | 85.25K | SH | $3.98M 1.46% | 0.00 | 0.00 | 85.25K |
ISHARES RUSSELL 1000 VALUE ETFSOLE | ETF | 22.19K | SH | $3.37M 1.23% | 0.00 | 0.00 | 22.19K |
ISHARES RUSSELL 2000 ETFSOLE | ETF | 11.01K | SH | $1.92M 0.70% | 0.00 | 0.00 | 11.01K |
JOHN MARSHALL BANCORP INC COMSOLE | Stock | 49.73K | SH | $1.43M 0.52% | 0.00 | 0.00 | 49.73K |
SPDR SER TR S&P DIVID ETFSOLE | ETF | 11.30K | SH | $1.41M 0.52% | 0.00 | 0.00 | 11.30K |
NASDAQ STK MKT INCSOLE | Stock | 21.30K | SH | $1.31M 0.48% | 0.00 | 0.00 | 21.30K |
CROWDSTRIKE HLDGS INC CL ASOLE | Stock | 12.21K | SH | $1.29M 0.47% | 0.00 | 0.00 | 12.21K |
ISHARES TR RUSSELL MIDCAP INDEX FDSOLE | ETF | 18.15K | SH | $1.22M 0.45% | 0.00 | 0.00 | 18.15K |
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