Filed: 9/21/2023ACC: 0001994335-23-000012
📋 What this filing means
HALPERN FINANCIAL, INC. filed this quarterly 13F‑HR report disclosing 217 equity positions with a total reported market value of $252.64M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
217
Positions
$252.64M
Total AUM (reported)
4.10M
Total Shares
Allocation by class
ETF$237.92M94.2%
STOCK$14.42M5.7%
ADR$162.4K0.1%
REIT$133.9K0.1%
Portfolio Concentration
Top 3$103.86M41.1%
4–10$79.12M31.3%
11–25$56.35M22.3%
Rest$13.32M5.3%
Top 3 weight
41.1%
Top 10 weight
72.4%
Voting Authority Distribution
Total shares with voting rights: 4.10M
Sole
Full voting authority
0.00
shares
% of voting shares0.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
4.10M
shares
% of voting shares100.0%
Investment Discretion (by position count)
Sole217
Shared0
Other0
Dominant voting typeNone · 100.0% of voting shares
Institutional Holdings217
Rows:
ISHARES MSCI USA MIN VOL FACTOR ETF
SOLEShares709.13K
TypeSH
Market value$46.87M
18.55%
Sole
0.00
Shared
0.00
None
709.13K
ISHARES S&P 500 VALUE ETF
SOLEShares272.58K
TypeSH
Market value$35.03M
13.87%
Sole
0.00
Shared
0.00
None
272.58K
ISHARES S&P 500 INDEX
SOLEShares61.22K
TypeSH
Market value$21.96M
8.69%
Sole
0.00
Shared
0.00
None
61.22K
ISHARES S&P 500 GROWTH ETF
SOLEShares271.36K
TypeSH
Market value$15.70M
6.21%
Sole
0.00
Shared
0.00
None
271.36K
FIDELITY MSCI HEALTH CARE INDEX ETF
SOLEShares250.53K
TypeSH
Market value$14.44M
5.72%
Sole
0.00
Shared
0.00
None
250.53K
ISHARES S&P SMALLCAP 600 ETF
SOLEShares148.75K
TypeSH
Market value$12.97M
5.13%
Sole
0.00
Shared
0.00
None
148.75K
ISHARES CORE S&P MID CAP ETF
SOLEShares47.86K
TypeSH
Market value$10.49M
4.15%
Sole
0.00
Shared
0.00
None
47.86K
FIDELITY MSCI INFORMATION TECHNOLOGY INDEX ETF
SOLEShares96.90K
TypeSH
Market value$8.81M
3.49%
Sole
0.00
Shared
0.00
None
96.90K
ISHARES CORE MSCI EAFE ETF
SOLEShares163.14K
TypeSH
Market value$8.59M
3.40%
Sole
0.00
Shared
0.00
None
163.14K
FIDELITY VALUE FACTOR ETF
SOLEShares202.63K
TypeSH
Market value$8.11M
3.21%
Sole
0.00
Shared
0.00
None
202.63K
SCHWAB US DIVIDEND EQUITY ETF
SOLEShares118.28K
TypeSH
Market value$7.86M
3.11%
Sole
0.00
Shared
0.00
None
118.28K
JPMORGAN INFLATION MANAGED BOND ETF
SOLEShares168.86K
TypeSH
Market value$7.67M
3.04%
Sole
0.00
Shared
0.00
None
168.86K
VANGUARD FTSE EMERGING MARKETS ETF
SOLEShares178.84K
TypeSH
Market value$6.53M
2.58%
Sole
0.00
Shared
0.00
None
178.84K
ISHARES RUSSELL 1000 GROWTH ETF
SOLEShares28.82K
TypeSH
Market value$6.06M
2.40%
Sole
0.00
Shared
0.00
None
28.82K
SPDR PORTFOLIO DEVELOPED WORLD EX-US ETF
SOLEShares225.12K
TypeSH
Market value$5.81M
2.30%
Sole
0.00
Shared
0.00
None
225.12K
SPDR S&P 500 ETF TRUST
SOLEShares10.90K
TypeSH
Market value$3.89M
1.54%
Sole
0.00
Shared
0.00
None
10.90K
EXXON MOBIL CORP COM
SOLEShares42.28K
TypeSH
Market value$3.69M
1.46%
Sole
0.00
Shared
0.00
None
42.28K
ISHARES CORE MSCI EMERGING MKTS
SOLEShares73.53K
TypeSH
Market value$3.16M
1.25%
Sole
0.00
Shared
0.00
None
73.53K
ISHARES RUSSELL 1000 VALUE ETF
SOLEShares22.24K
TypeSH
Market value$3.02M
1.20%
Sole
0.00
Shared
0.00
None
22.24K
CROWDSTRIKE HLDGS INC CL A
SOLEShares12.21K
TypeSH
Market value$2.01M
0.80%
Sole
0.00
Shared
0.00
None
12.21K
ISHARES RUSSELL 2000 ETF
SOLEShares11.01K
TypeSH
Market value$1.82M
0.72%
Sole
0.00
Shared
0.00
None
11.01K
SPDR SER TR S&P DIVID ETF
SOLEShares11.30K
TypeSH
Market value$1.26M
0.50%
Sole
0.00
Shared
0.00
None
11.30K
JOHN MARSHALL BANCORP INC COM
SOLEShares49.73K
TypeSH
Market value$1.22M
0.48%
Sole
0.00
Shared
0.00
None
49.73K
NASDAQ STK MKT INC
SOLEShares21.30K
TypeSH
Market value$1.21M
0.48%
Sole
0.00
Shared
0.00
None
21.30K
ISHARES TR RUSSELL MIDCAP INDEX FD
SOLEShares18.35K
TypeSH
Market value$1.14M
0.45%
Sole
0.00
Shared
0.00
None
18.35K
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
ISHARES MSCI USA MIN VOL FACTOR ETFSOLE | ETF | 709.13K | SH | $46.87M 18.55% | 0.00 | 0.00 | 709.13K |
ISHARES S&P 500 VALUE ETFSOLE | ETF | 272.58K | SH | $35.03M 13.87% | 0.00 | 0.00 | 272.58K |
ISHARES S&P 500 INDEXSOLE | ETF | 61.22K | SH | $21.96M 8.69% | 0.00 | 0.00 | 61.22K |
ISHARES S&P 500 GROWTH ETFSOLE | ETF | 271.36K | SH | $15.70M 6.21% | 0.00 | 0.00 | 271.36K |
FIDELITY MSCI HEALTH CARE INDEX ETFSOLE | ETF | 250.53K | SH | $14.44M 5.72% | 0.00 | 0.00 | 250.53K |
ISHARES S&P SMALLCAP 600 ETFSOLE | ETF | 148.75K | SH | $12.97M 5.13% | 0.00 | 0.00 | 148.75K |
ISHARES CORE S&P MID CAP ETFSOLE | ETF | 47.86K | SH | $10.49M 4.15% | 0.00 | 0.00 | 47.86K |
FIDELITY MSCI INFORMATION TECHNOLOGY INDEX ETFSOLE | ETF | 96.90K | SH | $8.81M 3.49% | 0.00 | 0.00 | 96.90K |
ISHARES CORE MSCI EAFE ETFSOLE | ETF | 163.14K | SH | $8.59M 3.40% | 0.00 | 0.00 | 163.14K |
FIDELITY VALUE FACTOR ETFSOLE | ETF | 202.63K | SH | $8.11M 3.21% | 0.00 | 0.00 | 202.63K |
SCHWAB US DIVIDEND EQUITY ETFSOLE | ETF | 118.28K | SH | $7.86M 3.11% | 0.00 | 0.00 | 118.28K |
JPMORGAN INFLATION MANAGED BOND ETFSOLE | ETF | 168.86K | SH | $7.67M 3.04% | 0.00 | 0.00 | 168.86K |
VANGUARD FTSE EMERGING MARKETS ETFSOLE | ETF | 178.84K | SH | $6.53M 2.58% | 0.00 | 0.00 | 178.84K |
ISHARES RUSSELL 1000 GROWTH ETFSOLE | ETF | 28.82K | SH | $6.06M 2.40% | 0.00 | 0.00 | 28.82K |
SPDR PORTFOLIO DEVELOPED WORLD EX-US ETFSOLE | ETF | 225.12K | SH | $5.81M 2.30% | 0.00 | 0.00 | 225.12K |
SPDR S&P 500 ETF TRUSTSOLE | ETF | 10.90K | SH | $3.89M 1.54% | 0.00 | 0.00 | 10.90K |
EXXON MOBIL CORP COMSOLE | Stock | 42.28K | SH | $3.69M 1.46% | 0.00 | 0.00 | 42.28K |
ISHARES CORE MSCI EMERGING MKTSSOLE | ETF | 73.53K | SH | $3.16M 1.25% | 0.00 | 0.00 | 73.53K |
ISHARES RUSSELL 1000 VALUE ETFSOLE | ETF | 22.24K | SH | $3.02M 1.20% | 0.00 | 0.00 | 22.24K |
CROWDSTRIKE HLDGS INC CL ASOLE | Stock | 12.21K | SH | $2.01M 0.80% | 0.00 | 0.00 | 12.21K |
ISHARES RUSSELL 2000 ETFSOLE | ETF | 11.01K | SH | $1.82M 0.72% | 0.00 | 0.00 | 11.01K |
SPDR SER TR S&P DIVID ETFSOLE | ETF | 11.30K | SH | $1.26M 0.50% | 0.00 | 0.00 | 11.30K |
JOHN MARSHALL BANCORP INC COMSOLE | Stock | 49.73K | SH | $1.22M 0.48% | 0.00 | 0.00 | 49.73K |
NASDAQ STK MKT INCSOLE | Stock | 21.30K | SH | $1.21M 0.48% | 0.00 | 0.00 | 21.30K |
ISHARES TR RUSSELL MIDCAP INDEX FDSOLE | ETF | 18.35K | SH | $1.14M 0.45% | 0.00 | 0.00 | 18.35K |
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