HALPERN FINANCIAL, INC.

Filed: 9/21/2023ACC: 0001994335-23-000011

📋 What this filing means

HALPERN FINANCIAL, INC. filed this quarterly 13F‑HR report disclosing 317 equity positions with a total reported market value of $256.42M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.

317

Positions

$256.42M

Total AUM (reported)

3.92M

Total Shares

Allocation by class

ETF$242.40M94.5%

STOCK$13.61M5.3%

ADR$225.0K0.1%

REIT$182.0K0.1%

Portfolio Concentration

Top 3$105.51M41.1%

4–10$85.77M33.4%

11–25$49.41M19.3%

Rest$15.73M6.1%

Top 3 weight

41.1%

Top 10 weight

74.6%

Voting Authority Distribution

Total shares with voting rights: 3.92M

Sole

Full voting authority

0.00

% of voting shares0.0%

Shared

Joint voting authority

0.00

% of voting shares0.0%

None

No voting authority

3.92M

% of voting shares100.0%

Investment Discretion (by position count)

Sole317

Shared0

Other0

Dominant voting typeNone · 100.0% of voting shares

Institutional Holdings317

Rows:

ISHARES MSCI USA MIN VOL FACTOR ETF

SOLE

ETF

Shares686.43K

TypeSH

Market value$48.19M

18.80%

Sole

0.00

Shared

0.00

None

686.43K

ISHARES S&P 500 VALUE ETF

SOLE

ETF

Shares258.37K

TypeSH

Market value$35.52M

13.85%

Sole

0.00

Shared

0.00

None

258.37K

ISHARES S&P 500 INDEX

SOLE

ETF

Shares57.49K

TypeSH

Market value$21.80M

8.50%

Sole

0.00

Shared

0.00

None

57.49K

ISHARES S&P 500 GROWTH ETF

SOLE

ETF

Shares267.94K

TypeSH

Market value$16.17M

6.31%

Sole

0.00

Shared

0.00

None

267.94K

FIDELITY MSCI HEALTH CARE INDEX ETF

SOLE

ETF

Shares250.87K

TypeSH

Market value$15.22M

5.94%

Sole

0.00

Shared

0.00

None

250.87K

ISHARES S&P SMALLCAP 600 ETF

SOLE

ETF

Shares146.96K

TypeSH

Market value$13.58M

5.30%

Sole

0.00

Shared

0.00

None

146.96K

FIDELITY VALUE FACTOR ETF

SOLE

ETF

Shares272.18K

TypeSH

Market value$11.71M

4.57%

Sole

0.00

Shared

0.00

None

272.18K

ISHARES CORE S&P MID CAP ETF

SOLE

ETF

Shares48.32K

TypeSH

Market value$10.93M

4.26%

Sole

0.00

Shared

0.00

None

48.32K

ISHARES CORE MSCI EAFE ETF

SOLE

ETF

Shares154.54K

TypeSH

Market value$9.09M

3.55%

Sole

0.00

Shared

0.00

None

154.54K

FIDELITY MSCI INFORMATION TECHNOLOGY INDEX ETF

SOLE

ETF

Shares93.89K

TypeSH

Market value$9.06M

3.53%

Sole

0.00

Shared

0.00

None

93.89K

JPMORGAN INFLATION MANAGED BOND ETF

SOLE

ETF

Shares166.81K

TypeSH

Market value$8.06M

3.14%

Sole

0.00

Shared

0.00

None

166.81K

ISHARES RUSSELL 1000 GROWTH ETF

SOLE

ETF

Shares28.86K

TypeSH

Market value$6.31M

2.46%

Sole

0.00

Shared

0.00

None

28.86K

VANGUARD FTSE EMERGING MARKETS ETF

SOLE

ETF

Shares138.38K

TypeSH

Market value$5.76M

2.25%

Sole

0.00

Shared

0.00

None

138.38K

SPDR PORTFOLIO DEVELOPED WORLD EX-US ETF

SOLE

ETF

Shares164.51K

TypeSH

Market value$4.74M

1.85%

Sole

0.00

Shared

0.00

None

164.51K

ISHARES CORE MSCI EMERGING MKTS

SOLE

ETF

Shares91.52K

TypeSH

Market value$4.49M

1.75%

Sole

0.00

Shared

0.00

None

91.52K

SPDR S&P 500 ETF TRUST

SOLE

ETF

Shares10.90K

TypeSH

Market value$4.11M

1.60%

Sole

0.00

Shared

0.00

None

10.90K

EXXON MOBIL CORP COM

SOLE

Stock

Shares42.18K

TypeSH

Market value$3.61M

1.41%

Sole

0.00

Shared

0.00

None

42.18K

ISHARES RUSSELL 1000 VALUE ETF

SOLE

ETF

Shares22.45K

TypeSH

Market value$3.25M

1.27%

Sole

0.00

Shared

0.00

None

22.45K

ISHARES RUSSELL 2000 ETF

SOLE

ETF

Shares11.01K

TypeSH

Market value$1.86M

0.73%

Sole

0.00

Shared

0.00

None

11.01K

22ND CENTY GROUP INCCOM

SOLE

Stock

Shares682.84K

TypeSH

Market value$1.45M

0.57%

Sole

0.00

Shared

0.00

None

682.84K

SPDR SER TR S&P DIVID ETF

SOLE

ETF

Shares11.30K

TypeSH

Market value$1.34M

0.52%

Sole

0.00

Shared

0.00

None

11.30K

ISHARES TR RUSSELL MIDCAP INDEX FD

SOLE

ETF

Shares18.50K

TypeSH

Market value$1.20M

0.47%

Sole

0.00

Shared

0.00

None

18.50K

JOHN MARSHALL BANCORP INC COM

SOLE

Stock

Shares49.73K

TypeSH

Market value$1.12M

0.44%

Sole

0.00

Shared

0.00

None

49.73K

NASDAQ STK MKT INC

SOLE

Stock

Shares7.10K

TypeSH

Market value$1.08M

0.42%

Sole

0.00

Shared

0.00

None

7.10K

VANGUARD REIT INDEX ETF

SOLE

ETF

Shares11.02K

TypeSH

Market value$1.00M

0.39%

Sole

0.00

Shared

0.00

None

11.02K

Issuer	Class	Shares	Type	Value / Portfolio %	None
ISHARES MSCI USA MIN VOL FACTOR ETFSOLE	ETF	686.43K	SH	$48.19M 18.80%	686.43K
ISHARES S&P 500 VALUE ETFSOLE	ETF	258.37K	SH	$35.52M 13.85%	258.37K
ISHARES S&P 500 INDEXSOLE	ETF	57.49K	SH	$21.80M 8.50%	57.49K
ISHARES S&P 500 GROWTH ETFSOLE	ETF	267.94K	SH	$16.17M 6.31%	267.94K
FIDELITY MSCI HEALTH CARE INDEX ETFSOLE	ETF	250.87K	SH	$15.22M 5.94%	250.87K
ISHARES S&P SMALLCAP 600 ETFSOLE	ETF	146.96K	SH	$13.58M 5.30%	146.96K
FIDELITY VALUE FACTOR ETFSOLE	ETF	272.18K	SH	$11.71M 4.57%	272.18K
ISHARES CORE S&P MID CAP ETFSOLE	ETF	48.32K	SH	$10.93M 4.26%	48.32K
ISHARES CORE MSCI EAFE ETFSOLE	ETF	154.54K	SH	$9.09M 3.55%	154.54K
FIDELITY MSCI INFORMATION TECHNOLOGY INDEX ETFSOLE	ETF	93.89K	SH	$9.06M 3.53%	93.89K
JPMORGAN INFLATION MANAGED BOND ETFSOLE	ETF	166.81K	SH	$8.06M 3.14%	166.81K
ISHARES RUSSELL 1000 GROWTH ETFSOLE	ETF	28.86K	SH	$6.31M 2.46%	28.86K
VANGUARD FTSE EMERGING MARKETS ETFSOLE	ETF	138.38K	SH	$5.76M 2.25%	138.38K
SPDR PORTFOLIO DEVELOPED WORLD EX-US ETFSOLE	ETF	164.51K	SH	$4.74M 1.85%	164.51K
ISHARES CORE MSCI EMERGING MKTSSOLE	ETF	91.52K	SH	$4.49M 1.75%	91.52K
SPDR S&P 500 ETF TRUSTSOLE	ETF	10.90K	SH	$4.11M 1.60%	10.90K
EXXON MOBIL CORP COMSOLE	Stock	42.18K	SH	$3.61M 1.41%	42.18K
ISHARES RUSSELL 1000 VALUE ETFSOLE	ETF	22.45K	SH	$3.25M 1.27%	22.45K
ISHARES RUSSELL 2000 ETFSOLE	ETF	11.01K	SH	$1.86M 0.73%	11.01K
22ND CENTY GROUP INCCOMSOLE	Stock	682.84K	SH	$1.45M 0.57%	682.84K
SPDR SER TR S&P DIVID ETFSOLE	ETF	11.30K	SH	$1.34M 0.52%	11.30K
ISHARES TR RUSSELL MIDCAP INDEX FDSOLE	ETF	18.50K	SH	$1.20M 0.47%	18.50K
JOHN MARSHALL BANCORP INC COMSOLE	Stock	49.73K	SH	$1.12M 0.44%	49.73K
NASDAQ STK MKT INCSOLE	Stock	7.10K	SH	$1.08M 0.42%	7.10K
VANGUARD REIT INDEX ETFSOLE	ETF	11.02K	SH	$1.00M 0.39%	11.02K

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