HALPERN FINANCIAL, INC.

Filed: 9/21/2023ACC: 0001994335-23-000010

📋 What this filing means

HALPERN FINANCIAL, INC. filed this quarterly 13F‑HR report disclosing 224 equity positions with a total reported market value of $271.16M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.

224

Positions

$271.16M

Total AUM (reported)

3.57M

Total Shares

Allocation by class

ETF$255.37M94.2%

STOCK$14.75M5.4%

CEF$767.3K0.3%

ADR$241.5K0.1%

REIT$30.6K0.0%

Portfolio Concentration

Top 3$109.45M40.4%

4–10$95.77M35.3%

11–25$42.21M15.6%

Rest$23.73M8.8%

Top 3 weight

40.4%

Top 10 weight

75.7%

Voting Authority Distribution

Total shares with voting rights: 3.57M

Sole

Full voting authority

0.00

% of voting shares0.0%

Shared

Joint voting authority

0.00

% of voting shares0.0%

None

No voting authority

3.57M

% of voting shares100.0%

Investment Discretion (by position count)

Sole224

Shared0

Other0

Dominant voting typeNone · 100.0% of voting shares

Institutional Holdings224

Rows:

ISHARES MSCI USA MIN VOL FACTOR ETF

SOLE

ETF

Shares641.20K

TypeSH

Market value$49.74M

18.34%

Sole

0.00

Shared

0.00

None

641.20K

ISHARES S&P 500 VALUE ETF

SOLE

ETF

Shares233.18K

TypeSH

Market value$36.31M

13.39%

Sole

0.00

Shared

0.00

None

233.18K

ISHARES S&P 500 INDEX

SOLE

ETF

Shares51.59K

TypeSH

Market value$23.41M

8.63%

Sole

0.00

Shared

0.00

None

51.59K

ISHARES S&P 500 GROWTH ETF

SOLE

ETF

Shares243.82K

TypeSH

Market value$18.62M

6.87%

Sole

0.00

Shared

0.00

None

243.82K

FIDELITY MSCI HEALTH CARE INDEX ETF

SOLE

ETF

Shares229.60K

TypeSH

Market value$15.08M

5.56%

Sole

0.00

Shared

0.00

None

229.60K

FIDELITY VALUE FACTOR ETF

SOLE

ETF

Shares282.63K

TypeSH

Market value$14.37M

5.30%

Sole

0.00

Shared

0.00

None

282.63K

ISHARES S&P SMALLCAP 600 ETF

SOLE

ETF

Shares125.33K

TypeSH

Market value$13.52M

4.99%

Sole

0.00

Shared

0.00

None

125.33K

ISHARES CORE S&P MID CAP ETF

SOLE

ETF

Shares45.68K

TypeSH

Market value$12.26M

4.52%

Sole

0.00

Shared

0.00

None

45.68K

FIDELITY MSCI INFORMATION TECHNOLOGY INDEX ETF

SOLE

ETF

Shares91.70K

TypeSH

Market value$11.29M

4.16%

Sole

0.00

Shared

0.00

None

91.70K

ISHARES CORE MSCI EAFE ETF

SOLE

ETF

Shares153.03K

TypeSH

Market value$10.64M

3.92%

Sole

0.00

Shared

0.00

None

153.03K

ISHARES RUSSELL 1000 GROWTH ETF

SOLE

ETF

Shares29.57K

TypeSH

Market value$8.21M

3.03%

Sole

0.00

Shared

0.00

None

29.57K

ISHARES CORE MSCI EMERGING MKTS

SOLE

ETF

Shares93.46K

TypeSH

Market value$5.19M

1.91%

Sole

0.00

Shared

0.00

None

93.46K

SPDR S&P 500 ETF TRUST

SOLE

ETF

Shares10.90K

TypeSH

Market value$4.92M

1.82%

Sole

0.00

Shared

0.00

None

10.90K

EXXON MOBIL CORP COM

SOLE

Stock

Shares47.57K

TypeSH

Market value$3.93M

1.45%

Sole

0.00

Shared

0.00

None

47.57K

ISHARES RUSSELL 1000 VALUE ETF

SOLE

ETF

Shares22.65K

TypeSH

Market value$3.76M

1.39%

Sole

0.00

Shared

0.00

None

22.65K

ISHARES RUSSELL 2000 ETF

SOLE

ETF

Shares12K

TypeSH

Market value$2.46M

0.91%

Sole

0.00

Shared

0.00

None

12K

VANGUARD FTSE EMERGING MARKETS ETF

SOLE

ETF

Shares47.67K

TypeSH

Market value$2.20M

0.81%

Sole

0.00

Shared

0.00

None

47.67K

SPDR PORTFOLIO DEVELOPED WORLD EX-US ETF

SOLE

ETF

Shares51.97K

TypeSH

Market value$1.78M

0.66%

Sole

0.00

Shared

0.00

None

51.97K

22ND CENTY GROUP INCCOM

SOLE

Stock

Shares682.84K

TypeSH

Market value$1.58M

0.58%

Sole

0.00

Shared

0.00

None

682.84K

ISHARES NATIONAL MUNI BOND ETF

SOLE

ETF

Shares14.15K

TypeSH

Market value$1.55M

0.57%

Sole

0.00

Shared

0.00

None

14.15K

SPDR SER TR S&P DIVID ETF

SOLE

ETF

Shares11.30K

TypeSH

Market value$1.45M

0.53%

Sole

0.00

Shared

0.00

None

11.30K

ISHARES TR RUSSELL MIDCAP INDEX FD

SOLE

ETF

Shares18.50K

TypeSH

Market value$1.44M

0.53%

Sole

0.00

Shared

0.00

None

18.50K

VANGUARD REIT INDEX ETF

SOLE

ETF

Shares11.72K

TypeSH

Market value$1.27M

0.47%

Sole

0.00

Shared

0.00

None

11.72K

NASDAQ STK MKT INC

SOLE

Stock

Shares7.10K

TypeSH

Market value$1.27M

0.47%

Sole

0.00

Shared

0.00

None

7.10K

SPDR GOLD ETF

SOLE

ETF

Shares6.55K

TypeSH

Market value$1.18M

0.44%

Sole

0.00

Shared

0.00

None

6.55K

Issuer	Class	Shares	Type	Value / Portfolio %	None
ISHARES MSCI USA MIN VOL FACTOR ETFSOLE	ETF	641.20K	SH	$49.74M 18.34%	641.20K
ISHARES S&P 500 VALUE ETFSOLE	ETF	233.18K	SH	$36.31M 13.39%	233.18K
ISHARES S&P 500 INDEXSOLE	ETF	51.59K	SH	$23.41M 8.63%	51.59K
ISHARES S&P 500 GROWTH ETFSOLE	ETF	243.82K	SH	$18.62M 6.87%	243.82K
FIDELITY MSCI HEALTH CARE INDEX ETFSOLE	ETF	229.60K	SH	$15.08M 5.56%	229.60K
FIDELITY VALUE FACTOR ETFSOLE	ETF	282.63K	SH	$14.37M 5.30%	282.63K
ISHARES S&P SMALLCAP 600 ETFSOLE	ETF	125.33K	SH	$13.52M 4.99%	125.33K
ISHARES CORE S&P MID CAP ETFSOLE	ETF	45.68K	SH	$12.26M 4.52%	45.68K
FIDELITY MSCI INFORMATION TECHNOLOGY INDEX ETFSOLE	ETF	91.70K	SH	$11.29M 4.16%	91.70K
ISHARES CORE MSCI EAFE ETFSOLE	ETF	153.03K	SH	$10.64M 3.92%	153.03K
ISHARES RUSSELL 1000 GROWTH ETFSOLE	ETF	29.57K	SH	$8.21M 3.03%	29.57K
ISHARES CORE MSCI EMERGING MKTSSOLE	ETF	93.46K	SH	$5.19M 1.91%	93.46K
SPDR S&P 500 ETF TRUSTSOLE	ETF	10.90K	SH	$4.92M 1.82%	10.90K
EXXON MOBIL CORP COMSOLE	Stock	47.57K	SH	$3.93M 1.45%	47.57K
ISHARES RUSSELL 1000 VALUE ETFSOLE	ETF	22.65K	SH	$3.76M 1.39%	22.65K
ISHARES RUSSELL 2000 ETFSOLE	ETF	12K	SH	$2.46M 0.91%	12K
VANGUARD FTSE EMERGING MARKETS ETFSOLE	ETF	47.67K	SH	$2.20M 0.81%	47.67K
SPDR PORTFOLIO DEVELOPED WORLD EX-US ETFSOLE	ETF	51.97K	SH	$1.78M 0.66%	51.97K
22ND CENTY GROUP INCCOMSOLE	Stock	682.84K	SH	$1.58M 0.58%	682.84K
ISHARES NATIONAL MUNI BOND ETFSOLE	ETF	14.15K	SH	$1.55M 0.57%	14.15K
SPDR SER TR S&P DIVID ETFSOLE	ETF	11.30K	SH	$1.45M 0.53%	11.30K
ISHARES TR RUSSELL MIDCAP INDEX FDSOLE	ETF	18.50K	SH	$1.44M 0.53%	18.50K
VANGUARD REIT INDEX ETFSOLE	ETF	11.72K	SH	$1.27M 0.47%	11.72K
NASDAQ STK MKT INCSOLE	Stock	7.10K	SH	$1.27M 0.47%	7.10K
SPDR GOLD ETFSOLE	ETF	6.55K	SH	$1.18M 0.44%	6.55K

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