HALPERN FINANCIAL, INC.

Filed: 9/21/2023ACC: 0001994335-23-000009

📋 What this filing means

HALPERN FINANCIAL, INC. filed this quarterly 13F‑HR report disclosing 250 equity positions with a total reported market value of $233.67M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.

250

Positions

$233.67M

Total AUM (reported)

3.08M

Total Shares

Allocation by class

ETF$216.43M92.6%

STOCK$16.93M7.2%

ADR$253.7K0.1%

REIT$54.3K0.0%

Portfolio Concentration

Top 3$101.48M43.4%

4–10$92.05M39.4%

11–25$28.09M12.0%

Rest$12.05M5.2%

Top 3 weight

43.4%

Top 10 weight

82.8%

Voting Authority Distribution

Total shares with voting rights: 3.08M

Sole

Full voting authority

0.00

% of voting shares0.0%

Shared

Joint voting authority

0.00

% of voting shares0.0%

None

No voting authority

3.08M

% of voting shares100.0%

Investment Discretion (by position count)

Sole250

Shared0

Other0

Dominant voting typeNone · 100.0% of voting shares

Institutional Holdings250

Rows:

ISHARES MSCI USA MIN VOL FACTOR ETF

SOLE

ETF

Shares604.59K

TypeSH

Market value$48.91M

20.93%

Sole

0.00

Shared

0.00

None

604.59K

ISHARES S&P 500 VALUE ETF

SOLE

ETF

Shares212.45K

TypeSH

Market value$33.28M

14.24%

Sole

0.00

Shared

0.00

None

212.45K

ISHARES S&P 500 GROWTH ETF

SOLE

ETF

Shares230.63K

TypeSH

Market value$19.30M

8.26%

Sole

0.00

Shared

0.00

None

230.63K

ISHARES S&P 500 INDEX

SOLE

ETF

Shares39.32K

TypeSH

Market value$18.75M

8.03%

Sole

0.00

Shared

0.00

None

39.32K

FIDELITY VALUE FACTOR ETF

SOLE

ETF

Shares321.42K

TypeSH

Market value$16.76M

7.17%

Sole

0.00

Shared

0.00

None

321.42K

FIDELITY MSCI HEALTH CARE INDEX ETF

SOLE

ETF

Shares215.02K

TypeSH

Market value$14.76M

6.32%

Sole

0.00

Shared

0.00

None

215.02K

FIDELITY MSCI INFORMATION TECHNOLOGY INDEX ETF

SOLE

ETF

Shares92.02K

TypeSH

Market value$12.46M

5.33%

Sole

0.00

Shared

0.00

None

92.02K

ISHARES CORE MSCI EAFE ETF

SOLE

ETF

Shares152.10K

TypeSH

Market value$11.35M

4.86%

Sole

0.00

Shared

0.00

None

152.10K

ISHARES S&P SMALLCAP 600 ETF

SOLE

ETF

Shares87.45K

TypeSH

Market value$10.01M

4.29%

Sole

0.00

Shared

0.00

None

87.45K

ISHARES CORE S&P MID CAP ETF

SOLE

ETF

Shares28.09K

TypeSH

Market value$7.95M

3.40%

Sole

0.00

Shared

0.00

None

28.09K

ISHARES CORE MSCI EMERGING MKTS

SOLE

ETF

Shares81.12K

TypeSH

Market value$4.86M

2.08%

Sole

0.00

Shared

0.00

None

81.12K

ISHARES RUSSELL 1000 GROWTH ETF

SOLE

ETF

Shares14.37K

TypeSH

Market value$4.39M

1.88%

Sole

0.00

Shared

0.00

None

14.37K

SPDR S&P 500 ETF TRUST

SOLE

ETF

Shares8.07K

TypeSH

Market value$3.83M

1.64%

Sole

0.00

Shared

0.00

None

8.07K

EXXON MOBIL CORP COM

SOLE

Stock

Shares55.79K

TypeSH

Market value$3.41M

1.46%

Sole

0.00

Shared

0.00

None

55.79K

22ND CENTY GROUP INCCOM

SOLE

Stock

Shares682.84K

TypeSH

Market value$2.11M

0.90%

Sole

0.00

Shared

0.00

None

682.84K

ISHARES TR RUSSELL MIDCAP INDEX FD

SOLE

ETF

Shares18.50K

TypeSH

Market value$1.54M

0.66%

Sole

0.00

Shared

0.00

None

18.50K

NASDAQ STK MKT INC

SOLE

Stock

Shares7.10K

TypeSH

Market value$1.49M

0.64%

Sole

0.00

Shared

0.00

None

7.10K

ISHARES RUSSELL 1000 VALUE ETF

SOLE

ETF

Shares5.91K

TypeSH

Market value$992.8K

0.42%

Sole

0.00

Shared

0.00

None

5.91K

JOHN MARSHALL BANCORP INC COM

SOLE

Stock

Shares49.73K

TypeSH

Market value$989.6K

0.42%

Sole

0.00

Shared

0.00

None

49.73K

ISHARES S&P SMALL-CAP 600 GROWTH ETF

SOLE

ETF

Shares6.54K

TypeSH

Market value$908.3K

0.39%

Sole

0.00

Shared

0.00

None

6.54K

SPDR PORTFOLIO DEVELOPED WORLD EX-US ETF

SOLE

ETF

Shares24.66K

TypeSH

Market value$899.5K

0.38%

Sole

0.00

Shared

0.00

None

24.66K

APPLE INC

SOLE

Stock

Shares4.60K

TypeSH

Market value$817.0K

0.35%

Sole

0.00

Shared

0.00

None

4.60K

VANGUARD S&P 500 ETF

SOLE

ETF

Shares1.75K

TypeSH

Market value$765.6K

0.33%

Sole

0.00

Shared

0.00

None

1.75K

AMAZON.COM INC

SOLE

Stock

Shares192.00

TypeSH

Market value$640.2K

0.27%

Sole

0.00

Shared

0.00

None

192.00

GOOGLE INC

SOLE

Stock

Shares153.00

TypeSH

Market value$443.2K

0.19%

Sole

0.00

Shared

0.00

None

153.00

Issuer	Class	Shares	Type	Value / Portfolio %	None
ISHARES MSCI USA MIN VOL FACTOR ETFSOLE	ETF	604.59K	SH	$48.91M 20.93%	604.59K
ISHARES S&P 500 VALUE ETFSOLE	ETF	212.45K	SH	$33.28M 14.24%	212.45K
ISHARES S&P 500 GROWTH ETFSOLE	ETF	230.63K	SH	$19.30M 8.26%	230.63K
ISHARES S&P 500 INDEXSOLE	ETF	39.32K	SH	$18.75M 8.03%	39.32K
FIDELITY VALUE FACTOR ETFSOLE	ETF	321.42K	SH	$16.76M 7.17%	321.42K
FIDELITY MSCI HEALTH CARE INDEX ETFSOLE	ETF	215.02K	SH	$14.76M 6.32%	215.02K
FIDELITY MSCI INFORMATION TECHNOLOGY INDEX ETFSOLE	ETF	92.02K	SH	$12.46M 5.33%	92.02K
ISHARES CORE MSCI EAFE ETFSOLE	ETF	152.10K	SH	$11.35M 4.86%	152.10K
ISHARES S&P SMALLCAP 600 ETFSOLE	ETF	87.45K	SH	$10.01M 4.29%	87.45K
ISHARES CORE S&P MID CAP ETFSOLE	ETF	28.09K	SH	$7.95M 3.40%	28.09K
ISHARES CORE MSCI EMERGING MKTSSOLE	ETF	81.12K	SH	$4.86M 2.08%	81.12K
ISHARES RUSSELL 1000 GROWTH ETFSOLE	ETF	14.37K	SH	$4.39M 1.88%	14.37K
SPDR S&P 500 ETF TRUSTSOLE	ETF	8.07K	SH	$3.83M 1.64%	8.07K
EXXON MOBIL CORP COMSOLE	Stock	55.79K	SH	$3.41M 1.46%	55.79K
22ND CENTY GROUP INCCOMSOLE	Stock	682.84K	SH	$2.11M 0.90%	682.84K
ISHARES TR RUSSELL MIDCAP INDEX FDSOLE	ETF	18.50K	SH	$1.54M 0.66%	18.50K
NASDAQ STK MKT INCSOLE	Stock	7.10K	SH	$1.49M 0.64%	7.10K
ISHARES RUSSELL 1000 VALUE ETFSOLE	ETF	5.91K	SH	$992.8K 0.42%	5.91K
JOHN MARSHALL BANCORP INC COMSOLE	Stock	49.73K	SH	$989.6K 0.42%	49.73K
ISHARES S&P SMALL-CAP 600 GROWTH ETFSOLE	ETF	6.54K	SH	$908.3K 0.39%	6.54K
SPDR PORTFOLIO DEVELOPED WORLD EX-US ETFSOLE	ETF	24.66K	SH	$899.5K 0.38%	24.66K
APPLE INCSOLE	Stock	4.60K	SH	$817.0K 0.35%	4.60K
VANGUARD S&P 500 ETFSOLE	ETF	1.75K	SH	$765.6K 0.33%	1.75K
AMAZON.COM INCSOLE	Stock	192.00	SH	$640.2K 0.27%	192.00
GOOGLE INCSOLE	Stock	153.00	SH	$443.2K 0.19%	153.00

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