HALPERN FINANCIAL, INC.

Filed: 9/21/2023ACC: 0001994335-23-000008

📋 What this filing means

HALPERN FINANCIAL, INC. filed this quarterly 13F‑HR report disclosing 262 equity positions with a total reported market value of $215.76M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.

262

Positions

$215.76M

Total AUM (reported)

3.14M

Total Shares

Allocation by class

ETF$201.06M93.2%

STOCK$14.35M6.7%

ADR$231.7K0.1%

CEF$60.2K0.0%

REIT$47.3K0.0%

Portfolio Concentration

Top 3$90.15M41.8%

4–10$86.91M40.3%

11–25$28.87M13.4%

Rest$9.82M4.6%

Top 3 weight

41.8%

Top 10 weight

82.1%

Voting Authority Distribution

Total shares with voting rights: 3.14M

Sole

Full voting authority

0.00

% of voting shares0.0%

Shared

Joint voting authority

0.00

% of voting shares0.0%

None

No voting authority

3.14M

% of voting shares100.0%

Investment Discretion (by position count)

Sole262

Shared0

Other0

Dominant voting typeNone · 100.0% of voting shares

Institutional Holdings262

Rows:

ISHARES MSCI USA MIN VOL FACTOR ETF

SOLE

ETF

Shares594.03K

TypeSH

Market value$43.66M

20.24%

Sole

0.00

Shared

0.00

None

594.03K

ISHARES S&P 500 VALUE ETF

SOLE

ETF

Shares203.25K

TypeSH

Market value$29.56M

13.70%

Sole

0.00

Shared

0.00

None

203.25K

ISHARES S&P 500 GROWTH ETF

SOLE

ETF

Shares229.05K

TypeSH

Market value$16.93M

7.85%

Sole

0.00

Shared

0.00

None

229.05K

ISHARES S&P 500 INDEX

SOLE

ETF

Shares37.33K

TypeSH

Market value$16.08M

7.45%

Sole

0.00

Shared

0.00

None

37.33K

FIDELITY VALUE FACTOR ETF

SOLE

ETF

Shares334.65K

TypeSH

Market value$15.95M

7.39%

Sole

0.00

Shared

0.00

None

334.65K

FIDELITY MSCI HEALTH CARE INDEX ETF

SOLE

ETF

Shares211.65K

TypeSH

Market value$13.51M

6.26%

Sole

0.00

Shared

0.00

None

211.65K

ISHARES CORE MSCI EAFE ETF

SOLE

ETF

Shares178.96K

TypeSH

Market value$13.29M

6.16%

Sole

0.00

Shared

0.00

None

178.96K

FIDELITY MSCI INFORMATION TECHNOLOGY INDEX ETF

SOLE

ETF

Shares95.47K

TypeSH

Market value$11.33M

5.25%

Sole

0.00

Shared

0.00

None

95.47K

ISHARES S&P SMALLCAP 600 ETF

SOLE

ETF

Shares83.62K

TypeSH

Market value$9.13M

4.23%

Sole

0.00

Shared

0.00

None

83.62K

ISHARES CORE S&P MID CAP ETF

SOLE

ETF

Shares29.03K

TypeSH

Market value$7.64M

3.54%

Sole

0.00

Shared

0.00

None

29.03K

ISHARES CORE MSCI EMERGING MKTS

SOLE

ETF

Shares110.89K

TypeSH

Market value$6.85M

3.17%

Sole

0.00

Shared

0.00

None

110.89K

EXXON MOBIL CORP COM

SOLE

Stock

Shares69.28K

TypeSH

Market value$4.08M

1.89%

Sole

0.00

Shared

0.00

None

69.28K

ISHARES RUSSELL 1000 GROWTH ETF

SOLE

ETF

Shares14.42K

TypeSH

Market value$3.95M

1.83%

Sole

0.00

Shared

0.00

None

14.42K

SPDR S&P 500 ETF TRUST

SOLE

ETF

Shares8.19K

TypeSH

Market value$3.52M

1.63%

Sole

0.00

Shared

0.00

None

8.19K

22ND CENTY GROUP INCCOM

SOLE

Stock

Shares682.84K

TypeSH

Market value$2.02M

0.94%

Sole

0.00

Shared

0.00

None

682.84K

ISHARES TR RUSSELL MIDCAP INDEX FD

SOLE

ETF

Shares19.17K

TypeSH

Market value$1.50M

0.69%

Sole

0.00

Shared

0.00

None

19.17K

NASDAQ STK MKT INC

SOLE

Stock

Shares7.30K

TypeSH

Market value$1.41M

0.65%

Sole

0.00

Shared

0.00

None

7.30K

ISHARES RUSSELL 1000 VALUE ETF

SOLE

ETF

Shares5.96K

TypeSH

Market value$933.0K

0.43%

Sole

0.00

Shared

0.00

None

5.96K

JOHN MARSHALL BANCORP INC COM

SOLE

Stock

Shares49.73K

TypeSH

Market value$902.6K

0.42%

Sole

0.00

Shared

0.00

None

49.73K

SPDR PORTFOLIO DEVELOPED WORLD EX-US ETF

SOLE

ETF

Shares24.32K

TypeSH

Market value$880.5K

0.41%

Sole

0.00

Shared

0.00

None

24.32K

ISHARES S&P SMALL-CAP 600 GROWTH ETF

SOLE

ETF

Shares6.54K

TypeSH

Market value$851.0K

0.39%

Sole

0.00

Shared

0.00

None

6.54K

VANGUARD S&P 500 ETF

SOLE

ETF

Shares1.78K

TypeSH

Market value$702.7K

0.33%

Sole

0.00

Shared

0.00

None

1.78K

ISHARES RUSSELL MID-CAP GROWTH ETF

SOLE

ETF

Shares4.06K

TypeSH

Market value$455.5K

0.21%

Sole

0.00

Shared

0.00

None

4.06K

CROWDSTRIKE HLDGS INC CL A

SOLE

Stock

Shares1.69K

TypeSH

Market value$414.1K

0.19%

Sole

0.00

Shared

0.00

None

1.69K

ISHARES RUSSELL 2000 VALUE ETF

SOLE

ETF

Shares2.56K

TypeSH

Market value$410.4K

0.19%

Sole

0.00

Shared

0.00

None

2.56K

Issuer	Class	Shares	Type	Value / Portfolio %	None
ISHARES MSCI USA MIN VOL FACTOR ETFSOLE	ETF	594.03K	SH	$43.66M 20.24%	594.03K
ISHARES S&P 500 VALUE ETFSOLE	ETF	203.25K	SH	$29.56M 13.70%	203.25K
ISHARES S&P 500 GROWTH ETFSOLE	ETF	229.05K	SH	$16.93M 7.85%	229.05K
ISHARES S&P 500 INDEXSOLE	ETF	37.33K	SH	$16.08M 7.45%	37.33K
FIDELITY VALUE FACTOR ETFSOLE	ETF	334.65K	SH	$15.95M 7.39%	334.65K
FIDELITY MSCI HEALTH CARE INDEX ETFSOLE	ETF	211.65K	SH	$13.51M 6.26%	211.65K
ISHARES CORE MSCI EAFE ETFSOLE	ETF	178.96K	SH	$13.29M 6.16%	178.96K
FIDELITY MSCI INFORMATION TECHNOLOGY INDEX ETFSOLE	ETF	95.47K	SH	$11.33M 5.25%	95.47K
ISHARES S&P SMALLCAP 600 ETFSOLE	ETF	83.62K	SH	$9.13M 4.23%	83.62K
ISHARES CORE S&P MID CAP ETFSOLE	ETF	29.03K	SH	$7.64M 3.54%	29.03K
ISHARES CORE MSCI EMERGING MKTSSOLE	ETF	110.89K	SH	$6.85M 3.17%	110.89K
EXXON MOBIL CORP COMSOLE	Stock	69.28K	SH	$4.08M 1.89%	69.28K
ISHARES RUSSELL 1000 GROWTH ETFSOLE	ETF	14.42K	SH	$3.95M 1.83%	14.42K
SPDR S&P 500 ETF TRUSTSOLE	ETF	8.19K	SH	$3.52M 1.63%	8.19K
22ND CENTY GROUP INCCOMSOLE	Stock	682.84K	SH	$2.02M 0.94%	682.84K
ISHARES TR RUSSELL MIDCAP INDEX FDSOLE	ETF	19.17K	SH	$1.50M 0.69%	19.17K
NASDAQ STK MKT INCSOLE	Stock	7.30K	SH	$1.41M 0.65%	7.30K
ISHARES RUSSELL 1000 VALUE ETFSOLE	ETF	5.96K	SH	$933.0K 0.43%	5.96K
JOHN MARSHALL BANCORP INC COMSOLE	Stock	49.73K	SH	$902.6K 0.42%	49.73K
SPDR PORTFOLIO DEVELOPED WORLD EX-US ETFSOLE	ETF	24.32K	SH	$880.5K 0.41%	24.32K
ISHARES S&P SMALL-CAP 600 GROWTH ETFSOLE	ETF	6.54K	SH	$851.0K 0.39%	6.54K
VANGUARD S&P 500 ETFSOLE	ETF	1.78K	SH	$702.7K 0.33%	1.78K
ISHARES RUSSELL MID-CAP GROWTH ETFSOLE	ETF	4.06K	SH	$455.5K 0.21%	4.06K
CROWDSTRIKE HLDGS INC CL ASOLE	Stock	1.69K	SH	$414.1K 0.19%	1.69K
ISHARES RUSSELL 2000 VALUE ETFSOLE	ETF	2.56K	SH	$410.4K 0.19%	2.56K

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