HALPERN FINANCIAL, INC.

Filed: 9/21/2023ACC: 0001994335-23-000007

📋 What this filing means

HALPERN FINANCIAL, INC. filed this quarterly 13F‑HR report disclosing 246 equity positions with a total reported market value of $212.36M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.

246

Positions

$212.36M

Total AUM (reported)

3.03M

Total Shares

Allocation by class

ETF$198.14M93.3%

STOCK$13.83M6.5%

ADR$331.5K0.2%

REIT$53.4K0.0%

CEF$3.3K0.0%

Portfolio Concentration

Top 3$89.65M42.2%

4–10$88.29M41.6%

11–25$26.52M12.5%

Rest$7.90M3.7%

Top 3 weight

42.2%

Top 10 weight

83.8%

Voting Authority Distribution

Total shares with voting rights: 3.03M

Sole

Full voting authority

0.00

% of voting shares0.0%

Shared

Joint voting authority

0.00

% of voting shares0.0%

None

No voting authority

3.03M

% of voting shares100.0%

Investment Discretion (by position count)

Sole246

Shared0

Other0

Dominant voting typeNone · 100.0% of voting shares

Institutional Holdings246

Rows:

ISHARES MSCI USA MIN VOL FACTOR ETF

SOLE

ETF

Shares577.29K

TypeSH

Market value$42.49M

20.01%

Sole

0.00

Shared

0.00

None

577.29K

ISHARES S&P 500 VALUE ETF

SOLE

ETF

Shares180.84K

TypeSH

Market value$26.70M

12.57%

Sole

0.00

Shared

0.00

None

180.84K

FIDELITY MSCI INFORMATION TECHNOLOGY INDEX ETF

SOLE

ETF

Shares173.68K

TypeSH

Market value$20.46M

9.63%

Sole

0.00

Shared

0.00

None

173.68K

ISHARES S&P 500 GROWTH ETF

SOLE

ETF

Shares237.20K

TypeSH

Market value$17.25M

8.12%

Sole

0.00

Shared

0.00

None

237.20K

FIDELITY VALUE FACTOR ETF

SOLE

ETF

Shares341.62K

TypeSH

Market value$16.41M

7.73%

Sole

0.00

Shared

0.00

None

341.62K

ISHARES S&P 500 INDEX

SOLE

ETF

Shares34.94K

TypeSH

Market value$15.02M

7.07%

Sole

0.00

Shared

0.00

None

34.94K

FIDELITY MSCI HEALTH CARE INDEX ETF

SOLE

ETF

Shares197.23K

TypeSH

Market value$12.57M

5.92%

Sole

0.00

Shared

0.00

None

197.23K

ISHARES CORE MSCI EAFE ETF

SOLE

ETF

Shares146.01K

TypeSH

Market value$10.93M

5.15%

Sole

0.00

Shared

0.00

None

146.01K

ISHARES S&P SMALLCAP 600 ETF

SOLE

ETF

Shares77.26K

TypeSH

Market value$8.73M

4.11%

Sole

0.00

Shared

0.00

None

77.26K

ISHARES CORE S&P MID CAP ETF

SOLE

ETF

Shares27.43K

TypeSH

Market value$7.37M

3.47%

Sole

0.00

Shared

0.00

None

27.43K

ISHARES RUSSELL 1000 GROWTH ETF

SOLE

ETF

Shares15.17K

TypeSH

Market value$4.12M

1.94%

Sole

0.00

Shared

0.00

None

15.17K

ISHARES CORE MSCI EMERGING MKTS

SOLE

ETF

Shares61.01K

TypeSH

Market value$4.09M

1.92%

Sole

0.00

Shared

0.00

None

61.01K

EXXON MOBIL CORP COM

SOLE

Stock

Shares64.35K

TypeSH

Market value$4.06M

1.91%

Sole

0.00

Shared

0.00

None

64.35K

SPDR S&P 500 ETF TRUST

SOLE

ETF

Shares7.85K

TypeSH

Market value$3.36M

1.58%

Sole

0.00

Shared

0.00

None

7.85K

22ND CENTY GROUP INCCOM

SOLE

Stock

Shares682.84K

TypeSH

Market value$3.16M

1.49%

Sole

0.00

Shared

0.00

None

682.84K

ISHARES TR RUSSELL MIDCAP INDEX FD

SOLE

ETF

Shares19.17K

TypeSH

Market value$1.52M

0.72%

Sole

0.00

Shared

0.00

None

19.17K

NASDAQ STK MKT INC

SOLE

Stock

Shares7.40K

TypeSH

Market value$1.30M

0.61%

Sole

0.00

Shared

0.00

None

7.40K

SPDR PORTFOLIO DEVELOPED WORLD EX-US ETF

SOLE

ETF

Shares20.87K

TypeSH

Market value$767.7K

0.36%

Sole

0.00

Shared

0.00

None

20.87K

ISHARES S&P SMALL-CAP 600 GROWTH ETF

SOLE

ETF

Shares5.58K

TypeSH

Market value$740.8K

0.35%

Sole

0.00

Shared

0.00

None

5.58K

ISHARES RUSSELL 1000 VALUE ETF

SOLE

ETF

Shares4.52K

TypeSH

Market value$717.7K

0.34%

Sole

0.00

Shared

0.00

None

4.52K

VANGUARD S&P 500 ETF

SOLE

ETF

Shares1.80K

TypeSH

Market value$707.0K

0.33%

Sole

0.00

Shared

0.00

None

1.80K

CROWDSTRIKE HLDGS INC CL A

SOLE

Stock

Shares2.48K

TypeSH

Market value$624.5K

0.29%

Sole

0.00

Shared

0.00

None

2.48K

JOHN MARSHALL BANCORP INC COM

SOLE

Stock

Shares29.73K

TypeSH

Market value$521.8K

0.25%

Sole

0.00

Shared

0.00

None

29.73K

ISHARES RUSSELL 2000 VALUE ETF

SOLE

ETF

Shares2.60K

TypeSH

Market value$430.9K

0.20%

Sole

0.00

Shared

0.00

None

2.60K

AMAZON.COM INC

SOLE

Stock

Shares118.00

TypeSH

Market value$405.9K

0.19%

Sole

0.00

Shared

0.00

None

118.00

Issuer	Class	Shares	Type	Value / Portfolio %	None
ISHARES MSCI USA MIN VOL FACTOR ETFSOLE	ETF	577.29K	SH	$42.49M 20.01%	577.29K
ISHARES S&P 500 VALUE ETFSOLE	ETF	180.84K	SH	$26.70M 12.57%	180.84K
FIDELITY MSCI INFORMATION TECHNOLOGY INDEX ETFSOLE	ETF	173.68K	SH	$20.46M 9.63%	173.68K
ISHARES S&P 500 GROWTH ETFSOLE	ETF	237.20K	SH	$17.25M 8.12%	237.20K
FIDELITY VALUE FACTOR ETFSOLE	ETF	341.62K	SH	$16.41M 7.73%	341.62K
ISHARES S&P 500 INDEXSOLE	ETF	34.94K	SH	$15.02M 7.07%	34.94K
FIDELITY MSCI HEALTH CARE INDEX ETFSOLE	ETF	197.23K	SH	$12.57M 5.92%	197.23K
ISHARES CORE MSCI EAFE ETFSOLE	ETF	146.01K	SH	$10.93M 5.15%	146.01K
ISHARES S&P SMALLCAP 600 ETFSOLE	ETF	77.26K	SH	$8.73M 4.11%	77.26K
ISHARES CORE S&P MID CAP ETFSOLE	ETF	27.43K	SH	$7.37M 3.47%	27.43K
ISHARES RUSSELL 1000 GROWTH ETFSOLE	ETF	15.17K	SH	$4.12M 1.94%	15.17K
ISHARES CORE MSCI EMERGING MKTSSOLE	ETF	61.01K	SH	$4.09M 1.92%	61.01K
EXXON MOBIL CORP COMSOLE	Stock	64.35K	SH	$4.06M 1.91%	64.35K
SPDR S&P 500 ETF TRUSTSOLE	ETF	7.85K	SH	$3.36M 1.58%	7.85K
22ND CENTY GROUP INCCOMSOLE	Stock	682.84K	SH	$3.16M 1.49%	682.84K
ISHARES TR RUSSELL MIDCAP INDEX FDSOLE	ETF	19.17K	SH	$1.52M 0.72%	19.17K
NASDAQ STK MKT INCSOLE	Stock	7.40K	SH	$1.30M 0.61%	7.40K
SPDR PORTFOLIO DEVELOPED WORLD EX-US ETFSOLE	ETF	20.87K	SH	$767.7K 0.36%	20.87K
ISHARES S&P SMALL-CAP 600 GROWTH ETFSOLE	ETF	5.58K	SH	$740.8K 0.35%	5.58K
ISHARES RUSSELL 1000 VALUE ETFSOLE	ETF	4.52K	SH	$717.7K 0.34%	4.52K
VANGUARD S&P 500 ETFSOLE	ETF	1.80K	SH	$707.0K 0.33%	1.80K
CROWDSTRIKE HLDGS INC CL ASOLE	Stock	2.48K	SH	$624.5K 0.29%	2.48K
JOHN MARSHALL BANCORP INC COMSOLE	Stock	29.73K	SH	$521.8K 0.25%	29.73K
ISHARES RUSSELL 2000 VALUE ETFSOLE	ETF	2.60K	SH	$430.9K 0.20%	2.60K
AMAZON.COM INCSOLE	Stock	118.00	SH	$405.9K 0.19%	118.00

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