Filed: 9/21/2023ACC: 0001994335-23-000006
📋 What this filing means
HALPERN FINANCIAL, INC. filed this quarterly 13F‑HR report disclosing 250 equity positions with a total reported market value of $206.61M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
250
Positions
$206.61M
Total AUM (reported)
2.53M
Total Shares
Allocation by class
ETF$196.26M95.0%
STOCK$10.01M4.8%
ADR$283.1K0.1%
REIT$51.5K0.0%
CEF$3.1K0.0%
Portfolio Concentration
Top 3$86.12M41.7%
4–10$90.67M43.9%
11–25$23.05M11.2%
Rest$6.76M3.3%
Top 3 weight
41.7%
Top 10 weight
85.6%
Voting Authority Distribution
Total shares with voting rights: 2.53M
Sole
Full voting authority
0.00
shares
% of voting shares0.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
2.53M
shares
% of voting shares100.0%
Investment Discretion (by position count)
Sole250
Shared0
Other0
Dominant voting typeNone · 100.0% of voting shares
Institutional Holdings250
Rows:
ISHARES MSCI USA MIN VOL FACTOR ETF
SOLEShares624.78K
TypeSH
Market value$43.23M
20.92%
Sole
0.00
Shared
0.00
None
624.78K
ISHARES S&P 500 VALUE ETF
SOLEShares169.50K
TypeSH
Market value$23.94M
11.59%
Sole
0.00
Shared
0.00
None
169.50K
FIDELITY MSCI INFORMATION TECHNOLOGY INDEX ETF
SOLEShares179.06K
TypeSH
Market value$18.96M
9.17%
Sole
0.00
Shared
0.00
None
179.06K
FIDELITY MSCI HEALTH CARE INDEX ETF
SOLEShares300.20K
TypeSH
Market value$17.70M
8.57%
Sole
0.00
Shared
0.00
None
300.20K
FIDELITY VALUE FACTOR ETF
SOLEShares373.78K
TypeSH
Market value$16.75M
8.10%
Sole
0.00
Shared
0.00
None
373.78K
ISHARES S&P 500 GROWTH ETF
SOLEShares247.43K
TypeSH
Market value$16.11M
7.80%
Sole
0.00
Shared
0.00
None
247.43K
ISHARES S&P 500 INDEX
SOLEShares35.16K
TypeSH
Market value$13.99M
6.77%
Sole
0.00
Shared
0.00
None
35.16K
ISHARES CORE MSCI EAFE ETF
SOLEShares134.13K
TypeSH
Market value$9.66M
4.68%
Sole
0.00
Shared
0.00
None
134.13K
ISHARES S&P SMALLCAP 600 ETF
SOLEShares82.58K
TypeSH
Market value$8.96M
4.34%
Sole
0.00
Shared
0.00
None
82.58K
ISHARES CORE S&P MID CAP ETF
SOLEShares28.84K
TypeSH
Market value$7.51M
3.63%
Sole
0.00
Shared
0.00
None
28.84K
EXXON MOBIL CORP COM
SOLEShares76.75K
TypeSH
Market value$4.29M
2.07%
Sole
0.00
Shared
0.00
None
76.75K
ISHARES RUSSELL 1000 GROWTH ETF
SOLEShares15.91K
TypeSH
Market value$3.87M
1.87%
Sole
0.00
Shared
0.00
None
15.91K
ISHARES CORE MSCI EMERGING MKTS
SOLEShares56.57K
TypeSH
Market value$3.64M
1.76%
Sole
0.00
Shared
0.00
None
56.57K
SPDR S&P 500 ETF TRUST
SOLEShares7.86K
TypeSH
Market value$3.11M
1.51%
Sole
0.00
Shared
0.00
None
7.86K
ISHARES TR RUSSELL MIDCAP INDEX FD
SOLEShares23.57K
TypeSH
Market value$1.74M
0.84%
Sole
0.00
Shared
0.00
None
23.57K
NASDAQ STK MKT INC
SOLEShares7.70K
TypeSH
Market value$1.14M
0.55%
Sole
0.00
Shared
0.00
None
7.70K
ISHARES S&P SMALL-CAP 600 GROWTH ETF
SOLEShares7.18K
TypeSH
Market value$920.6K
0.45%
Sole
0.00
Shared
0.00
None
7.18K
ISHARES RUSSELL 1000 VALUE ETF
SOLEShares4.97K
TypeSH
Market value$753.6K
0.36%
Sole
0.00
Shared
0.00
None
4.97K
SPDR PORTFOLIO DEVELOPED WORLD EX-US ETF
SOLEShares20.87K
TypeSH
Market value$737.9K
0.36%
Sole
0.00
Shared
0.00
None
20.87K
CROWDSTRIKE HLDGS INC CL A
SOLEShares3.33K
TypeSH
Market value$608.1K
0.29%
Sole
0.00
Shared
0.00
None
3.33K
VANGUARD S&P 500 ETF
SOLEShares1.60K
TypeSH
Market value$583.5K
0.28%
Sole
0.00
Shared
0.00
None
1.60K
JOHN MARSHALL BANCORP INC COM
SOLEShares29.73K
TypeSH
Market value$511.4K
0.25%
Sole
0.00
Shared
0.00
None
29.73K
ISHARES RUSSELL 2000 VALUE ETF
SOLEShares2.66K
TypeSH
Market value$424.1K
0.21%
Sole
0.00
Shared
0.00
None
2.66K
AMAZON.COM INC
SOLEShares118.00
TypeSH
Market value$365.1K
0.18%
Sole
0.00
Shared
0.00
None
118.00
VANGUARD S&P 500 GROWTH ETF
SOLEShares1.55K
TypeSH
Market value$364.6K
0.18%
Sole
0.00
Shared
0.00
None
1.55K
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
ISHARES MSCI USA MIN VOL FACTOR ETFSOLE | ETF | 624.78K | SH | $43.23M 20.92% | 0.00 | 0.00 | 624.78K |
ISHARES S&P 500 VALUE ETFSOLE | ETF | 169.50K | SH | $23.94M 11.59% | 0.00 | 0.00 | 169.50K |
FIDELITY MSCI INFORMATION TECHNOLOGY INDEX ETFSOLE | ETF | 179.06K | SH | $18.96M 9.17% | 0.00 | 0.00 | 179.06K |
FIDELITY MSCI HEALTH CARE INDEX ETFSOLE | ETF | 300.20K | SH | $17.70M 8.57% | 0.00 | 0.00 | 300.20K |
FIDELITY VALUE FACTOR ETFSOLE | ETF | 373.78K | SH | $16.75M 8.10% | 0.00 | 0.00 | 373.78K |
ISHARES S&P 500 GROWTH ETFSOLE | ETF | 247.43K | SH | $16.11M 7.80% | 0.00 | 0.00 | 247.43K |
ISHARES S&P 500 INDEXSOLE | ETF | 35.16K | SH | $13.99M 6.77% | 0.00 | 0.00 | 35.16K |
ISHARES CORE MSCI EAFE ETFSOLE | ETF | 134.13K | SH | $9.66M 4.68% | 0.00 | 0.00 | 134.13K |
ISHARES S&P SMALLCAP 600 ETFSOLE | ETF | 82.58K | SH | $8.96M 4.34% | 0.00 | 0.00 | 82.58K |
ISHARES CORE S&P MID CAP ETFSOLE | ETF | 28.84K | SH | $7.51M 3.63% | 0.00 | 0.00 | 28.84K |
EXXON MOBIL CORP COMSOLE | Stock | 76.75K | SH | $4.29M 2.07% | 0.00 | 0.00 | 76.75K |
ISHARES RUSSELL 1000 GROWTH ETFSOLE | ETF | 15.91K | SH | $3.87M 1.87% | 0.00 | 0.00 | 15.91K |
ISHARES CORE MSCI EMERGING MKTSSOLE | ETF | 56.57K | SH | $3.64M 1.76% | 0.00 | 0.00 | 56.57K |
SPDR S&P 500 ETF TRUSTSOLE | ETF | 7.86K | SH | $3.11M 1.51% | 0.00 | 0.00 | 7.86K |
ISHARES TR RUSSELL MIDCAP INDEX FDSOLE | ETF | 23.57K | SH | $1.74M 0.84% | 0.00 | 0.00 | 23.57K |
NASDAQ STK MKT INCSOLE | Stock | 7.70K | SH | $1.14M 0.55% | 0.00 | 0.00 | 7.70K |
ISHARES S&P SMALL-CAP 600 GROWTH ETFSOLE | ETF | 7.18K | SH | $920.6K 0.45% | 0.00 | 0.00 | 7.18K |
ISHARES RUSSELL 1000 VALUE ETFSOLE | ETF | 4.97K | SH | $753.6K 0.36% | 0.00 | 0.00 | 4.97K |
SPDR PORTFOLIO DEVELOPED WORLD EX-US ETFSOLE | ETF | 20.87K | SH | $737.9K 0.36% | 0.00 | 0.00 | 20.87K |
CROWDSTRIKE HLDGS INC CL ASOLE | Stock | 3.33K | SH | $608.1K 0.29% | 0.00 | 0.00 | 3.33K |
VANGUARD S&P 500 ETFSOLE | ETF | 1.60K | SH | $583.5K 0.28% | 0.00 | 0.00 | 1.60K |
JOHN MARSHALL BANCORP INC COMSOLE | Stock | 29.73K | SH | $511.4K 0.25% | 0.00 | 0.00 | 29.73K |
ISHARES RUSSELL 2000 VALUE ETFSOLE | ETF | 2.66K | SH | $424.1K 0.21% | 0.00 | 0.00 | 2.66K |
AMAZON.COM INCSOLE | Stock | 118.00 | SH | $365.1K 0.18% | 0.00 | 0.00 | 118.00 |
VANGUARD S&P 500 GROWTH ETFSOLE | ETF | 1.55K | SH | $364.6K 0.18% | 0.00 | 0.00 | 1.55K |
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