HALPERN FINANCIAL, INC.

Filed: 9/21/2023ACC: 0001994335-23-000005

📋 What this filing means

HALPERN FINANCIAL, INC. filed this quarterly 13F‑HR report disclosing 204 equity positions with a total reported market value of $192.32M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.

204

Positions

$192.32M

Total AUM (reported)

2.51M

Total Shares

Allocation by class

ETF$183.51M95.4%

STOCK$8.54M4.4%

ADR$225.6K0.1%

REIT$41.2K0.0%

Portfolio Concentration

Top 3$79.11M41.1%

4–10$85.90M44.7%

11–25$21.73M11.3%

Rest$5.59M2.9%

Top 3 weight

41.1%

Top 10 weight

85.8%

Voting Authority Distribution

Total shares with voting rights: 2.51M

Sole

Full voting authority

0.00

% of voting shares0.0%

Shared

Joint voting authority

0.00

% of voting shares0.0%

None

No voting authority

2.51M

% of voting shares100.0%

Investment Discretion (by position count)

Sole204

Shared0

Other0

Dominant voting typeNone · 100.0% of voting shares

Institutional Holdings204

Rows:

ISHARES MSCI USA MIN VOL FACTOR ETF

SOLE

ETF

Shares594.54K

TypeSH

Market value$40.36M

20.98%

Sole

0.00

Shared

0.00

None

594.54K

ISHARES S&P 500 VALUE ETF

SOLE

ETF

Shares160.53K

TypeSH

Market value$20.55M

10.69%

Sole

0.00

Shared

0.00

None

160.53K

FIDELITY MSCI INFORMATION TECHNOLOGY INDEX ETF

SOLE

ETF

Shares174.14K

TypeSH

Market value$18.20M

9.46%

Sole

0.00

Shared

0.00

None

174.14K

FIDELITY MSCI HEALTH CARE INDEX ETF

SOLE

ETF

Shares307.11K

TypeSH

Market value$17.74M

9.22%

Sole

0.00

Shared

0.00

None

307.11K

ISHARES S&P 500 GROWTH ETF

SOLE

ETF

Shares250.45K

TypeSH

Market value$15.98M

8.31%

Sole

0.00

Shared

0.00

None

250.45K

FIDELITY VALUE FACTOR ETF

SOLE

ETF

Shares380.92K

TypeSH

Market value$15.47M

8.04%

Sole

0.00

Shared

0.00

None

380.92K

ISHARES S&P 500 INDEX

SOLE

ETF

Shares34.72K

TypeSH

Market value$13.03M

6.78%

Sole

0.00

Shared

0.00

None

34.72K

ISHARES CORE MSCI EAFE ETF

SOLE

ETF

Shares128.83K

TypeSH

Market value$8.90M

4.63%

Sole

0.00

Shared

0.00

None

128.83K

ISHARES S&P SMALLCAP 600 ETF

SOLE

ETF

Shares85.49K

TypeSH

Market value$7.86M

4.09%

Sole

0.00

Shared

0.00

None

85.49K

ISHARES CORE S&P MID CAP ETF

SOLE

ETF

Shares30.09K

TypeSH

Market value$6.92M

3.60%

Sole

0.00

Shared

0.00

None

30.09K

ISHARES RUSSELL 1000 GROWTH ETF

SOLE

ETF

Shares15.96K

TypeSH

Market value$3.85M

2.00%

Sole

0.00

Shared

0.00

None

15.96K

EXXON MOBIL CORP COM

SOLE

Stock

Shares82.87K

TypeSH

Market value$3.42M

1.78%

Sole

0.00

Shared

0.00

None

82.87K

ISHARES CORE MSCI EMERGING MKTS

SOLE

ETF

Shares53.92K

TypeSH

Market value$3.35M

1.74%

Sole

0.00

Shared

0.00

None

53.92K

SPDR S&P 500 ETF TRUST

SOLE

ETF

Shares8.07K

TypeSH

Market value$3.02M

1.57%

Sole

0.00

Shared

0.00

None

8.07K

ISHARES TR RUSSELL MIDCAP INDEX FD

SOLE

ETF

Shares24.97K

TypeSH

Market value$1.71M

0.89%

Sole

0.00

Shared

0.00

None

24.97K

NASDAQ STK MKT INC

SOLE

Stock

Shares7.70K

TypeSH

Market value$1.02M

0.53%

Sole

0.00

Shared

0.00

None

7.70K

CROWDSTRIKE HLDGS INC CL A

SOLE

Stock

Shares4.04K

TypeSH

Market value$856.4K

0.45%

Sole

0.00

Shared

0.00

None

4.04K

ISHARES S&P SMALL-CAP 600 GROWTH ETF

SOLE

ETF

Shares7.18K

TypeSH

Market value$820.1K

0.43%

Sole

0.00

Shared

0.00

None

7.18K

SPDR PORTFOLIO DEVELOPED WORLD EX-US ETF

SOLE

ETF

Shares21.58K

TypeSH

Market value$728.4K

0.38%

Sole

0.00

Shared

0.00

None

21.58K

ISHARES RUSSELL 1000 VALUE ETF

SOLE

ETF

Shares4.94K

TypeSH

Market value$675.2K

0.35%

Sole

0.00

Shared

0.00

None

4.94K

VANGUARD S&P 500 GROWTH ETF

SOLE

ETF

Shares2.40K

TypeSH

Market value$551.4K

0.29%

Sole

0.00

Shared

0.00

None

2.40K

VANGUARD S&P 500 ETF

SOLE

ETF

Shares1.60K

TypeSH

Market value$550.4K

0.29%

Sole

0.00

Shared

0.00

None

1.60K

JOHN MARSHALL BANCORP INC COM

SOLE

Stock

Shares29.73K

TypeSH

Market value$425.1K

0.22%

Sole

0.00

Shared

0.00

None

29.73K

AMAZON.COM INC

SOLE

Stock

Shares123.00

TypeSH

Market value$400.6K

0.21%

Sole

0.00

Shared

0.00

None

123.00

ISHARES RUSSELL 2000 VALUE ETF

SOLE

ETF

Shares2.72K

TypeSH

Market value$358.5K

0.19%

Sole

0.00

Shared

0.00

None

2.72K

Issuer	Class	Shares	Type	Value / Portfolio %	None
ISHARES MSCI USA MIN VOL FACTOR ETFSOLE	ETF	594.54K	SH	$40.36M 20.98%	594.54K
ISHARES S&P 500 VALUE ETFSOLE	ETF	160.53K	SH	$20.55M 10.69%	160.53K
FIDELITY MSCI INFORMATION TECHNOLOGY INDEX ETFSOLE	ETF	174.14K	SH	$18.20M 9.46%	174.14K
FIDELITY MSCI HEALTH CARE INDEX ETFSOLE	ETF	307.11K	SH	$17.74M 9.22%	307.11K
ISHARES S&P 500 GROWTH ETFSOLE	ETF	250.45K	SH	$15.98M 8.31%	250.45K
FIDELITY VALUE FACTOR ETFSOLE	ETF	380.92K	SH	$15.47M 8.04%	380.92K
ISHARES S&P 500 INDEXSOLE	ETF	34.72K	SH	$13.03M 6.78%	34.72K
ISHARES CORE MSCI EAFE ETFSOLE	ETF	128.83K	SH	$8.90M 4.63%	128.83K
ISHARES S&P SMALLCAP 600 ETFSOLE	ETF	85.49K	SH	$7.86M 4.09%	85.49K
ISHARES CORE S&P MID CAP ETFSOLE	ETF	30.09K	SH	$6.92M 3.60%	30.09K
ISHARES RUSSELL 1000 GROWTH ETFSOLE	ETF	15.96K	SH	$3.85M 2.00%	15.96K
EXXON MOBIL CORP COMSOLE	Stock	82.87K	SH	$3.42M 1.78%	82.87K
ISHARES CORE MSCI EMERGING MKTSSOLE	ETF	53.92K	SH	$3.35M 1.74%	53.92K
SPDR S&P 500 ETF TRUSTSOLE	ETF	8.07K	SH	$3.02M 1.57%	8.07K
ISHARES TR RUSSELL MIDCAP INDEX FDSOLE	ETF	24.97K	SH	$1.71M 0.89%	24.97K
NASDAQ STK MKT INCSOLE	Stock	7.70K	SH	$1.02M 0.53%	7.70K
CROWDSTRIKE HLDGS INC CL ASOLE	Stock	4.04K	SH	$856.4K 0.45%	4.04K
ISHARES S&P SMALL-CAP 600 GROWTH ETFSOLE	ETF	7.18K	SH	$820.1K 0.43%	7.18K
SPDR PORTFOLIO DEVELOPED WORLD EX-US ETFSOLE	ETF	21.58K	SH	$728.4K 0.38%	21.58K
ISHARES RUSSELL 1000 VALUE ETFSOLE	ETF	4.94K	SH	$675.2K 0.35%	4.94K
VANGUARD S&P 500 GROWTH ETFSOLE	ETF	2.40K	SH	$551.4K 0.29%	2.40K
VANGUARD S&P 500 ETFSOLE	ETF	1.60K	SH	$550.4K 0.29%	1.60K
JOHN MARSHALL BANCORP INC COMSOLE	Stock	29.73K	SH	$425.1K 0.22%	29.73K
AMAZON.COM INCSOLE	Stock	123.00	SH	$400.6K 0.21%	123.00
ISHARES RUSSELL 2000 VALUE ETFSOLE	ETF	2.72K	SH	$358.5K 0.19%	2.72K

Page 1 of 9

…