HALPERN FINANCIAL, INC.

Filed: 9/21/2023ACC: 0001994335-23-000004

📋 What this filing means

HALPERN FINANCIAL, INC. filed this quarterly 13F‑HR report disclosing 205 equity positions with a total reported market value of $169.18M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.

205

Positions

$169.18M

Total AUM (reported)

2.28M

Total Shares

Allocation by class

ETF$161.75M95.6%

STOCK$7.22M4.3%

ADR$174.0K0.1%

REIT$33.6K0.0%

Portfolio Concentration

Top 3$69.82M41.3%

4–10$75.28M44.5%

11–25$19.16M11.3%

Rest$4.92M2.9%

Top 3 weight

41.3%

Top 10 weight

85.8%

Voting Authority Distribution

Total shares with voting rights: 2.28M

Sole

Full voting authority

0.00

% of voting shares0.0%

Shared

Joint voting authority

0.00

% of voting shares0.0%

None

No voting authority

2.28M

% of voting shares100.0%

Investment Discretion (by position count)

Sole205

Shared0

Other0

Dominant voting typeNone · 100.0% of voting shares

Institutional Holdings205

Rows:

ISHARES MSCI USA MIN VOL FACTOR ETF

SOLE

ETF

Shares565.75K

TypeSH

Market value$36.05M

21.31%

Sole

0.00

Shared

0.00

None

565.75K

ISHARES S&P 500 VALUE ETF

SOLE

ETF

Shares154.07K

TypeSH

Market value$17.33M

10.24%

Sole

0.00

Shared

0.00

None

154.07K

FIDELITY MSCI INFORMATION TECHNOLOGY INDEX ETF

SOLE

ETF

Shares178.53K

TypeSH

Market value$16.44M

9.71%

Sole

0.00

Shared

0.00

None

178.53K

FIDELITY MSCI HEALTH CARE INDEX ETF

SOLE

ETF

Shares308.86K

TypeSH

Market value$16.25M

9.60%

Sole

0.00

Shared

0.00

None

308.86K

ISHARES S&P 500 GROWTH ETF

SOLE

ETF

Shares62.95K

TypeSH

Market value$14.55M

8.60%

Sole

0.00

Shared

0.00

None

62.95K

FIDELITY VALUE FACTOR ETF

SOLE

ETF

Shares365.32K

TypeSH

Market value$13.01M

7.69%

Sole

0.00

Shared

0.00

None

365.32K

ISHARES S&P 500 INDEX

SOLE

ETF

Shares34.28K

TypeSH

Market value$11.52M

6.81%

Sole

0.00

Shared

0.00

None

34.28K

ISHARES CORE MSCI EAFE ETF

SOLE

ETF

Shares127.57K

TypeSH

Market value$7.69M

4.55%

Sole

0.00

Shared

0.00

None

127.57K

ISHARES S&P SMALLCAP 600 ETF

SOLE

ETF

Shares88.14K

TypeSH

Market value$6.19M

3.66%

Sole

0.00

Shared

0.00

None

88.14K

ISHARES CORE S&P MID CAP ETF

SOLE

ETF

Shares32.76K

TypeSH

Market value$6.07M

3.59%

Sole

0.00

Shared

0.00

None

32.76K

ISHARES RUSSELL 1000 GROWTH ETF

SOLE

ETF

Shares16.22K

TypeSH

Market value$3.52M

2.08%

Sole

0.00

Shared

0.00

None

16.22K

EXXON MOBIL CORP COM

SOLE

Stock

Shares83.58K

TypeSH

Market value$2.87M

1.70%

Sole

0.00

Shared

0.00

None

83.58K

ISHARES CORE MSCI EMERGING MKTS

SOLE

ETF

Shares53.47K

TypeSH

Market value$2.82M

1.67%

Sole

0.00

Shared

0.00

None

53.47K

SPDR S&P 500 ETF TRUST

SOLE

ETF

Shares8.14K

TypeSH

Market value$2.72M

1.61%

Sole

0.00

Shared

0.00

None

8.14K

ISHARES TR RUSSELL MIDCAP INDEX FD

SOLE

ETF

Shares24.97K

TypeSH

Market value$1.43M

0.85%

Sole

0.00

Shared

0.00

None

24.97K

NASDAQ STK MKT INC

SOLE

Stock

Shares7.70K

TypeSH

Market value$944.9K

0.56%

Sole

0.00

Shared

0.00

None

7.70K

SPDR PORTFOLIO DEVELOPED WORLD EX-US ETF

SOLE

ETF

Shares23.61K

TypeSH

Market value$690.9K

0.41%

Sole

0.00

Shared

0.00

None

23.61K

CROWDSTRIKE HLDGS INC CL A

SOLE

Stock

Shares4.95K

TypeSH

Market value$680.1K

0.40%

Sole

0.00

Shared

0.00

None

4.95K

VANGUARD S&P 500 GROWTH ETF

SOLE

ETF

Shares3.10K

TypeSH

Market value$647.2K

0.38%

Sole

0.00

Shared

0.00

None

3.10K

ISHARES S&P SMALL-CAP 600 GROWTH ETF

SOLE

ETF

Shares3.64K

TypeSH

Market value$641.7K

0.38%

Sole

0.00

Shared

0.00

None

3.64K

ISHARES RUSSELL 1000 VALUE ETF

SOLE

ETF

Shares4.94K

TypeSH

Market value$583.4K

0.34%

Sole

0.00

Shared

0.00

None

4.94K

VANGUARD S&P 500 ETF

SOLE

ETF

Shares1.61K

TypeSH

Market value$496.4K

0.29%

Sole

0.00

Shared

0.00

None

1.61K

VANGUARD S&P MID-CAP 400 VALUE ETF

SOLE

ETF

Shares3.98K

TypeSH

Market value$417.2K

0.25%

Sole

0.00

Shared

0.00

None

3.98K

AMAZON.COM INC

SOLE

Stock

Shares118.00

TypeSH

Market value$371.6K

0.22%

Sole

0.00

Shared

0.00

None

118.00

JOHN MARSHALL BANCORP INC COM

SOLE

Stock

Shares29.73K

TypeSH

Market value$318.1K

0.19%

Sole

0.00

Shared

0.00

None

29.73K

Issuer	Class	Shares	Type	Value / Portfolio %	None
ISHARES MSCI USA MIN VOL FACTOR ETFSOLE	ETF	565.75K	SH	$36.05M 21.31%	565.75K
ISHARES S&P 500 VALUE ETFSOLE	ETF	154.07K	SH	$17.33M 10.24%	154.07K
FIDELITY MSCI INFORMATION TECHNOLOGY INDEX ETFSOLE	ETF	178.53K	SH	$16.44M 9.71%	178.53K
FIDELITY MSCI HEALTH CARE INDEX ETFSOLE	ETF	308.86K	SH	$16.25M 9.60%	308.86K
ISHARES S&P 500 GROWTH ETFSOLE	ETF	62.95K	SH	$14.55M 8.60%	62.95K
FIDELITY VALUE FACTOR ETFSOLE	ETF	365.32K	SH	$13.01M 7.69%	365.32K
ISHARES S&P 500 INDEXSOLE	ETF	34.28K	SH	$11.52M 6.81%	34.28K
ISHARES CORE MSCI EAFE ETFSOLE	ETF	127.57K	SH	$7.69M 4.55%	127.57K
ISHARES S&P SMALLCAP 600 ETFSOLE	ETF	88.14K	SH	$6.19M 3.66%	88.14K
ISHARES CORE S&P MID CAP ETFSOLE	ETF	32.76K	SH	$6.07M 3.59%	32.76K
ISHARES RUSSELL 1000 GROWTH ETFSOLE	ETF	16.22K	SH	$3.52M 2.08%	16.22K
EXXON MOBIL CORP COMSOLE	Stock	83.58K	SH	$2.87M 1.70%	83.58K
ISHARES CORE MSCI EMERGING MKTSSOLE	ETF	53.47K	SH	$2.82M 1.67%	53.47K
SPDR S&P 500 ETF TRUSTSOLE	ETF	8.14K	SH	$2.72M 1.61%	8.14K
ISHARES TR RUSSELL MIDCAP INDEX FDSOLE	ETF	24.97K	SH	$1.43M 0.85%	24.97K
NASDAQ STK MKT INCSOLE	Stock	7.70K	SH	$944.9K 0.56%	7.70K
SPDR PORTFOLIO DEVELOPED WORLD EX-US ETFSOLE	ETF	23.61K	SH	$690.9K 0.41%	23.61K
CROWDSTRIKE HLDGS INC CL ASOLE	Stock	4.95K	SH	$680.1K 0.40%	4.95K
VANGUARD S&P 500 GROWTH ETFSOLE	ETF	3.10K	SH	$647.2K 0.38%	3.10K
ISHARES S&P SMALL-CAP 600 GROWTH ETFSOLE	ETF	3.64K	SH	$641.7K 0.38%	3.64K
ISHARES RUSSELL 1000 VALUE ETFSOLE	ETF	4.94K	SH	$583.4K 0.34%	4.94K
VANGUARD S&P 500 ETFSOLE	ETF	1.61K	SH	$496.4K 0.29%	1.61K
VANGUARD S&P MID-CAP 400 VALUE ETFSOLE	ETF	3.98K	SH	$417.2K 0.25%	3.98K
AMAZON.COM INCSOLE	Stock	118.00	SH	$371.6K 0.22%	118.00
JOHN MARSHALL BANCORP INC COMSOLE	Stock	29.73K	SH	$318.1K 0.19%	29.73K

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