HALPERN FINANCIAL, INC.

Filed: 9/21/2023ACC: 0001994335-23-000003

📋 What this filing means

HALPERN FINANCIAL, INC. filed this quarterly 13F‑HR report disclosing 176 equity positions with a total reported market value of $150.84M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.

176

Positions

$150.84M

Total AUM (reported)

2.14M

Total Shares

Allocation by class

ETF$143.82M95.3%

STOCK$6.81M4.5%

ADR$181.2K0.1%

REIT$32.2K0.0%

Portfolio Concentration

Top 3$61.26M40.6%

4–10$67.96M45.1%

11–25$17.52M11.6%

Rest$4.11M2.7%

Top 3 weight

40.6%

Top 10 weight

85.7%

Voting Authority Distribution

Total shares with voting rights: 2.14M

Sole

Full voting authority

0.00

% of voting shares0.0%

Shared

Joint voting authority

0.00

% of voting shares0.0%

None

No voting authority

2.14M

% of voting shares100.0%

Investment Discretion (by position count)

Sole176

Shared0

Other0

Dominant voting typeNone · 100.0% of voting shares

Institutional Holdings176

Rows:

ISHARES MSCI USA MIN VOL FACTOR ETF

SOLE

ETF

Shares500.75K

TypeSH

Market value$30.36M

20.13%

Sole

0.00

Shared

0.00

None

500.75K

ISHARES S&P 500 VALUE ETF

SOLE

ETF

Shares147.48K

TypeSH

Market value$15.96M

10.58%

Sole

0.00

Shared

0.00

None

147.48K

FIDELITY MSCI HEALTH CARE INDEX ETF

SOLE

ETF

Shares300.11K

TypeSH

Market value$14.94M

9.90%

Sole

0.00

Shared

0.00

None

300.11K

FIDELITY MSCI INFORMATION TECHNOLOGY INDEX ETF

SOLE

ETF

Shares175.92K

TypeSH

Market value$14.47M

9.59%

Sole

0.00

Shared

0.00

None

175.92K

ISHARES S&P 500 GROWTH ETF

SOLE

ETF

Shares64.61K

TypeSH

Market value$13.40M

8.89%

Sole

0.00

Shared

0.00

None

64.61K

FIDELITY VALUE FACTOR ETF

SOLE

ETF

Shares353.11K

TypeSH

Market value$11.89M

7.88%

Sole

0.00

Shared

0.00

None

353.11K

ISHARES S&P 500 INDEX

SOLE

ETF

Shares33.22K

TypeSH

Market value$10.29M

6.82%

Sole

0.00

Shared

0.00

None

33.22K

ISHARES CORE MSCI EAFE ETF

SOLE

ETF

Shares123.19K

TypeSH

Market value$7.04M

4.67%

Sole

0.00

Shared

0.00

None

123.19K

ISHARES S&P SMALLCAP 600 ETF

SOLE

ETF

Shares81.04K

TypeSH

Market value$5.53M

3.67%

Sole

0.00

Shared

0.00

None

81.04K

ISHARES CORE S&P MID CAP ETF

SOLE

ETF

Shares30.04K

TypeSH

Market value$5.34M

3.54%

Sole

0.00

Shared

0.00

None

30.04K

EXXON MOBIL CORP COM

SOLE

Stock

Shares72.17K

TypeSH

Market value$3.23M

2.14%

Sole

0.00

Shared

0.00

None

72.17K

ISHARES RUSSELL 1000 GROWTH ETF

SOLE

ETF

Shares16.48K

TypeSH

Market value$3.16M

2.10%

Sole

0.00

Shared

0.00

None

16.48K

SPDR S&P 500 ETF TRUST

SOLE

ETF

Shares8.13K

TypeSH

Market value$2.51M

1.66%

Sole

0.00

Shared

0.00

None

8.13K

ISHARES CORE MSCI EMERGING MKTS

SOLE

ETF

Shares52.42K

TypeSH

Market value$2.50M

1.65%

Sole

0.00

Shared

0.00

None

52.42K

ISHARES TR RUSSELL MIDCAP INDEX FD

SOLE

ETF

Shares24.97K

TypeSH

Market value$1.34M

0.89%

Sole

0.00

Shared

0.00

None

24.97K

NASDAQ STK MKT INC

SOLE

Stock

Shares7.85K

TypeSH

Market value$937.7K

0.62%

Sole

0.00

Shared

0.00

None

7.85K

ISHARES S&P SMALL-CAP 600 GROWTH ETF

SOLE

ETF

Shares3.69K

TypeSH

Market value$626.6K

0.42%

Sole

0.00

Shared

0.00

None

3.69K

ISHARES RUSSELL 1000 VALUE ETF

SOLE

ETF

Shares4.94K

TypeSH

Market value$556.2K

0.37%

Sole

0.00

Shared

0.00

None

4.94K

VANGUARD S&P 500 GROWTH ETF

SOLE

ETF

Shares2.89K

TypeSH

Market value$539.9K

0.36%

Sole

0.00

Shared

0.00

None

2.89K

SPDR PORTFOLIO DEVELOPED WORLD EX-US ETF

SOLE

ETF

Shares17.18K

TypeSH

Market value$474.5K

0.31%

Sole

0.00

Shared

0.00

None

17.18K

VANGUARD S&P MID-CAP 400 VALUE ETF

SOLE

ETF

Shares4.11K

TypeSH

Market value$422.6K

0.28%

Sole

0.00

Shared

0.00

None

4.11K

AMAZON.COM INC

SOLE

Stock

Shares120.00

TypeSH

Market value$331.1K

0.22%

Sole

0.00

Shared

0.00

None

120.00

JOHN MARSHALL BANCORP INC COM

SOLE

Stock

Shares29.73K

TypeSH

Market value$327.6K

0.22%

Sole

0.00

Shared

0.00

None

29.73K

ISHARES RUSSELL 2000 VALUE ETF

SOLE

ETF

Shares3.20K

TypeSH

Market value$311.9K

0.21%

Sole

0.00

Shared

0.00

None

3.20K

ISHARES RUSSELL MID-CAP GROWTH ETF

SOLE

ETF

Shares1.61K

TypeSH

Market value$255.1K

0.17%

Sole

0.00

Shared

0.00

None

1.61K

Issuer	Class	Shares	Type	Value / Portfolio %	None
ISHARES MSCI USA MIN VOL FACTOR ETFSOLE	ETF	500.75K	SH	$30.36M 20.13%	500.75K
ISHARES S&P 500 VALUE ETFSOLE	ETF	147.48K	SH	$15.96M 10.58%	147.48K
FIDELITY MSCI HEALTH CARE INDEX ETFSOLE	ETF	300.11K	SH	$14.94M 9.90%	300.11K
FIDELITY MSCI INFORMATION TECHNOLOGY INDEX ETFSOLE	ETF	175.92K	SH	$14.47M 9.59%	175.92K
ISHARES S&P 500 GROWTH ETFSOLE	ETF	64.61K	SH	$13.40M 8.89%	64.61K
FIDELITY VALUE FACTOR ETFSOLE	ETF	353.11K	SH	$11.89M 7.88%	353.11K
ISHARES S&P 500 INDEXSOLE	ETF	33.22K	SH	$10.29M 6.82%	33.22K
ISHARES CORE MSCI EAFE ETFSOLE	ETF	123.19K	SH	$7.04M 4.67%	123.19K
ISHARES S&P SMALLCAP 600 ETFSOLE	ETF	81.04K	SH	$5.53M 3.67%	81.04K
ISHARES CORE S&P MID CAP ETFSOLE	ETF	30.04K	SH	$5.34M 3.54%	30.04K
EXXON MOBIL CORP COMSOLE	Stock	72.17K	SH	$3.23M 2.14%	72.17K
ISHARES RUSSELL 1000 GROWTH ETFSOLE	ETF	16.48K	SH	$3.16M 2.10%	16.48K
SPDR S&P 500 ETF TRUSTSOLE	ETF	8.13K	SH	$2.51M 1.66%	8.13K
ISHARES CORE MSCI EMERGING MKTSSOLE	ETF	52.42K	SH	$2.50M 1.65%	52.42K
ISHARES TR RUSSELL MIDCAP INDEX FDSOLE	ETF	24.97K	SH	$1.34M 0.89%	24.97K
NASDAQ STK MKT INCSOLE	Stock	7.85K	SH	$937.7K 0.62%	7.85K
ISHARES S&P SMALL-CAP 600 GROWTH ETFSOLE	ETF	3.69K	SH	$626.6K 0.42%	3.69K
ISHARES RUSSELL 1000 VALUE ETFSOLE	ETF	4.94K	SH	$556.2K 0.37%	4.94K
VANGUARD S&P 500 GROWTH ETFSOLE	ETF	2.89K	SH	$539.9K 0.36%	2.89K
SPDR PORTFOLIO DEVELOPED WORLD EX-US ETFSOLE	ETF	17.18K	SH	$474.5K 0.31%	17.18K
VANGUARD S&P MID-CAP 400 VALUE ETFSOLE	ETF	4.11K	SH	$422.6K 0.28%	4.11K
AMAZON.COM INCSOLE	Stock	120.00	SH	$331.1K 0.22%	120.00
JOHN MARSHALL BANCORP INC COMSOLE	Stock	29.73K	SH	$327.6K 0.22%	29.73K
ISHARES RUSSELL 2000 VALUE ETFSOLE	ETF	3.20K	SH	$311.9K 0.21%	3.20K
ISHARES RUSSELL MID-CAP GROWTH ETFSOLE	ETF	1.61K	SH	$255.1K 0.17%	1.61K

Page 1 of 8

…