Filed: 9/21/2023ACC: 0001994335-23-000002
📋 What this filing means
HALPERN FINANCIAL, INC. filed this quarterly 13F‑HR report disclosing 160 equity positions with a total reported market value of $106.24M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
160
Positions
$106.24M
Total AUM (reported)
1.74M
Total Shares
Allocation by class
ETF$102.64M96.6%
STOCK$3.53M3.3%
ADR$46.8K0.0%
REIT$30.7K0.0%
Portfolio Concentration
Top 3$43.14M40.6%
4–10$48.50M45.6%
11–25$11.58M10.9%
Rest$3.03M2.8%
Top 3 weight
40.6%
Top 10 weight
86.3%
Voting Authority Distribution
Total shares with voting rights: 1.74M
Sole
Full voting authority
0.00
shares
% of voting shares0.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
1.74M
shares
% of voting shares100.0%
Investment Discretion (by position count)
Sole160
Shared0
Other0
Dominant voting typeNone · 100.0% of voting shares
Institutional Holdings160
Rows:
ISHARES MSCI USA MIN VOL FACTOR ETF
SOLEShares342.59K
TypeSH
Market value$18.50M
17.42%
Sole
0.00
Shared
0.00
None
342.59K
ISHARES S&P 500 VALUE ETF
SOLEShares135K
TypeSH
Market value$12.99M
12.23%
Sole
0.00
Shared
0.00
None
135K
FIDELITY MSCI HEALTH CARE INDEX ETF
SOLEShares270.84K
TypeSH
Market value$11.64M
10.96%
Sole
0.00
Shared
0.00
None
270.84K
ISHARES S&P 500 GROWTH ETF
SOLEShares65.28K
TypeSH
Market value$10.78M
10.14%
Sole
0.00
Shared
0.00
None
65.28K
FIDELITY VALUE FACTOR ETF
SOLEShares312.28K
TypeSH
Market value$8.79M
8.27%
Sole
0.00
Shared
0.00
None
312.28K
ISHARES S&P 500 INDEX
SOLEShares33.57K
TypeSH
Market value$8.67M
8.16%
Sole
0.00
Shared
0.00
None
33.57K
FIDELITY MSCI INFORMATION TECHNOLOGY INDEX ETF
SOLEShares88.56K
TypeSH
Market value$5.55M
5.23%
Sole
0.00
Shared
0.00
None
88.56K
ISHARES CORE MSCI EAFE ETF
SOLEShares109.89K
TypeSH
Market value$5.48M
5.16%
Sole
0.00
Shared
0.00
None
109.89K
ISHARES S&P SMALLCAP 600 ETF
SOLEShares87.07K
TypeSH
Market value$4.89M
4.60%
Sole
0.00
Shared
0.00
None
87.07K
ISHARES CORE S&P MID CAP ETF
SOLEShares30.20K
TypeSH
Market value$4.34M
4.09%
Sole
0.00
Shared
0.00
None
30.20K
ISHARES CORE MSCI EMERGING MKTS
SOLEShares61.72K
TypeSH
Market value$2.50M
2.35%
Sole
0.00
Shared
0.00
None
61.72K
ISHARES RUSSELL 1000 GROWTH ETF
SOLEShares14.65K
TypeSH
Market value$2.21M
2.08%
Sole
0.00
Shared
0.00
None
14.65K
SPDR S&P 500 ETF TRUST
SOLEShares5.75K
TypeSH
Market value$1.48M
1.39%
Sole
0.00
Shared
0.00
None
5.75K
VANGUARD S&P 500 GROWTH ETF
SOLEShares8.62K
TypeSH
Market value$1.28M
1.21%
Sole
0.00
Shared
0.00
None
8.62K
EXXON MOBIL CORP COM
SOLEShares23.84K
TypeSH
Market value$905.1K
0.85%
Sole
0.00
Shared
0.00
None
23.84K
NASDAQ STK MKT INC
SOLEShares7.99K
TypeSH
Market value$758.7K
0.71%
Sole
0.00
Shared
0.00
None
7.99K
SPDR PORTFOLIO DEVELOPED WORLD EX-US ETF
SOLEShares16.13K
TypeSH
Market value$386.1K
0.36%
Sole
0.00
Shared
0.00
None
16.13K
ISHARES RUSSELL 1000 VALUE ETF
SOLEShares3.47K
TypeSH
Market value$343.7K
0.32%
Sole
0.00
Shared
0.00
None
3.47K
JOHN MARSHALL BANCORP INC COM
SOLEShares29.73K
TypeSH
Market value$327.3K
0.31%
Sole
0.00
Shared
0.00
None
29.73K
ISHARES TR RUSSELL MIDCAP INDEX FD
SOLEShares7.57K
TypeSH
Market value$326.6K
0.31%
Sole
0.00
Shared
0.00
None
7.57K
VANGUARD RUSSELL 1000 VALUE ETF
SOLEShares2.98K
TypeSH
Market value$258.9K
0.24%
Sole
0.00
Shared
0.00
None
2.98K
AMAZON.COM INC
SOLEShares118.00
TypeSH
Market value$230.1K
0.22%
Sole
0.00
Shared
0.00
None
118.00
ISHARES S&P SMALL-CAP 600 GROWTH ETF
SOLEShares1.60K
TypeSH
Market value$220.9K
0.21%
Sole
0.00
Shared
0.00
None
1.60K
VANGUARD S&P MID-CAP 400 VALUE ETF
SOLEShares2.13K
TypeSH
Market value$179.9K
0.17%
Sole
0.00
Shared
0.00
None
2.13K
INTL BUSINESS MACHINES
SOLEShares1.58K
TypeSH
Market value$175.6K
0.17%
Sole
0.00
Shared
0.00
None
1.58K
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
ISHARES MSCI USA MIN VOL FACTOR ETFSOLE | ETF | 342.59K | SH | $18.50M 17.42% | 0.00 | 0.00 | 342.59K |
ISHARES S&P 500 VALUE ETFSOLE | ETF | 135K | SH | $12.99M 12.23% | 0.00 | 0.00 | 135K |
FIDELITY MSCI HEALTH CARE INDEX ETFSOLE | ETF | 270.84K | SH | $11.64M 10.96% | 0.00 | 0.00 | 270.84K |
ISHARES S&P 500 GROWTH ETFSOLE | ETF | 65.28K | SH | $10.78M 10.14% | 0.00 | 0.00 | 65.28K |
FIDELITY VALUE FACTOR ETFSOLE | ETF | 312.28K | SH | $8.79M 8.27% | 0.00 | 0.00 | 312.28K |
ISHARES S&P 500 INDEXSOLE | ETF | 33.57K | SH | $8.67M 8.16% | 0.00 | 0.00 | 33.57K |
FIDELITY MSCI INFORMATION TECHNOLOGY INDEX ETFSOLE | ETF | 88.56K | SH | $5.55M 5.23% | 0.00 | 0.00 | 88.56K |
ISHARES CORE MSCI EAFE ETFSOLE | ETF | 109.89K | SH | $5.48M 5.16% | 0.00 | 0.00 | 109.89K |
ISHARES S&P SMALLCAP 600 ETFSOLE | ETF | 87.07K | SH | $4.89M 4.60% | 0.00 | 0.00 | 87.07K |
ISHARES CORE S&P MID CAP ETFSOLE | ETF | 30.20K | SH | $4.34M 4.09% | 0.00 | 0.00 | 30.20K |
ISHARES CORE MSCI EMERGING MKTSSOLE | ETF | 61.72K | SH | $2.50M 2.35% | 0.00 | 0.00 | 61.72K |
ISHARES RUSSELL 1000 GROWTH ETFSOLE | ETF | 14.65K | SH | $2.21M 2.08% | 0.00 | 0.00 | 14.65K |
SPDR S&P 500 ETF TRUSTSOLE | ETF | 5.75K | SH | $1.48M 1.39% | 0.00 | 0.00 | 5.75K |
VANGUARD S&P 500 GROWTH ETFSOLE | ETF | 8.62K | SH | $1.28M 1.21% | 0.00 | 0.00 | 8.62K |
EXXON MOBIL CORP COMSOLE | Stock | 23.84K | SH | $905.1K 0.85% | 0.00 | 0.00 | 23.84K |
NASDAQ STK MKT INCSOLE | Stock | 7.99K | SH | $758.7K 0.71% | 0.00 | 0.00 | 7.99K |
SPDR PORTFOLIO DEVELOPED WORLD EX-US ETFSOLE | ETF | 16.13K | SH | $386.1K 0.36% | 0.00 | 0.00 | 16.13K |
ISHARES RUSSELL 1000 VALUE ETFSOLE | ETF | 3.47K | SH | $343.7K 0.32% | 0.00 | 0.00 | 3.47K |
JOHN MARSHALL BANCORP INC COMSOLE | Stock | 29.73K | SH | $327.3K 0.31% | 0.00 | 0.00 | 29.73K |
ISHARES TR RUSSELL MIDCAP INDEX FDSOLE | ETF | 7.57K | SH | $326.6K 0.31% | 0.00 | 0.00 | 7.57K |
VANGUARD RUSSELL 1000 VALUE ETFSOLE | ETF | 2.98K | SH | $258.9K 0.24% | 0.00 | 0.00 | 2.98K |
AMAZON.COM INCSOLE | Stock | 118.00 | SH | $230.1K 0.22% | 0.00 | 0.00 | 118.00 |
ISHARES S&P SMALL-CAP 600 GROWTH ETFSOLE | ETF | 1.60K | SH | $220.9K 0.21% | 0.00 | 0.00 | 1.60K |
VANGUARD S&P MID-CAP 400 VALUE ETFSOLE | ETF | 2.13K | SH | $179.9K 0.17% | 0.00 | 0.00 | 2.13K |
INTL BUSINESS MACHINESSOLE | Stock | 1.58K | SH | $175.6K 0.17% | 0.00 | 0.00 | 1.58K |
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