Filed: 9/21/2023ACC: 0001994335-23-000001
📋 What this filing means
HALPERN FINANCIAL, INC. filed this quarterly 13F‑HR report disclosing 183 equity positions with a total reported market value of $128.33M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
183
Positions
$128.33M
Total AUM (reported)
1.62M
Total Shares
Allocation by class
ETF$122.41M95.4%
STOCK$5.76M4.5%
ADR$102.7K0.1%
REIT$61.8K0.0%
Portfolio Concentration
Top 3$46.95M36.6%
4–10$58.64M45.7%
11–25$17.05M13.3%
Rest$5.69M4.4%
Top 3 weight
36.6%
Top 10 weight
82.3%
Voting Authority Distribution
Total shares with voting rights: 1.62M
Sole
Full voting authority
0.00
shares
% of voting shares0.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
1.62M
shares
% of voting shares100.0%
Investment Discretion (by position count)
Sole183
Shared0
Other0
Dominant voting typeNone · 100.0% of voting shares
Institutional Holdings183
Rows:
ISHARES MSCI USA MIN VOL FACTOR ETF
SOLEShares280.63K
TypeSH
Market value$18.41M
14.34%
Sole
0.00
Shared
0.00
None
280.63K
ISHARES S&P 500 VALUE ETF
SOLEShares125.49K
TypeSH
Market value$16.32M
12.72%
Sole
0.00
Shared
0.00
None
125.49K
ISHARES S&P 500 INDEX
SOLEShares37.80K
TypeSH
Market value$12.22M
9.52%
Sole
0.00
Shared
0.00
None
37.80K
FIDELITY MSCI HEALTH CARE INDEX ETF
SOLEShares235.13K
TypeSH
Market value$11.70M
9.11%
Sole
0.00
Shared
0.00
None
235.13K
ISHARES S&P 500 GROWTH ETF
SOLEShares59.74K
TypeSH
Market value$11.57M
9.01%
Sole
0.00
Shared
0.00
None
59.74K
ISHARES S&P SMALLCAP 600 ETF
SOLEShares123.36K
TypeSH
Market value$10.34M
8.06%
Sole
0.00
Shared
0.00
None
123.36K
FIDELITY VALUE FACTOR ETF
SOLEShares238.43K
TypeSH
Market value$9.06M
7.06%
Sole
0.00
Shared
0.00
None
238.43K
ISHARES CORE MSCI EAFE ETF
SOLEShares110.41K
TypeSH
Market value$7.20M
5.61%
Sole
0.00
Shared
0.00
None
110.41K
ISHARES CORE MSCI EMERGING MKTS
SOLEShares94.88K
TypeSH
Market value$5.10M
3.97%
Sole
0.00
Shared
0.00
None
94.88K
ISHARES CORE S&P MID CAP ETF
SOLEShares17.87K
TypeSH
Market value$3.68M
2.87%
Sole
0.00
Shared
0.00
None
17.87K
ISHARES RUSSELL 1000 GROWTH ETF
SOLEShares14.71K
TypeSH
Market value$2.59M
2.02%
Sole
0.00
Shared
0.00
None
14.71K
EXXON MOBIL CORP COM
SOLEShares30.14K
TypeSH
Market value$2.10M
1.64%
Sole
0.00
Shared
0.00
None
30.14K
SPDR S&P 500 ETF TRUST
SOLEShares5.78K
TypeSH
Market value$1.86M
1.45%
Sole
0.00
Shared
0.00
None
5.78K
VANGUARD S&P 500 GROWTH ETF
SOLEShares10.51K
TypeSH
Market value$1.83M
1.43%
Sole
0.00
Shared
0.00
None
10.51K
VANGUARD S&P MID-CAP 400 VALUE ETF
SOLEShares11.29K
TypeSH
Market value$1.47M
1.14%
Sole
0.00
Shared
0.00
None
11.29K
VANGUARD RUSSELL 1000 VALUE ETF
SOLEShares10.11K
TypeSH
Market value$1.21M
0.94%
Sole
0.00
Shared
0.00
None
10.11K
SPDR PORTFOLIO DEVELOPED WORLD EX-US ETF
SOLEShares37.40K
TypeSH
Market value$1.17M
0.91%
Sole
0.00
Shared
0.00
None
37.40K
NASDAQ STK MKT INC
SOLEShares7.99K
TypeSH
Market value$855.8K
0.67%
Sole
0.00
Shared
0.00
None
7.99K
ISHARES S&P SMALL-CAP 600 VALUE ETF
SOLEShares5K
TypeSH
Market value$803.2K
0.63%
Sole
0.00
Shared
0.00
None
5K
ISHARES S&P SMALL-CAP 600 GROWTH ETF
SOLEShares3.94K
TypeSH
Market value$761.8K
0.59%
Sole
0.00
Shared
0.00
None
3.94K
ISHARES RUSSELL 1000 VALUE ETF
SOLEShares5.53K
TypeSH
Market value$754.8K
0.59%
Sole
0.00
Shared
0.00
None
5.53K
ISHARES TR RUSSELL MIDCAP INDEX FD
SOLEShares8.85K
TypeSH
Market value$527.7K
0.41%
Sole
0.00
Shared
0.00
None
8.85K
JOHN MARSHALL BANCORP INC COM
SOLEShares29.73K
TypeSH
Market value$490.5K
0.38%
Sole
0.00
Shared
0.00
None
29.73K
VANGUARD FTSE EMERGING MARKETS ETF
SOLEShares7.14K
TypeSH
Market value$317.7K
0.25%
Sole
0.00
Shared
0.00
None
7.14K
SPDR S&P MIDCAP 400 ETF TRUST
SOLEShares802.00
TypeSH
Market value$301.1K
0.23%
Sole
0.00
Shared
0.00
None
802.00
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
ISHARES MSCI USA MIN VOL FACTOR ETFSOLE | ETF | 280.63K | SH | $18.41M 14.34% | 0.00 | 0.00 | 280.63K |
ISHARES S&P 500 VALUE ETFSOLE | ETF | 125.49K | SH | $16.32M 12.72% | 0.00 | 0.00 | 125.49K |
ISHARES S&P 500 INDEXSOLE | ETF | 37.80K | SH | $12.22M 9.52% | 0.00 | 0.00 | 37.80K |
FIDELITY MSCI HEALTH CARE INDEX ETFSOLE | ETF | 235.13K | SH | $11.70M 9.11% | 0.00 | 0.00 | 235.13K |
ISHARES S&P 500 GROWTH ETFSOLE | ETF | 59.74K | SH | $11.57M 9.01% | 0.00 | 0.00 | 59.74K |
ISHARES S&P SMALLCAP 600 ETFSOLE | ETF | 123.36K | SH | $10.34M 8.06% | 0.00 | 0.00 | 123.36K |
FIDELITY VALUE FACTOR ETFSOLE | ETF | 238.43K | SH | $9.06M 7.06% | 0.00 | 0.00 | 238.43K |
ISHARES CORE MSCI EAFE ETFSOLE | ETF | 110.41K | SH | $7.20M 5.61% | 0.00 | 0.00 | 110.41K |
ISHARES CORE MSCI EMERGING MKTSSOLE | ETF | 94.88K | SH | $5.10M 3.97% | 0.00 | 0.00 | 94.88K |
ISHARES CORE S&P MID CAP ETFSOLE | ETF | 17.87K | SH | $3.68M 2.87% | 0.00 | 0.00 | 17.87K |
ISHARES RUSSELL 1000 GROWTH ETFSOLE | ETF | 14.71K | SH | $2.59M 2.02% | 0.00 | 0.00 | 14.71K |
EXXON MOBIL CORP COMSOLE | Stock | 30.14K | SH | $2.10M 1.64% | 0.00 | 0.00 | 30.14K |
SPDR S&P 500 ETF TRUSTSOLE | ETF | 5.78K | SH | $1.86M 1.45% | 0.00 | 0.00 | 5.78K |
VANGUARD S&P 500 GROWTH ETFSOLE | ETF | 10.51K | SH | $1.83M 1.43% | 0.00 | 0.00 | 10.51K |
VANGUARD S&P MID-CAP 400 VALUE ETFSOLE | ETF | 11.29K | SH | $1.47M 1.14% | 0.00 | 0.00 | 11.29K |
VANGUARD RUSSELL 1000 VALUE ETFSOLE | ETF | 10.11K | SH | $1.21M 0.94% | 0.00 | 0.00 | 10.11K |
SPDR PORTFOLIO DEVELOPED WORLD EX-US ETFSOLE | ETF | 37.40K | SH | $1.17M 0.91% | 0.00 | 0.00 | 37.40K |
NASDAQ STK MKT INCSOLE | Stock | 7.99K | SH | $855.8K 0.67% | 0.00 | 0.00 | 7.99K |
ISHARES S&P SMALL-CAP 600 VALUE ETFSOLE | ETF | 5K | SH | $803.2K 0.63% | 0.00 | 0.00 | 5K |
ISHARES S&P SMALL-CAP 600 GROWTH ETFSOLE | ETF | 3.94K | SH | $761.8K 0.59% | 0.00 | 0.00 | 3.94K |
ISHARES RUSSELL 1000 VALUE ETFSOLE | ETF | 5.53K | SH | $754.8K 0.59% | 0.00 | 0.00 | 5.53K |
ISHARES TR RUSSELL MIDCAP INDEX FDSOLE | ETF | 8.85K | SH | $527.7K 0.41% | 0.00 | 0.00 | 8.85K |
JOHN MARSHALL BANCORP INC COMSOLE | Stock | 29.73K | SH | $490.5K 0.38% | 0.00 | 0.00 | 29.73K |
VANGUARD FTSE EMERGING MARKETS ETFSOLE | ETF | 7.14K | SH | $317.7K 0.25% | 0.00 | 0.00 | 7.14K |
SPDR S&P MIDCAP 400 ETF TRUSTSOLE | ETF | 802.00 | SH | $301.1K 0.23% | 0.00 | 0.00 | 802.00 |
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