HALLE RICHARD exercised options at NATURAL GROCERS BY VITAMIN COTTAGE, INC.
Option exercise — a mechanical event triggered by vesting or expiry. Not a discretionary conviction trade.
M · 1 exercise
Filed: 3/6/2020ACC: 0001437749-20-004500
Director
Since Mar 2019
+8.22K
Net shares
Net buyer
$0.00
Total acquired
0
Open market trades
0B · 0S
3
Total transactions
12.79K acquired · 4.57K disposed
Non-Derivative Transactions1
Common Stock
Direct
Shares
+4.57K
Price / share
—
Trade value
—
% of position
13.7%
3/6/2020
33.40K→37.96K
Total
Net shares
+4.57K
Net value
$0.00
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Common Stock Direct | 3/6/2020 | M · Option Exercise | +4.57K | — | — | 13.7% | 33.40K | 37.96K |
| Total | +4.57K | $0.00 | ||||||
Derivative Transactions2
Restricted Stock Units
Direct
Converts to
Common Stock
8.22K shares
Shares
+8.22K
Strike price
Held after
12.79K
Exercisable
—
3/4/2020
Restricted Stock Units
Direct
Converts to
Common Stock
4.57K shares
Shares
−4.57K
Strike price
Held after
8.22K
Exercisable
—
3/6/2020
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| Restricted Stock Units Direct | Common Stock8.22K shares | 3/4/2020 | A · Award | +8.22K | — | 12.79K | |
| Restricted Stock Units Direct | Common Stock4.57K shares | 3/6/2020 | M · Option Exercise | −4.57K | — | 8.22K |