HALL MARTA THOMA (Chief Marketing Officer) exercised options at VELODYNE LIDAR, INC.

Option exercise — a mechanical event triggered by vesting or expiry. Not a discretionary conviction trade.

M · 2 exercises

HALL MARTA THOMA

Filed: 3/10/2021ACC: 0001104659-21-034668

InsiderHALL MARTA THOMACIK 1825540

→

IssuerVELODYNE LIDAR, INC.CIK 1745317

DirectorOfficer10% Owner· Chief Marketing Officer

Since Sep 2020

+223.68K

Net shares

Net buyer

$0.00

Total acquired

Open market trades

0B · 0S

Total transactions

672.61K acquired · 448.93K disposed

Non-Derivative Transactions2

Common Stock

Direct

M · Option Exercise

+338.76K

Price / share

—

Trade value

—

% of position

5.7%

3/8/2021

5.94M→6.27M

Common Stock

Indirect

M · Option Exercise

+110.17K

Price / share

—

Trade value

—

% of position

0.2%

3/8/2021

59.77M→59.88M

Total

Net shares

+448.93K

Net value

$0.00

Security	Date	Type	Shares	Price / Share	Trade Value	% of Position	Held Before	Held After
Common Stock Direct	3/8/2021	M · Option Exercise	+338.76K	—	—	5.7%	5.94M	6.27M
Common Stock Indirect	3/8/2021	M · Option Exercise	+110.17K	—	—	0.2%	59.77M	59.88M
Total			+448.93K		$0.00

Derivative Transactions6

Restricted Stock Unit

Indirect

A · Award

Converts to

Common Stock

220.34K shares

+220.34K

Strike price

Held after

220.34K

Exercisable

—

9/29/2020

Restricted Stock Unit

Indirect

A · Award

Converts to

Common Stock

3.34K shares

+3.34K

Strike price

Held after

3.34K

Exercisable

—

9/29/2020

Restricted Stock Unit

Direct

M · Option Exercise

Converts to

Common Stock

73.44K shares

−73.44K

Strike price

Held after

0.00

Exercisable

—

3/8/2021

Restricted Stock Unit

Direct

M · Option Exercise

Converts to

Common Stock

220.34K shares

−220.34K

Strike price

Held after

0.00

Exercisable

—

3/8/2021

Restricted Stock Unit

Direct

M · Option Exercise

Converts to

Common Stock

102.82K shares

−44.98K

Strike price

Held after

57.84K

Exercisable

—

3/8/2021

Restricted Stock Unit

Indirect

M · Option Exercise

Converts to

Common Stock

220.34K shares

−110.17K

Strike price

Held after

110.17K

Exercisable

—

3/8/2021

Security	Converts To	Date	Type	Shares	Exercisable	Held After
Restricted Stock Unit Indirect	Common Stock220.34K shares	9/29/2020	A · Award	+220.34K	—	220.34K
Restricted Stock Unit Indirect	Common Stock3.34K shares	9/29/2020	A · Award	+3.34K	—	3.34K
Restricted Stock Unit Direct	Common Stock73.44K shares	3/8/2021	M · Option Exercise	−73.44K	—	0.00
Restricted Stock Unit Direct	Common Stock220.34K shares	3/8/2021	M · Option Exercise	−220.34K	—	0.00
Restricted Stock Unit Direct	Common Stock102.82K shares	3/8/2021	M · Option Exercise	−44.98K	—	57.84K
Restricted Stock Unit Indirect	Common Stock220.34K shares	3/8/2021	M · Option Exercise	−110.17K	—	110.17K