HALL JUDITH ANN exercised options at SUNWORKS, INC.
Option exercise — a mechanical event triggered by vesting or expiry. Not a discretionary conviction trade.
M · 1 exercise
Filed: 12/1/2020ACC: 0001493152-20-022791
-1.25K
Net shares
Net seller
$7.0K
Total sold
0
Open market trades
0B · 0S
3
Total transactions
2.78K acquired · 4.03K disposed
Non-Derivative Transactions2
Common Stock
Direct
Shares
+2.78K
Price / share
$2.52
Trade value
$7K
% of position
New position
11/30/2020
0.00→2.78K
Common Stock
Direct
Shares
−1.25K
Price / share
$5.60
Trade value
$7K
% of position
45.0%
11/30/2020
2.78K→1.53K
Total
Net shares
+1.53K
Net value
$0.56
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Common Stock Direct | 11/30/2020 | M · Option Exercise | +2.78K | $2.52 | $7K | New position | 0.00 | 2.78K |
| Common Stock Direct | 11/30/2020 | F · Tax Withholding | −1.25K | $5.60 | $7K | 45.0% | 2.78K | 1.53K |
| Total | +1.53K | $0.56 | ||||||
Derivative Transactions1
Option to Purchase Common Stock
Direct
Converts to
Common Stock
2.78K shares
Shares
−2.78K
Strike price
2.52
Held after
4.37K
Exercisable
—
11/30/2020
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| Option to Purchase Common Stock Direct | Common Stock2.78K shares | 11/30/2020 | M · Option Exercise | −2.78K | 2.52 | — | 4.37K |