HALE MARTIN M JR exercised options at FALCONSTOR SOFTWARE INC
Option exercise — a mechanical event triggered by vesting or expiry. Not a discretionary conviction trade.
M · 1 exercise
Filed: 5/22/2019ACC: 0001144204-19-027713
Director10% Owner
Since Oct 2018
-25.52K
Net shares
Net seller
$1.5K
Total acquired
0
Open market trades
0B · 0S
2
Total transactions
1.52M acquired · 1.54M disposed
Non-Derivative Transactions1
Common Stock
Indirect
Shares
+1.52M
Price / share
$0.00
Trade value
$1.52K
% of position
0.4%
5/21/2019
358.20M→359.72M
Total
Net shares
+1.52M
Net value
$1.52K
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Common Stock Indirect | 5/21/2019 | M · Option Exercise | +1.52M | $0.00 | $1.52K | 0.4% | 358.20M | 359.72M |
| Total | +1.52M | $1.52K | ||||||
Derivative Transactions1
Warrants
Indirect
Converts to
Common Stock
1.52M shares
Shares
−1.54M
Strike price
0.001
Held after
0.00
Exercisable
—
5/21/2019
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| Warrants Indirect | Common Stock1.52M shares | 5/21/2019 | M · Option Exercise | −1.54M | 0.001 | — | 0.00 |
Non-Derivative Holdings (Post-Transaction)1
Common Stock
DirectShares owned70.81K
Total
70.81K direct70.81K
| Security Title | Shares Owned | Ownership Type |
|---|---|---|
| Common Stock | 70.81K | Direct |
| Total | 70.81K | 70.81K direct |
Derivative Holdings (Post-Transaction)0
No derivative holdings reported