HALE MARTIN M JR exercised options at FALCONSTOR SOFTWARE INC
Option exercise — a mechanical event triggered by vesting or expiry. Not a discretionary conviction trade.
M · 1 exercise
Filed: 12/20/2018ACC: 0001144204-18-065636
Director10% Owner
Since Oct 2018
0.00
Net shares
Net seller
$303.4K
Total acquired
0
Open market trades
0B · 0S
2
Total transactions
303.38M acquired · 303.38M disposed
Non-Derivative Transactions1
Common Stock
Indirect
Shares
+303.38M
Price / share
$0.00
Trade value
$303.38K
% of position
553.4%
12/18/2018
54.82M→358.20M
Total
Net shares
+303.38M
Net value
$303.38K
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Common Stock Indirect | 12/18/2018 | M · Option Exercise | +303.38M | $0.00 | $303.38K | 553.4% | 54.82M | 358.20M |
| Total | +303.38M | $303.38K | ||||||
Derivative Transactions1
Warrants
Indirect
Converts to
Common Stock
303.38M shares
Shares
−303.38M
Strike price
0.001
Held after
1.54M
Exercisable
—
12/18/2018
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| Warrants Indirect | Common Stock303.38M shares | 12/18/2018 | M · Option Exercise | −303.38M | 0.001 | — | 1.54M |
Non-Derivative Holdings (Post-Transaction)1
Common Stock
DirectShares owned70.81K
Total
70.81K direct70.81K
| Security Title | Shares Owned | Ownership Type |
|---|---|---|
| Common Stock | 70.81K | Direct |
| Total | 70.81K | 70.81K direct |
Derivative Holdings (Post-Transaction)0
No derivative holdings reported