HAINES MICHAEL B. (EVP CFO, TREASURER & SECRETARY) reported 1 transaction at RETAIL OPPORTUNITY INVESTMENTS CORP
Review the transaction codes below to understand the nature of each event.
Filed: 1/3/2024ACC: 0001407623-24-000020
Officer· EVP CFO, TREASURER & SECRETARY
Since Oct 2018
-14K
Net shares
Net seller
$196.5K
Total sold
0
Open market trades
0B · 0S
1
Total transactions
14K disposed
Non-Derivative Transactions1
Common Stock, par value $0.0001 per share
Indirect
Shares
−14K
Price / share
$14.03
Trade value
$196.46K
% of position
4.1%
1/1/2024
339.86K→325.86K
Total
Net shares
−14K
Net value
-$196.46K
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $0.0001 per share Indirect | 1/1/2024 | F · Tax Withholding | −14K | $14.03 | $196.46K | 4.1% | 339.86K | 325.86K |
| Total | −14K | -$196.46K | ||||||
Derivative Transactions0
No derivative transactions reported
Non-Derivative Holdings (Post-Transaction)0
No non-derivative holdings reported
Derivative Holdings (Post-Transaction)1
OP Units
IndirectUnderlying security
Common Stock, par value $0.0001 per share
Underlying shares
36.01K
Shares owned
36.01K
Exercise price
Expiration
—
Exercise window
—
Total
Underlying
36.01K
Owned
36.01K
| Security | Underlying | Exercise Price | Exercise Window | Expiration | Underlying Shares | Shares Owned |
|---|---|---|---|---|---|---|
| OP Units Indirect | Common Stock, par value $0.0001 per share | — | — | 36.01K | 36.01K | |
| Total | 36.01K | 36.01K | ||||