HAGEN CHAD enters SUNOPTA INC. with 111.91K shares plus derivative instruments

Holding both equity and derivatives at entry signals strong long-term conviction in the company.

Direct Derivatives

HAGEN CHAD

Filed: 8/21/2023ACC: 0001209191-23-046831

InsiderHAGEN CHADCIK 1990702

→

IssuerSUNOPTA INC.CIK 351834

Officer· Chief Customer Officer

Since Aug 2023

111.91K

Baseline shares

100% direct

111.91K

Direct ownership

1 position

316.05K

Derivative underlying

20 instruments

Security positions

All direct

Non-Derivative Holdings1

Common Shares

Direct

Shares owned111.91K

Total

111.91K direct111.91K

Security Title	Shares Owned	Ownership Type
Common Shares	111.91K	Direct
Total	111.91K	111.91K direct

Derivative Holdings20

Stock Option (Right to Buy)

Direct

Underlying security

Common Shares

Underlying shares

7.67K

Shares owned

N/A

Exercise price

6.35

Expiration

—

Exercise window

—

Performance Stock Units

Direct

Underlying security

Common Shares

Underlying shares

31.19K

Shares owned

N/A

Exercise price

0.00

Expiration

—

Exercise window

—

Performance Stock Units

Direct

Underlying security

Common Shares

Underlying shares

21.52K

Shares owned

N/A

Exercise price

0.00

Expiration

—

Exercise window

—

Restricted Stock Units

Direct

Underlying security

Common Shares

Underlying shares

3.55K

Shares owned

N/A

Exercise price

0.00

Expiration

—

Exercise window

—

Stock Option (Right to Buy)

Direct

Underlying security

Common Shares

Underlying shares

800.00

Shares owned

N/A

Exercise price

4.10

Expiration

—

Exercise window

—

Stock Option (Right to Buy)

Direct

Underlying security

Common Shares

Underlying shares

13.14K

Shares owned

N/A

Exercise price

14.77

Expiration

—

Exercise window

—

Restricted Stock Units

Direct

Underlying security

Common Shares

Underlying shares

30K

Shares owned

N/A

Exercise price

0.00

Expiration

—

Exercise window

—

Stock Option (Right to Buy)

Direct

Underlying security

Common Shares

Underlying shares

59.33K

Shares owned

N/A

Exercise price

5.91

Expiration

—

Exercise window

—

Stock Option (Right to Buy)

Direct

Underlying security

Common Shares

Underlying shares

16.57K

Shares owned

N/A

Exercise price

4.73

Expiration

—

Exercise window

—

Stock Option (Right to Buy)

Direct

Underlying security

Common Shares

Underlying shares

11K

Shares owned

N/A

Exercise price

10.08

Expiration

—

Exercise window

—

Performance Stock Units

Direct

Underlying security

Common Shares

Underlying shares

11.29K

Shares owned

N/A

Exercise price

0.00

Expiration

—

Exercise window

—

Stock Option (Right to Buy)

Direct

Underlying security

Common Shares

Underlying shares

30.58K

Shares owned

N/A

Exercise price

3.27

Expiration

—

Exercise window

—

Stock Option (Right to Buy)

Direct

Underlying security

Common Shares

Underlying shares

1.60K

Shares owned

N/A

Exercise price

4.10

Expiration

—

Exercise window

—

Stock Option (Right to Buy)

Direct

Underlying security

Common Shares

Underlying shares

8.19K

Shares owned

N/A

Exercise price

9.50

Expiration

—

Exercise window

—

Performance Stock Units

Direct

Underlying security

Common Shares

Underlying shares

28.42K

Shares owned

N/A

Exercise price

0.00

Expiration

—

Exercise window

—

Stock Option (Right to Buy)

Direct

Underlying security

Common Shares

Underlying shares

15.35K

Shares owned

N/A

Exercise price

6.35

Expiration

—

Exercise window

—

Stock Option (Right to Buy)

Direct

Underlying security

Common Shares

Underlying shares

2.50K

Shares owned

N/A

Exercise price

13.86

Expiration

—

Exercise window

—

Stock Option (Right to Buy)

Direct

Underlying security

Common Shares

Underlying shares

8.43K

Shares owned

N/A

Exercise price

9.50

Expiration

—

Exercise window

—

Stock Option (Right to Buy)

Direct

Underlying security

Common Shares

Underlying shares

Shares owned

N/A

Exercise price

11.30

Expiration

—

Exercise window

—

Stock Option (Right to Buy)

Direct

Underlying security

Common Shares

Underlying shares

5.92K

Shares owned

N/A

Exercise price

3.27

Expiration

—

Exercise window

—

Total

Underlying

316.05K

Owned

0.00

Security	Underlying	Exercise Price	Exercise Window	Expiration	Underlying Shares	Shares Owned
Stock Option (Right to Buy) Direct	Common Shares	6.35	—	—	7.67K	N/A
Performance Stock Units Direct	Common Shares	0.00	—	—	31.19K	N/A
Performance Stock Units Direct	Common Shares	0.00	—	—	21.52K	N/A
Restricted Stock Units Direct	Common Shares	0.00	—	—	3.55K	N/A
Stock Option (Right to Buy) Direct	Common Shares	4.10	—	—	800.00	N/A
Stock Option (Right to Buy) Direct	Common Shares	14.77	—	—	13.14K	N/A
Restricted Stock Units Direct	Common Shares	0.00	—	—	30K	N/A
Stock Option (Right to Buy) Direct	Common Shares	5.91	—	—	59.33K	N/A
Stock Option (Right to Buy) Direct	Common Shares	4.73	—	—	16.57K	N/A
Stock Option (Right to Buy) Direct	Common Shares	10.08	—	—	11K	N/A
Performance Stock Units Direct	Common Shares	0.00	—	—	11.29K	N/A
Stock Option (Right to Buy) Direct	Common Shares	3.27	—	—	30.58K	N/A
Stock Option (Right to Buy) Direct	Common Shares	4.10	—	—	1.60K	N/A
Stock Option (Right to Buy) Direct	Common Shares	9.50	—	—	8.19K	N/A
Performance Stock Units Direct	Common Shares	0.00	—	—	28.42K	N/A
Stock Option (Right to Buy) Direct	Common Shares	6.35	—	—	15.35K	N/A
Stock Option (Right to Buy) Direct	Common Shares	13.86	—	—	2.50K	N/A
Stock Option (Right to Buy) Direct	Common Shares	9.50	—	—	8.43K	N/A
Stock Option (Right to Buy) Direct	Common Shares	11.30	—	—	9K	N/A
Stock Option (Right to Buy) Direct	Common Shares	3.27	—	—	5.92K	N/A
Total					316.05K	0.00