HACKWORTH BRYAN M (SVP and CFO) exercised options at UNIVERSAL ELECTRONICS INC

Option exercise — a mechanical event triggered by vesting or expiry. Not a discretionary conviction trade.

M · 2 exercises

HACKWORTH BRYAN M

Filed: 11/13/2023ACC: 0001209191-23-054961

InsiderHACKWORTH BRYAN MCIK 1375556

→

IssuerUNIVERSAL ELECTRONICS INCCIK 101984

Officer· SVP and CFO

Since Jul 2018

-612.00

Net shares

Net seller

$5.1K

Total sold

Open market trades

0B · 0S

Total transactions

1.15K acquired · 1.76K disposed

Non-Derivative Transactions4

Common Stock

Direct

M · Option Exercise

+724.00

Price / share

—

Trade value

—

% of position

1.1%

11/10/2023

67.24K→67.96K

Common Stock

Direct

F · Tax Withholding

−387.00

Price / share

$8.39

Trade value

$3.25K

% of position

0.6%

11/10/2023

67.96K→67.58K

Common Stock

Direct

M · Option Exercise

+421.00

Price / share

—

Trade value

—

% of position

0.6%

11/11/2023

67.58K→68K

Common Stock

Direct

F · Tax Withholding

−225.00

Price / share

$8.39

Trade value

$1.89K

% of position

0.3%

11/11/2023

68K→67.77K

Total

Net shares

+533.00

Net value

-$5.14K

Security	Date	Type	Shares	Price / Share	Trade Value	% of Position	Held Before	Held After
Common Stock Direct	11/10/2023	M · Option Exercise	+724.00	—	—	1.1%	67.24K	67.96K
Common Stock Direct	11/10/2023	F · Tax Withholding	−387.00	$8.39	$3.25K	0.6%	67.96K	67.58K
Common Stock Direct	11/11/2023	M · Option Exercise	+421.00	—	—	0.6%	67.58K	68K
Common Stock Direct	11/11/2023	F · Tax Withholding	−225.00	$8.39	$1.89K	0.3%	68K	67.77K
Total			+533.00		-$5.14K

Derivative Transactions2

Restricted Stock Units

Direct

M · Option Exercise

Converts to

Common Stock

724.00 shares

−724.00

Strike price

Held after

20.61K

Exercisable

—

11/10/2023

Restricted Stock Units

Direct

M · Option Exercise

Converts to

Common Stock

421.00 shares

−421.00

Strike price

Held after

20.18K

Exercisable

—

11/11/2023

Security	Converts To	Date	Type	Shares	Strike Price	Exercisable	Held After
Restricted Stock Units Direct	Common Stock724.00 shares	11/10/2023	M · Option Exercise	−724.00		—	20.61K
Restricted Stock Units Direct	Common Stock421.00 shares	11/11/2023	M · Option Exercise	−421.00		—	20.18K

Non-Derivative Holdings (Post-Transaction)0

No non-derivative holdings reported

Derivative Holdings (Post-Transaction)1

Employee Stock Option (Rt. To Buy)

Direct

Underlying security

Common Stock

Underlying shares

0.00

Shares owned

152.10K

Exercise price

Expiration

—

Exercise window

—

Total

Underlying

0.00

Owned

152.10K

Security	Underlying	Exercise Price	Exercise Window	Expiration	Underlying Shares	Shares Owned
Employee Stock Option (Rt. To Buy) Direct	Common Stock		—	—	0.00	152.10K
Total					0.00	152.10K