HACKWORTH BRYAN M (SVP and CFO) exercised options at UNIVERSAL ELECTRONICS INC

Option exercise — a mechanical event triggered by vesting or expiry. Not a discretionary conviction trade.

M · 2 exercises

HACKWORTH BRYAN M

Filed: 11/12/2024ACC: 0000101984-24-000180

InsiderHACKWORTH BRYAN MCIK 1375556

→

IssuerUNIVERSAL ELECTRONICS INCCIK 101984

Officer· SVP and CFO

Since Jul 2018

-1.09K

Net shares

Net seller

$11.2K

Total sold

Open market trades

0B · 0S

Total transactions

2.07K acquired · 3.16K disposed

Non-Derivative Transactions4

Common Stock

Indirect

M · Option Exercise

+1.35K

Price / share

—

Trade value

—

% of position

2.2%

11/9/2024

61.27K→62.62K

Common Stock

Indirect

F · Tax Withholding

−710.00

Price / share

$10.25

Trade value

$7.28K

% of position

1.1%

11/9/2024

62.62K→61.91K

Common Stock

Indirect

M · Option Exercise

+723.00

Price / share

—

Trade value

—

% of position

1.2%

11/10/2024

61.91K→62.63K

Common Stock

Indirect

F · Tax Withholding

−381.00

Price / share

$10.25

Trade value

$3.91K

% of position

0.6%

11/10/2024

62.63K→62.25K

Total

Net shares

+978.00

Net value

-$11.18K

Security	Date	Type	Shares	Price / Share	Trade Value	% of Position	Held Before	Held After
Common Stock Indirect	11/9/2024	M · Option Exercise	+1.35K	—	—	2.2%	61.27K	62.62K
Common Stock Indirect	11/9/2024	F · Tax Withholding	−710.00	$10.25	$7.28K	1.1%	62.62K	61.91K
Common Stock Indirect	11/10/2024	M · Option Exercise	+723.00	—	—	1.2%	61.91K	62.63K
Common Stock Indirect	11/10/2024	F · Tax Withholding	−381.00	$10.25	$3.91K	0.6%	62.63K	62.25K
Total			+978.00		-$11.18K

Derivative Transactions2

Restricted Stock Units

Direct

M · Option Exercise

Converts to

Common Stock

1.35K shares

−1.35K

Strike price

Held after

36.17K

Exercisable

—

11/9/2024

Restricted Stock Units

Direct

M · Option Exercise

Converts to

Common Stock

723.00 shares

−723.00

Strike price

Held after

35.45K

Exercisable

—

11/10/2024

Security	Converts To	Date	Type	Shares	Strike Price	Exercisable	Held After
Restricted Stock Units Direct	Common Stock1.35K shares	11/9/2024	M · Option Exercise	−1.35K		—	36.17K
Restricted Stock Units Direct	Common Stock723.00 shares	11/10/2024	M · Option Exercise	−723.00		—	35.45K

Non-Derivative Holdings (Post-Transaction)1

Common Stock

Direct

Shares owned11.20K

Total

11.20K direct11.20K

Security Title	Shares Owned	Ownership Type
Common Stock	11.20K	Direct
Total	11.20K	11.20K direct

Derivative Holdings (Post-Transaction)2

Employee Stock Option (Rt to Buy)

Direct

Underlying security

Common Stock

Underlying shares

0.00

Shares owned

136.80K

Exercise price

Expiration

—

Exercise window

—

Performance Stock Units

Direct

Underlying security

Common Stock

Underlying shares

0.00

Shares owned

28K

Exercise price

Expiration

—

Exercise window

—

Total

Underlying

0.00

Owned

164.80K

Security	Underlying	Exercise Window	Expiration	Shares Owned
Employee Stock Option (Rt to Buy) Direct	Common Stock	—	—	136.80K
Performance Stock Units Direct	Common Stock	—	—	28K
Total				164.80K