HACKWORTH BRYAN M (SVP and CFO) exercised options at UNIVERSAL ELECTRONICS INC

Option exercise — a mechanical event triggered by vesting or expiry. Not a discretionary conviction trade.

M · 2 exercises

HACKWORTH BRYAN M

Filed: 8/13/2024ACC: 0000101984-24-000142

InsiderHACKWORTH BRYAN MCIK 1375556

→

IssuerUNIVERSAL ELECTRONICS INCCIK 101984

Officer· SVP and CFO

Since Jul 2018

-1.09K

Net shares

Net seller

$11.0K

Total sold

Open market trades

0B · 0S

Total transactions

2.07K acquired · 3.16K disposed

Non-Derivative Transactions4

Common Stock

Indirect

M · Option Exercise

+1.35K

Price / share

—

Trade value

—

% of position

2.2%

8/9/2024

60.29K→61.64K

Common Stock

Indirect

F · Tax Withholding

−710.00

Price / share

$10.11

Trade value

$7.17K

% of position

1.2%

8/9/2024

61.64K→60.93K

Common Stock

Indirect

M · Option Exercise

+723.00

Price / share

—

Trade value

—

% of position

1.2%

8/10/2024

60.93K→61.65K

Common Stock

Indirect

F · Tax Withholding

−381.00

Price / share

$10.11

Trade value

$3.85K

% of position

0.6%

8/10/2024

61.65K→61.27K

Total

Net shares

+978.00

Net value

-$11.02K

Security	Date	Type	Shares	Price / Share	Trade Value	% of Position	Held Before	Held After
Common Stock Indirect	8/9/2024	M · Option Exercise	+1.35K	—	—	2.2%	60.29K	61.64K
Common Stock Indirect	8/9/2024	F · Tax Withholding	−710.00	$10.11	$7.17K	1.2%	61.64K	60.93K
Common Stock Indirect	8/10/2024	M · Option Exercise	+723.00	—	—	1.2%	60.93K	61.65K
Common Stock Indirect	8/10/2024	F · Tax Withholding	−381.00	$10.11	$3.85K	0.6%	61.65K	61.27K
Total			+978.00		-$11.02K

Derivative Transactions2

Restricted Stock Units

Direct

M · Option Exercise

Converts to

Common Stock

1.35K shares

−1.35K

Strike price

Held after

38.24K

Exercisable

—

8/9/2024

Restricted Stock Units

Direct

M · Option Exercise

Converts to

Common Stock

723.00 shares

−723.00

Strike price

Held after

37.52K

Exercisable

—

8/10/2024

Security	Converts To	Date	Type	Shares	Strike Price	Exercisable	Held After
Restricted Stock Units Direct	Common Stock1.35K shares	8/9/2024	M · Option Exercise	−1.35K		—	38.24K
Restricted Stock Units Direct	Common Stock723.00 shares	8/10/2024	M · Option Exercise	−723.00		—	37.52K

Non-Derivative Holdings (Post-Transaction)1

Common Stock

Direct

Shares owned11.20K

Total

11.20K direct11.20K

Security Title	Shares Owned	Ownership Type
Common Stock	11.20K	Direct
Total	11.20K	11.20K direct

Derivative Holdings (Post-Transaction)2

Employee Stock Option (Rt to Buy)

Direct

Underlying security

Common Stock

Underlying shares

0.00

Shares owned

136.80K

Exercise price

Expiration

—

Exercise window

—

Performance Stock Units

Direct

Underlying security

Common Stock

Underlying shares

0.00

Shares owned

28K

Exercise price

Expiration

—

Exercise window

—

Total

Underlying

0.00

Owned

164.80K

Security	Underlying	Exercise Window	Expiration	Shares Owned
Employee Stock Option (Rt to Buy) Direct	Common Stock	—	—	136.80K
Performance Stock Units Direct	Common Stock	—	—	28K
Total				164.80K