HAAS NATHAN enters VITRO BIOPHARMA, INC. with 1.88M shares plus derivative instruments

Holding both equity and derivatives at entry signals strong long-term conviction in the company.

Direct Derivatives

HAAS NATHAN

Filed: 11/14/2022ACC: 0001493152-22-031884

InsiderHAAS NATHANCIK 1954273

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IssuerVITRO BIOPHARMA, INC.CIK 793171

Officer· Chief Financial Officer

Since Nov 2022

1.88M

Baseline shares

100% direct

1.88M

Direct ownership

1 position

2.54M

Derivative underlying

6 instruments

Security positions

All direct

Non-Derivative Holdings1

Common Stock

Direct

Shares owned1.88M

Total

1.88M direct1.88M

Security Title	Shares Owned	Ownership Type
Common Stock	1.88M	Direct
Total	1.88M	1.88M direct

Derivative Holdings6

Warrant (Right to Buy)

Direct

Underlying security

Common Stock

Underlying shares

400K

Shares owned

N/A

Exercise price

1.00

Expiration

—

Exercise window

—

Warrant (Right to Buy)

Direct

Underlying security

Common Stock

Underlying shares

400K

Shares owned

N/A

Exercise price

0.50

Expiration

—

Exercise window

—

Employee Stock Option (Right to Buy)

Direct

Underlying security

Common Stock

Underlying shares

Shares owned

N/A

Exercise price

0.50

Expiration

—

Exercise window

—

Warrant (Right to Buy)

Direct

Underlying security

Common Stock

Underlying shares

120K

Shares owned

N/A

Exercise price

0.50

Expiration

—

Exercise window

—

Employee Stock Option (Right to Buy)

Direct

Underlying security

Common Stock

Underlying shares

500K

Shares owned

N/A

Exercise price

0.50

Expiration

—

Exercise window

—

Warrant (Right to Buy)

Direct

Underlying security

Common Stock

Underlying shares

120K

Shares owned

N/A

Exercise price

1.00

Expiration

—

Exercise window

—

Total

Underlying

2.54M

Owned

0.00

Security	Underlying	Exercise Price	Exercise Window	Expiration	Underlying Shares	Shares Owned
Warrant (Right to Buy) Direct	Common Stock	1.00	—	—	400K	N/A
Warrant (Right to Buy) Direct	Common Stock	0.50	—	—	400K	N/A
Employee Stock Option (Right to Buy) Direct	Common Stock	0.50	—	—	1M	N/A
Warrant (Right to Buy) Direct	Common Stock	0.50	—	—	120K	N/A
Employee Stock Option (Right to Buy) Direct	Common Stock	0.50	—	—	500K	N/A
Warrant (Right to Buy) Direct	Common Stock	1.00	—	—	120K	N/A
Total					2.54M	0.00