HAAR KATHERINE (General Counsel and Secretary) reported 2 transactions at SUMO LOGIC, INC.
Review the transaction codes below to understand the nature of each event.
Filed: 5/12/2023ACC: 0001209191-23-029037
Officer· General Counsel and Secretary
Since Sep 2020
-628.21K
Net shares
Net seller
$0.00
Total acquired
0
Open market trades
0B · 0S
3
Total transactions
628.21K disposed
Non-Derivative Transactions2
Common Stock
Direct
Shares
−188.21K
Price / share
—
Trade value
—
% of position
New position
5/12/2023
188.21K→0.00
Common Stock
Indirect
Shares
−12.50K
Price / share
—
Trade value
—
% of position
New position
5/12/2023
12.50K→0.00
Total
Net shares
−200.71K
Net value
$0.00
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Common Stock Direct | 5/12/2023 | D · Disposition | −188.21K | — | — | New position | 188.21K | 0.00 |
| Common Stock Indirect | 5/12/2023 | D · Disposition | −12.50K | — | — | New position | 12.50K | 0.00 |
| Total | −200.71K | $0.00 | ||||||
Derivative Transactions1
Stock Option (right to buy)
Direct
Converts to
Common Stock
427.50K shares
Shares
−427.50K
Strike price
3.68
Held after
0.00
Exercisable
—
5/12/2023
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| Stock Option (right to buy) Direct | Common Stock427.50K shares | 5/12/2023 | D · Disposition | −427.50K | 3.68 | — | 0.00 |