HAAR KATHERINE enters SUMO LOGIC, INC. with 75.01K shares plus derivative instruments
Holding both equity and derivatives at entry signals strong long-term conviction in the company.
Direct Indirect Derivatives
Filed: 9/16/2020ACC: 0000899243-20-025393
Officer· General Counsel and Secretary
Since Sep 2020
75.01K
Baseline shares
83% direct
62.51K
Direct ownership
1 position
427.50K
Derivative underlying
1 instrument
2
Security positions
12.50K indirect
Non-Derivative Holdings2
Common Stock
IndirectShares owned12.50K
Common Stock
DirectShares owned62.51K
Total
62.51K direct·12.50K indirect75.01K
| Security Title | Shares Owned | Ownership Type |
|---|---|---|
| Common Stock | 12.50K | Indirect |
| Common Stock | 62.51K | Direct |
| Total | 75.01K | 62.51K direct·12.50K indirect |
Derivative Holdings1
Stock Option (right to buy)
DirectUnderlying security
Common Stock
Underlying shares
427.50K
Shares owned
N/A
Exercise price
3.68
Expiration
—
Exercise window
—
Total
Underlying
427.50K
Owned
0.00
| Security | Underlying | Exercise Price | Exercise Window | Expiration | Underlying Shares | Shares Owned |
|---|---|---|---|---|---|---|
| Stock Option (right to buy) Direct | Common Stock | 3.68 | — | — | 427.50K | N/A |
| Total | 427.50K | 0.00 | ||||