GUZZETTA MICHAEL RICHARD (CFO) received a stock award from PROTOKINETIX, INC.
Compensation award — not an open‑market transaction. Less informative as a directional signal.
A · 2 awards
Filed: 9/23/2019ACC: 0001553350-19-000990
Officer· CFO
Since Aug 2018
+3.50K
Net shares
Net buyer
$452.50
Total acquired
0
Open market trades
0B · 0S
2
Total transactions
3.50K acquired
Non-Derivative Transactions2
Common Stock
Direct
Shares
+2.50K
Price / share
$0.14
Trade value
$337.50
% of position
3.5%
9/18/2019
71.99K→74.49K
Common Stock
Direct
Shares
+1K
Price / share
$0.12
Trade value
$115.00
% of position
1.3%
9/20/2019
74.49K→75.49K
Total
Net shares
+3.50K
Net value
$452.50
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Common Stock Direct | 9/18/2019 | A · Award | +2.50K | $0.14 | $337.50 | 3.5% | 71.99K | 74.49K |
| Common Stock Direct | 9/20/2019 | A · Award | +1K | $0.12 | $115.00 | 1.3% | 74.49K | 75.49K |
| Total | +3.50K | $452.50 | ||||||
Derivative Transactions0
No derivative transactions reported
Non-Derivative Holdings (Post-Transaction)0
No non-derivative holdings reported
Derivative Holdings (Post-Transaction)3
Stock Option
DirectUnderlying security
Common Stock
Underlying shares
4M
Shares owned
4M
Exercise price
0.26
Expiration
—
Exercise window
—
Stock Option
DirectUnderlying security
Common Stock
Underlying shares
4M
Shares owned
4M
Exercise price
0.09
Expiration
—
Exercise window
—
Stock Option
DirectUnderlying security
Common Stock
Underlying shares
1M
Shares owned
1M
Exercise price
0.07
Expiration
—
Exercise window
—
Total
Underlying
9M
Owned
9M
| Security | Underlying | Exercise Price | Exercise Window | Expiration | Underlying Shares | Shares Owned |
|---|---|---|---|---|---|---|
| Stock Option Direct | Common Stock | 0.26 | — | — | 4M | 4M |
| Stock Option Direct | Common Stock | 0.09 | — | — | 4M | 4M |
| Stock Option Direct | Common Stock | 0.07 | — | — | 1M | 1M |
| Total | 9M | 9M | ||||