GUZZETTA MICHAEL RICHARD (CFO) sold 3.8% of their position (27.50K shares) of PROTOKINETIX, INC. on the open market

Open‑market sale worth $6.2K — a minor trim. Review remaining holdings and any 10b5‑1 plan disclosures.

S · 4 sales

GUZZETTA MICHAEL RICHARD

Filed: 6/28/2021ACC: 0001079973-21-000564

InsiderGUZZETTA MICHAEL RICHARDCIK 1612614

→

IssuerPROTOKINETIX, INC.CIK 1128189

Officer· CFO

Since Aug 2018

-27.50K

Net shares

Net seller

$6.2K

Total sold

Open market trades

0B · 4S

Total transactions

750K acquired · 777.50K disposed

Non-Derivative Transactions6

Common Stock

Direct

M · Option Exercise

+555.56K

Price / share

$0.07

Trade value

$38.89K

% of position

320.6%

4/13/2021

173.31K→728.87K

Common Stock

Direct

F · Tax Withholding

+194.44K

Price / share

$0.07

Trade value

$13.61K

% of position

36.4%

4/13/2021

534.42K→728.87K

Common Stock

Direct

S · Sale

−2.50K

Price / share

$0.19

Trade value

$475.00

% of position

0.3%

4/21/2021

728.87K→726.37K

Common Stock

Direct

S · Sale

−11.50K

Price / share

$0.21

Trade value

$2.45K

% of position

1.6%

4/22/2021

726.37K→714.87K

Common Stock

Direct

S · Sale

−12K

Price / share

$0.25

Trade value

$2.96K

% of position

1.7%

4/26/2021

714.87K→702.87K

Common Stock

Direct

S · Sale

−1.50K

Price / share

$0.23

Trade value

$348.00

% of position

0.2%

4/27/2021

702.87K→701.37K

Total

Net shares

+722.50K

Net value

$46.26K

Security	Date	Type	Shares	Price / Share	Trade Value	% of Position	Held Before	Held After
Common Stock Direct	4/13/2021	M · Option Exercise	+555.56K	$0.07	$38.89K	320.6%	173.31K	728.87K
Common Stock Direct	4/13/2021	F · Tax Withholding	+194.44K	$0.07	$13.61K	36.4%	534.42K	728.87K
Common Stock Direct	4/21/2021	S · Sale	−2.50K	$0.19	$475.00	0.3%	728.87K	726.37K
Common Stock Direct	4/22/2021	S · Sale	−11.50K	$0.21	$2.45K	1.6%	726.37K	714.87K
Common Stock Direct	4/26/2021	S · Sale	−12K	$0.25	$2.96K	1.7%	714.87K	702.87K
Common Stock Direct	4/27/2021	S · Sale	−1.50K	$0.23	$348.00	0.2%	702.87K	701.37K
Total			+722.50K		$46.26K

Derivative Transactions1

Stock Option

Direct

M · Option Exercise

Converts to

Common Stock

750K shares

−750K

Strike price

0.07

Held after

0.00

Exercisable

—

4/13/2021

Security	Converts To	Date	Type	Shares	Strike Price	Exercisable	Held After
Stock Option Direct	Common Stock750K shares	4/13/2021	M · Option Exercise	−750K	0.07	—	0.00

Non-Derivative Holdings (Post-Transaction)0

No non-derivative holdings reported

Derivative Holdings (Post-Transaction)3

Stock Option

Direct

Underlying security

Common Stock

Underlying shares

3.50M

Shares owned

3.50M

Exercise price

0.12

Expiration

—

Exercise window

—

Stock Option

Direct

Underlying security

Common Stock

Underlying shares

Shares owned

Exercise price

0.09

Expiration

—

Exercise window

—

Stock Option

Direct

Underlying security

Common Stock

Underlying shares

Shares owned

Exercise price

0.11

Expiration

—

Exercise window

—

Total

Underlying

11.50M

Owned

11.50M

Security	Underlying	Exercise Price	Exercise Window	Expiration	Underlying Shares	Shares Owned
Stock Option Direct	Common Stock	0.12	—	—	3.50M	3.50M
Stock Option Direct	Common Stock	0.09	—	—	4M	4M
Stock Option Direct	Common Stock	0.11	—	—	4M	4M
Total					11.50M	11.50M