GUZZETTA MICHAEL RICHARD

PrivateCIK: 1612614
Location

MARIETTA, OH

InsiderGUZZETTA MICHAEL RICHARDCIK 1612614
→
IssuerPROTOKINETIX, INC.CIK 1128189
Officer· CFO
Since Aug 2018
-500K
Net shares
Net seller
$0.00
Total acquired
0
Open market trades
0B · 0S
2
Total transactions
3.50M acquired · 4M disposed
Non-Derivative Transactions0
No non-derivative transactions reported
Derivative Transactions2

Stock Option

Direct
D · Disposition
Converts to

Common Stock

4M shares

Shares

−4M

Strike price

0.26

Held after

0.00

Exercisable

—

6/12/2020

Stock Option

Direct
A · Award
Converts to

Common Stock

3.50M shares

Shares

+3.50M

Strike price

0.12

Held after

3.50M

Exercisable

—

6/12/2020
Non-Derivative Holdings (Post-Transaction)1

Common Stock

Direct
Shares owned173.31K
Total
173.31K direct173.31K
Derivative Holdings (Post-Transaction)3

Stock Option

Direct
Underlying security
Common Stock

Underlying shares

4M

Shares owned

4M

Exercise price

0.09

Expiration

—

Exercise window

—

Stock Option

Direct
Underlying security
Common Stock

Underlying shares

750K

Shares owned

750K

Exercise price

0.07

Expiration

—

Exercise window

—

Stock Option

Direct
Underlying security
Common Stock

Underlying shares

4M

Shares owned

4M

Exercise price

0.11

Expiration

—

Exercise window

—

Total

Underlying

8.75M

Owned

8.75M

GUZZETTA MICHAEL RICHARD — Insider Transaction (Form 4) Filed Jun 15, 2020 | Finecho