GUZZETTA MICHAEL RICHARD (CFO) exercised options at PROTOKINETIX, INC.
Option exercise — a mechanical event triggered by vesting or expiry. Not a discretionary conviction trade.
M · 1 exercise
Filed: 10/16/2019ACC: 0001079973-19-000519
Officer· CFO
Since Aug 2018
0.00
Net shares
Net seller
$17.5K
Total acquired
0
Open market trades
0B · 0S
3
Total transactions
250K acquired · 250K disposed
Non-Derivative Transactions2
Common Stock
Direct
Shares
+97.83K
Price / share
$0.07
Trade value
$6.85K
% of position
129.6%
9/24/2019
75.49K→173.31K
Common Stock
Direct
Shares
+152.17K
Price / share
$0.07
Trade value
$10.65K
% of position
719.9%
9/24/2019
21.14K→173.31K
Total
Net shares
+250K
Net value
$17.50K
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Common Stock Direct | 9/24/2019 | M · Option Exercise | +97.83K | $0.07 | $6.85K | 129.6% | 75.49K | 173.31K |
| Common Stock Direct | 9/24/2019 | F · Tax Withholding | +152.17K | $0.07 | $10.65K | 719.9% | 21.14K | 173.31K |
| Total | +250K | $17.50K | ||||||
Derivative Transactions1
Stock Option
Direct
Converts to
Common Stock
1M shares
Shares
−250K
Strike price
0.07
Held after
750K
Exercisable
—
9/24/2019
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| Stock Option Direct | Common Stock1M shares | 9/24/2019 | M · Option Exercise | −250K | 0.07 | — | 750K |
Non-Derivative Holdings (Post-Transaction)0
No non-derivative holdings reported
Derivative Holdings (Post-Transaction)2
Stock Option
DirectUnderlying security
Common Stock
Underlying shares
4M
Shares owned
4M
Exercise price
0.26
Expiration
—
Exercise window
—
Stock Option
DirectUnderlying security
Common Stock
Underlying shares
4M
Shares owned
4M
Exercise price
0.09
Expiration
—
Exercise window
—
Total
Underlying
8M
Owned
8M
| Security | Underlying | Exercise Price | Exercise Window | Expiration | Underlying Shares | Shares Owned |
|---|---|---|---|---|---|---|
| Stock Option Direct | Common Stock | 0.26 | — | — | 4M | 4M |
| Stock Option Direct | Common Stock | 0.09 | — | — | 4M | 4M |
| Total | 8M | 8M | ||||