GUZY JEFFREY J exercised options at CAPSTONE COMPANIES, INC.
Option exercise — a mechanical event triggered by vesting or expiry. Not a discretionary conviction trade.
M · 1 exercise
Filed: 7/15/2021ACC: 0001575705-21-000438
+200K
Net shares
Net buyer
$43.5K
Total acquired
0
Open market trades
0B · 0S
2
Total transactions
200K acquired
Non-Derivative Transactions1
Common Stock
Direct
Shares
+100K
Price / share
$0.43
Trade value
$43.50K
% of position
189.4%
7/15/2021
52.80K→152.80K
Total
Net shares
+100K
Net value
$43.50K
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Common Stock Direct | 7/15/2021 | M · Option Exercise | +100K | $0.43 | $43.50K | 189.4% | 52.80K | 152.80K |
| Total | +100K | $43.50K | ||||||
Derivative Transactions1
Common Stock Option Non Qualified
Direct
Converts to
Common
100K shares
Shares
+100K
Strike price
.435
Held after
300K
Exercisable
—
7/15/2021
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| Common Stock Option Non Qualified Direct | Common100K shares | 7/15/2021 | M · Option Exercise | +100K | .435 | — | 300K |