GUTTERIDGE MIKE

PrivateCIK: 1913992
Location

AUSTIN, TX

GUTTERIDGE MIKE (VP, Int'l Sales and Marketing) reported 1 transaction at APOLLO ENDOSURGERY, INC.

Review the transaction codes below to understand the nature of each event.

InsiderGUTTERIDGE MIKECIK 1913992
IssuerAPOLLO ENDOSURGERY, INC.CIK 1251769
Officer· VP, Int'l Sales and Marketing
Since Feb 2022
-197.43K
Net shares
Net seller
$0.00
Total acquired
0
Open market trades
0B · 0S
7
Total transactions
197.43K disposed
Non-Derivative Transactions1

Common Stock

Direct
D · Disposition

Shares

86.65K

Price / share

Trade value

% of position

New position
4/4/2023
86.65K0.00
Total

Net shares

86.65K

Net value

$0.00

Derivative Transactions6

Stock Option (Right to Buy)

Direct
D · Disposition
Converts to

Common Stock

14K shares

Shares

14K

Strike price

6.5

Held after

0.00

Exercisable

4/4/2023

Stock Option (Right to Buy)

Direct
D · Disposition
Converts to

Common Stock

25.50K shares

Shares

25.50K

Strike price

4.37

Held after

0.00

Exercisable

4/4/2023

Stock Option (Right to Buy)

Direct
D · Disposition
Converts to

Common Stock

22.66K shares

Shares

22.66K

Strike price

3.49

Held after

0.00

Exercisable

4/4/2023

Stock Option (Right to Buy)

Direct
D · Disposition
Converts to

Common Stock

22.17K shares

Shares

22.17K

Strike price

2.08

Held after

0.00

Exercisable

4/4/2023

Stock Option (Right to Buy)

Direct
D · Disposition
Converts to

Common Stock

14.85K shares

Shares

14.85K

Strike price

5.95

Held after

0.00

Exercisable

4/4/2023

Stock Option (Right to Buy)

Direct
D · Disposition
Converts to

Common Stock

11.61K shares

Shares

11.61K

Strike price

5.63

Held after

0.00

Exercisable

4/4/2023
GUTTERIDGE MIKE — Insider Transaction (Form 4) Filed Apr 4, 2023 | Finecho