GUPTA SHALABH K.

PrivateCIK: 1864917
Location

LOS ALTOS, CA

GUPTA SHALABH K. (CEO & President) exercised options at UNICYCIVE THERAPEUTICS, INC.

Option exercise — a mechanical event triggered by vesting or expiry. Not a discretionary conviction trade.

M · 1 exercise
InsiderGUPTA SHALABH K.CIK 1864917
DirectorOfficer· CEO & President
Since Jul 2021
+371.14K
Net shares
Net buyer
$0.00
Total acquired
0
Open market trades
0B · 0S
5
Total transactions
371.19K acquired · 50.00 disposed
Non-Derivative Transactions1

Common Stock

Direct
M · Option Exercise

Shares

+104.61K

Price / share

Trade value

% of position

4.3%
7/11/2023
2.42M2.53M
Total

Net shares

+104.61K

Net value

$0.00

Derivative Transactions4

Series A-1 Convertible Preferred Stock

Direct
M · Option Exercise
Converts to

Common Stock

Shares

50.00

Strike price

0.49

Held after

0.00

Exercisable

7/11/2023

Warrant (right to buy

Direct
M · Option Exercise
Converts to

Series A-3 Convertible Preferred Stock

79.25K shares

Shares

+79.25K

Strike price

0.54

Held after

79.25K

Exercisable

7/11/2023

Warrant (right to buy)

Direct
M · Option Exercise
Converts to

Series A-4 Convertible Preferred Stock

72.05K shares

Shares

+72.05K

Strike price

0.59

Held after

72.05K

Exercisable

7/11/2023

Warrant (right to buy)

Direct
M · Option Exercise
Converts to

Series A-5 Convertible Preferred Stock

115.28K shares

Shares

+115.28K

Strike price

0.74

Held after

115.28K

Exercisable

7/11/2023
GUPTA SHALABH K. — Insider Transaction (Form 4) Filed Jul 13, 2023 | Finecho