GUPTA SACHIN (See Remarks) exercised options at APPTIO INC
Option exercise — a mechanical event triggered by vesting or expiry. Not a discretionary conviction trade.
M · 1 exercise
Filed: 12/26/2018ACC: 0001209191-18-064084
DirectorOfficer10% Owner· See Remarks
Since Aug 2018
-395K
Net shares
Net seller
$640.5K
Total acquired
0
Open market trades
0B · 0S
3
Total transactions
268K acquired · 663K disposed
Non-Derivative Transactions2
Class A Common Stock
Direct
Shares
−395K
Price / share
—
Trade value
—
% of position
9.7%
12/20/2018
4.09M→3.70M
Class A Common Stock
Direct
Shares
+268K
Price / share
$2.39
Trade value
$640.52K
% of position
7.3%
12/21/2018
3.70M→3.96M
Total
Net shares
−127K
Net value
$640.52K
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Class A Common Stock Direct | 12/20/2018 | G · Gift | −395K | — | — | 9.7% | 4.09M | 3.70M |
| Class A Common Stock Direct | 12/21/2018 | M · Option Exercise | +268K | $2.39 | $640.52K | 7.3% | 3.70M | 3.96M |
| Total | −127K | $640.52K | ||||||
Derivative Transactions1
Stock Option (right to buy)
Direct
Converts to
Class A Common Stock
268K shares
Shares
−268K
Strike price
2.39
Held after
182K
Exercisable
—
12/21/2018
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| Stock Option (right to buy) Direct | Class A Common Stock268K shares | 12/21/2018 | M · Option Exercise | −268K | 2.39 | — | 182K |
Non-Derivative Holdings (Post-Transaction)1
Class A Common Stock
IndirectShares owned307.36K
Total
307.36K indirect307.36K
| Security Title | Shares Owned | Ownership Type |
|---|---|---|
| Class A Common Stock | 307.36K | Indirect |
| Total | 307.36K | 307.36K indirect |
Derivative Holdings (Post-Transaction)0
No derivative holdings reported